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Michaels Barry D – ‘4’ for 6/20/02 re: Lipid Sciences Inc

On:  Tuesday, 6/25/02, at 12:05pm ET   ·   For:  6/20/02   ·   Accession #:  950153-2-1158   ·   File #:  0-00497

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/25/02  Michaels Barry D                  4          Officer     1:57K  Lipid Sciences Inc                Bowne - BPX/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML     50K 
                Securities by an Insider                                         


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  e4  

 

         
FORM 4
 
(BOX)  Check this box if no longer
      subject to Section 16. Form 4 or
      Form 5 obligations may continue.
      See Instruction 1(b).
 
 
 
(Print or Type Responses)
  U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
 

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
 
 
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
 
OMB APPROVAL

OMB Number: 3235-0287
Expires: December 31, 2001
Estimated average burden
hours per response. . . . . .0.5

1.   Name and Address of Reporting Person*
         
Michaels   Barry   D.

(Last)   (First)   (Middle)

c/o Lipid Sciences, Inc.
7068 Koll Center Parkway, Suite 401


(Street)
         
Pleasanton   California   94566

(City)   (State)   (Zip)


2.   Issuer Name and Ticker or Trading Symbol
 
    Lipid Sciences, Inc. (LIPD)


3.   IRS or Social Security Number of Reporting Person (Voluntary)


4.   Statement for Month/Year
 
    June 2002


5.   If Amendment, Date of Original (Month/Year)
 
     

6.   Relationship of Reporting Person(s) to Issuer (Check all applicable)
             
(BOX)   Director   (BOX)   10% Owner
             
(XBOX)   Officer (give title below)   (BOX)   Other (specify below)

Chief Financial Officer

 


7.   Individual or Joint/Group Filing (Check Applicable Line)
     
    (XBOX) Form filed by One Reporting Person
(BOX) Form filed by More than One Reporting Person


Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

                                     

1. Title of Security   2. Trans-   3. Trans-   4. Securities Acquired (A)   5. Amount of   6. Ownership   7. Nature of
     (Instr. 3)   action   action   or Disposed of (D)   Securities   Form:   Indirect
    Date   Code   (Instr. 3, 4 and 5)   Beneficially   Direct   Bene-
        (Instr. 8)       Owned at   (D) or   ficial
    (Month/  
 
  End of   Indirect   Owner-
    Day/               (A) or       Month   (I)   ship
    Year)   Code   V   Amount   (D)   Price   (Instr. 3 and 4)   (Instr. 4)   (Instr. 4)

Common Stock   6/7/2002   P       100   A   $3.78   1,600   D    

                                     

                                     

                                     

     
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly   (Over)
*If the form is filed by more than one reporting person, see Instruction 4(b)(v)    


 

         
FORM 4 (continued)   Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g. puts, calls, warrants, options, convertible securities)
   
                                                         

1. Title of Derivative Security   2.Conver-   3.Trans-   4. Trans-   5. Number of Deriv-   6. Date Exerc-   7. Title and   8.Price   9. Number   10. Owner-   11. Nature
     (Instr. 3)   sion or   action   action   ative Securities Ac-   isable and   Amount of   of   of deriv-   ship   of
    Exercise   Date   Code   quired (A) or Dis-   Expiration   Underlying   Deriv-   ative   Form of   Indirect
    Price of       (Instr. 8)   posed of (D)   Date   Securities   ative   Secur-   Deriv-   Benefi-
    Deriv-   (Month/       (Instr. 3, 4 and 5)   (Month/Day/   (Instr. 3 and 4)   Secur-   ities   ative   cial
    ative   Day/           Year)       ity   Bene-   Security   Owner-
    Security   Year)                   (Instr. 5)   ficially   Direct   ship
                                Owned   (D) or   (Instr. 4)
                                at End   Indirect    
                                of   (I)    
                                Month   (Instr. 4)    
                                (Instr. 4)        
           
 
 
 
               
             
 
Code
   
 
V
   
 
(A)
   
 
(D)
  Date
Exer-
cisable
  Expira-
tion
Date
   
 
Title
  Amount
or
Number
               
                                        of Shares                

                                                         

                                                         

                                                         

                                                         

                                                         

                                                         

Explanation of Responses:

             
 
        /s/ Barry Michaels   6/20/02
       
 
**   Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
  ** Signature of Reporting Person   Date
    See 18. U.S.C 1001 and 15 U.S.C. 78ff(a)        
Note:   File three copies of this Form, one of which must be manually signed.
If space is insufficient, see Instruction 6 for procedure.
       
             
Potential persons who are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB number.

Page 2


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘4’ Filing    Date    Other Filings
Filed on:6/25/02
For Period end:6/20/02
12/31/0110-K405,  ARS
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Filing Submission 0000950153-02-001158   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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