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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 6/25/02 Michaels Barry D 4 Officer 1:57K Lipid Sciences Inc Bowne - BPX/FA |
Document/Exhibit Description Pages Size 1: 4 Statement of Changes in Beneficial Ownership of HTML 50K Securities by an Insider
e4 |
FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). (Print or Type Responses) |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
OMB Number: 3235-0287 Expires: December 31, 2001 Estimated average burden hours per response. . . . . .0.5 |
1. | Name and Address of Reporting Person* |
Michaels | Barry | D. | ||
(Last) | (First) | (Middle) |
c/o Lipid Sciences, Inc.
7068 Koll Center Parkway, Suite 401
Pleasanton | California | 94566 | ||
(City) | (State) | (Zip) |
2. | Issuer Name and Ticker or Trading Symbol | |
Lipid Sciences, Inc. (LIPD) |
3. | IRS or Social Security Number of Reporting Person (Voluntary) |
4. | Statement for Month/Year | |
June 2002 |
5. | If Amendment, Date of Original (Month/Year) | |
6. | Relationship of Reporting Person(s) to Issuer (Check all applicable) |
Director | 10% Owner | |||||
Officer (give title below) | Other (specify below) |
Chief Financial Officer
7. | Individual or Joint/Group Filing (Check Applicable Line) | |
Form filed by One Reporting Person Form filed by More than One Reporting Person |
Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security | 2. Trans- | 3. Trans- | 4. Securities Acquired (A) | 5. Amount of | 6. Ownership | 7. Nature of | ||||||||||||
(Instr. 3) | action | action | or Disposed of (D) | Securities | Form: | Indirect | ||||||||||||
Date | Code | (Instr. 3, 4 and 5) | Beneficially | Direct | Bene- | |||||||||||||
(Instr. 8) | Owned at | (D) or | ficial | |||||||||||||||
(Month/ | End of | Indirect | Owner- | |||||||||||||||
Day/ | (A) or | Month | (I) | ship | ||||||||||||||
Year) | Code | V | Amount | (D) | Price | (Instr. 3 and 4) | (Instr. 4) | (Instr. 4) | ||||||||||
Common Stock | 6/7/2002 | P | 100 | A | $3.78 | 1,600 | D | |||||||||||
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly | (Over) | |
*If the form is filed by more than one reporting person, see Instruction 4(b)(v) |
FORM 4 (continued) |
Table II — Derivative Securities Acquired, Disposed of, or
Beneficially Owned (e.g. puts, calls, warrants, options, convertible securities) |
1. Title of Derivative Security | 2.Conver- | 3.Trans- | 4. Trans- | 5. Number of Deriv- | 6. Date Exerc- | 7. Title and | 8.Price | 9. Number | 10. Owner- | 11. Nature | ||||||||||||||||||
(Instr. 3) | sion or | action | action | ative Securities Ac- | isable and | Amount of | of | of deriv- | ship | of | ||||||||||||||||||
Exercise | Date | Code | quired (A) or Dis- | Expiration | Underlying | Deriv- | ative | Form of | Indirect | |||||||||||||||||||
Price of | (Instr. 8) | posed of (D) | Date | Securities | ative | Secur- | Deriv- | Benefi- | ||||||||||||||||||||
Deriv- | (Month/ | (Instr. 3, 4 and 5) | (Month/Day/ | (Instr. 3 and 4) | Secur- | ities | ative | cial | ||||||||||||||||||||
ative | Day/ | Year) | ity | Bene- | Security | Owner- | ||||||||||||||||||||||
Security | Year) | (Instr. 5) | ficially | Direct | ship | |||||||||||||||||||||||
Owned | (D) or | (Instr. 4) | ||||||||||||||||||||||||||
at End | Indirect | |||||||||||||||||||||||||||
of | (I) | |||||||||||||||||||||||||||
Month | (Instr. 4) | |||||||||||||||||||||||||||
(Instr. 4) | ||||||||||||||||||||||||||||
Code |
V |
(A) |
(D) |
Date Exer- cisable |
Expira- tion Date |
Title |
Amount or Number |
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of Shares | ||||||||||||||||||||||||||||
Explanation of Responses:
/s/ Barry Michaels | 6/20/02 | |||||
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. |
** Signature of Reporting Person | Date | |||
See 18. U.S.C 1001 and 15 U.S.C. 78ff(a) | ||||||
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
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Potential persons who are to respond to the collection of information
contained in this form are not required to respond unless the form displays a currently valid OMB number. |
Page 2
This ‘4’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 6/25/02 | |||
For Period end: | 6/20/02 | |||
12/31/01 | 10-K405, ARS | |||
List all Filings |