SEC Info - Corsair Capital LLC, et al. - ‘SC 13D/A’ on 11/9/16 re: NewStar Financial, Inc.

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Corsair Capital LLC, et al. – ‘SC 13D/A’ on 11/9/16 re: NewStar Financial, Inc. – ‘EX-1’

On: Wednesday, 11/9/16, at 4:40pm ET · Accession #: 950103-16-17803 · File #: 5-82274

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

11/09/16  Corsair Capital LLC               SC 13D/A               2:67K  NewStar Financial, Inc.           Davis Polk & … LLP 01/FA
          Corsair II Capital Partners, L.P. (F/K/A J.P. Morgan Corsair
          Corsair III Financial Services Capital Partners, L.P.

Amendment to General Statement of Beneficial Ownership — Sch. 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D/A    Amendment to General Statement of Beneficial        HTML     39K 
                          Ownership                                              
 2: EX-1        Underwriting Agreement                              HTML      8K

EX-1 — Underwriting Agreement

This exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

EXHIBIT 1

JOINT FILING AGREEMENT

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, each of the persons named below agrees to the joint filing of a Statement on Schedule 13D (including amendments thereto) with respect to the Common Stock, par value $0.01 par value per share, of NewStar Financial, Inc., a Delaware corporation, and further agrees that this Joint Filing Agreement be included as an exhibit to such filings provided that, as contemplated by Section 13d-1(k)(ii), no person shall be responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate. This Joint Filing Agreement may be executed in any number of counterparts, all of which together shall constitute one and the same instrument.

Dated as of November 9, 2016

CORSAIR CAPITAL LLC


By:	/s/ *D.T. Ignacio Jayanti*
	Name:	D.T. Ignacio Jayanti
	Title:	Managing Partner

CORSAIR III FINANCIAL SERVICES CAPITAL PARTNERS, L.P.

By:	Corsair III Management, L.P., as General Partner
By:	Corsair Capital LLC, as General Partner


By:	/s/ *D.T. Ignacio Jayanti*
	Name:	D.T. Ignacio Jayanti
	Title:	Managing Partner

Corsair II Capital Partners L.P.

By:	Corsair II, L.P., as General Partner
By:	Corsair II, L.L.C., as General Partner


By:	/s/ *D.T. Ignacio Jayanti*
	Name:	D.T. Ignacio Jayanti
	Title:	Managing Partner

Dates Referenced Herein and Documents Incorporated by Reference

This ‘SC 13D/A’ Filing	Date	Other Filings

Filed on:	11/9/16	4, SC 13D/A
		List all Filings

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Filing Submission 0000950103-16-017803 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)