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As Of Filer Filing For·On·As Docs:Size Issuer Agent 2/25/14 Putnam Convertible Secs Fund 485BPOS 2/28/14 16:2.8M McMunn Associates Inc/FA → Putnam Convertible Securities Fund ⇒ Class A Shares (PCONX) — Class B Shares (PCNBX) — Class C Shares — Class M Shares (PCNMX) — Class R Shares (PCVRX) — Class Y Shares (PCGYX) |
Document/Exhibit Description Pages Size 1: 485BPOS Putnam Convertible Securites Fund HTML 1.43M 2: EX-99.D ADVSR CONTR Miscellaneous Exhibit HTML 30K 5: EX-99.D ADVSR CONTR Miscellaneous Exhibit HTML 47K 3: EX-99.E UNDR CONTR Miscellaneous Exhibit HTML 27K 6: EX-99.G CUST AGREEMT Miscellaneous Exhibit HTML 201K 7: EX-99.G CUST AGREEMT Miscellaneous Exhibit HTML 67K 8: EX-99.H OTH MAT CONT Miscellaneous Exhibit HTML 63K 9: EX-99.H OTH MAT CONT Miscellaneous Exhibit HTML 114K 10: EX-99.H OTH MAT CONT Miscellaneous Exhibit HTML 58K 11: EX-99.H OTH MAT CONT Miscellaneous Exhibit HTML 130K 12: EX-99.H OTH MAT CONT Miscellaneous Exhibit HTML 36K 13: EX-99.H OTH MAT CONT Miscellaneous Exhibit HTML 33K 14: EX-99.H OTH MAT CONT Miscellaneous Exhibit HTML 34K 15: EX-99.H OTH MAT CONT Miscellaneous Exhibit HTML 41K 4: EX-99.J OTHER OPININ Miscellaneous Exhibit HTML 8K 16: EX-99.P CODE ETH Miscellaneous Exhibit HTML 96K
AMENDMENT TO MASTER SUB-ACCOUNTING SERVICES AGREEMENT |
This Amendment to Master Sub-Accounting Services Agreement (“Amendment”) is made as of August 1, 2013, by and between Putnam Investment Management, LLC (the “Administrator”) and State Street Bank and Trust Company (the “Sub-Accounting Agent”).
WHEREAS, the Administrator and the Sub-Accounting Agent entered into that certain Master Sub-Accounting Services Agreement dated as of January 1, 2007 (as amended, modified and supplemented from time to time, the “Agreement”); and
WHEREAS, the Administrator and Sub-Accounting Agent desire to amend the Agreement as set forth herein.
NOW THEREFORE, in consideration of the foregoing, the Administrator and the Sub-Accounting Agent hereby agree to amend the Agreement, pursuant to the terms thereof, as follows:
1. The first sentence of Section 6(a) of the Agreement is hereby deleted and replaced with the following:
“This Agreement shall continue in full force and effect for an additional term commencing on the date hereof and ending December 31, 2020 (the “Additional Term”), and, after that, shall automatically renew for additional consecutive three (3) year terms, in each case unless either party gives one hundred eighty (180) days’ prior written notice to the other of its intent not to renew. During the Additional Term and thereafter: (i) either party may terminate this Agreement in the event of the other party’s material breach of a material provision of this Agreement that the other party has either (a) failed to cure or (b) failed to establish a remedial plan to cure that is reasonably acceptable, in either case within 60 days’ written notice of such breach, and (ii) the Administrator may terminate this Agreement with respect to any Fund or Portfolio(s) of a Fund in the event that the Fund or its Portfolio(s) are liquidated or merged into or consolidated with another person. Upon termination of this Agreement pursuant to this paragraph with respect to any Fund or Portfolio, upon receipt of a final bill from the Sub-Accounting Agent, the Administrator shall pay Sub-Accounting Agent all accrued and unpaid fees and expenses under this Agreement. For the avoidance of doubt, the Administrator reserves the right to close sleeves of the Portfolios and share classes of the Funds without penalty.
Termination of this Agreement with respect to the coverage of any one particular Fund or Portfolio shall in no way affect the rights and duties under this Agreement with respect to any other Fund or Portfolio. The provisions of Sections 3 and 5 of this Agreement shall survive termination of this Agreement for any reason.
Notwithstanding any term herein to the contrary, this Agreement may, at the sole option of the Sub-Accounting Agent, be terminated (in its entirety, with respect to any particular Fund, or with respect to its applicability to any particular Portfolio, as may be applicable) without prior notice by the Sub-Accounting Agent in the event of (i) any termination by a Fund of its custodial services agreement with State Street Bank and Trust Company (in each such case, in such agreement’s entirety, with respect to any particular Fund, or with respect to its applicability to any particular Portfolio, as may be applicable) or (ii) any termination of the Administration Agreement or the termination or resignation of the Administrator under the Administration Agreement (in each such case, in such agreement’s entirety, with respect to any particular Fund, or with respect to its applicability to any particular Portfolio, as may be applicable).
2. Sections 6(b), 6(c), 6(d), 6(e), and 6(f) of the Agreement are hereby deleted in their entirety.
3. Section 11.9 of the Agreement is hereby modified to update the Sub-Accounting Agent’s contact information as follows:
“To the Sub-Accounting Agent: | STATE STREET BANK AND TRUST COMPANY |
1200 Crown Colony Drive | |
Quincy, MA 02169 | |
Attention: Michael E. Hagerty, Senior Vice President | |
Telephone: 617-662-3630 | |
Telecopy: 617-662-3690” |
4. Appendix A to the Agreement is hereby deleted in its entirety and replaced with the attached Appendix A.
5. Except as expressly amended by this Amendment, the provisions of the Agreement shall remain in full force and effect.
[Signature page follows.] |
2 |
IN WITNESS WHEREOF, each of the parties hereto has caused this Amendment to be executed in its name and behalf by its duly authorized representative as of the date first written above.
PUTNAM INVESTMENT MANAGEMENT, LLC | ||
By: /s/ Steven D. Krichmar | ||
Name: | Steven D. Krichmar | |
Title: | Chief of Operations | |
STATE STREET BANK AND TRUST COMPANY | ||
By: /s/ Michael F. Rogers | ||
Name: | Michael F. Rogers | |
Title: | Executive Vice President |
3 |
APPENDIX A |
TO |
MASTER SUB-ACCOUNTING SERVICES AGREEMENT |
Putnam Fund | State Street | |
FUND/PORTFOLIO | # | Fund # |
PUTNAM AMERICAN GOVERNMENT INCOME FUND | 033 | 38MG |
PUTNAM ARIZONA TAX EXEMPT INCOME FUND | 855 | 38RH |
PUTNAM ASSET ALLOCATION FUNDS | ||
on behalf of: | ||
Putnam Dynamic Asset Allocation Balanced Fund | 259 | 38MY |
Putnam Dynamic Asset Allocation Conservative Fund | 264 | 38MZ |
Putnam Dynamic Asset Allocation Growth Fund | 250 | 38MX |
PUTNAM CALIFORNIA TAX EXEMPT INCOME FUND | 027 | 38Q5 |
PUTNAM CONVERTIBLE SECURITIES FUND | 008 | 38QG |
PUTNAM DIVERSIFIED INCOME TRUST | 075 | 38MS |
PUTNAM EQUITY INCOME FUND | 012 | 38QH |
PUTNAM EUROPE EQUITY FUND | 057 | 38MH |
PUTNAM FUNDS TRUST | ||
on behalf of: | ||
Putnam Absolute Return 100 Fund | EB3 | 38V5 |
Putnam Absolute Return 300 Fund | EC3 | 38V6 |
Putnam Absolute Return 500 Fund | DK6 | 38V7 |
Putnam Absolute Return 700 Fund | ED8 | 38V8 |
Putnam Asia Pacific Equity Fund | GC4 | 38CA |
Putnam Capital Spectrum Fund | GA6 | 38VW |
Putnam Dynamic Asset Allocation Equity Fund | FL7 | 38ZA |
Putnam Dynamic Risk Allocation Fund | EC2 | 38BG |
Putnam Emerging Markets Equity Fund | CT2 | 38P4 |
Putnam Emerging Markets Income Fund | NE3 | 38AN |
Putnam Equity Spectrum Fund | GA7 | 38VX |
Putnam Floating Rate Income Fund | 29X | 38PJ |
Putnam Global Consumer Fund | EJ3 | 38VA |
Putnam Global Dividend Fund | NE9 | 38AO |
Putnam Global Energy Fund | EK2 | 38VB |
Putnam Global Financials Fund | EK9 | 38VD |
Putnam Global Industrials Fund | EL8 | 38VE |
Putnam Global Sector Fund | GV5 | 38WA |
Putnam Global Technology Fund | EM7 | 38VF |
Putnam Global Telecommunications Fund | EN6 | 38VG |
Putnam Intermediate-Term Municipal Income Fund | ND5 | 38AM |
Putnam International Value Fund | 2CE | 38ND |
Putnam Low Volatility Equity Fund | NF7 | 38AP |
Putnam Money Market Liquidity Fund | AD5 | 38UM |
Putnam Multi-Cap Core Fund | HF8 | 38WG |
Putnam Retirement Income Fund Lifestyle 2 | LF2 | 38BA |
Putnam Retirement Income Fund Lifestyle 3 | 7BF | 38PL |
Putnam Fund | State Street | |
FUND/PORTFOLIO | # | Fund # |
Putnam Short Duration Income Fund | LU7 | 38BE |
Putnam Short Term Investment Fund | NB2 | 38AJ |
Putnam Short-Term Municipal Income Fund | NC7 | 38AL |
Putnam Small Cap Growth Fund | 2HF | 38NI |
Putnam Strategic Volatility Equity Fund | NG5 | 38AQ |
PUTNAM GLOBAL EQUITY FUND | 005 | 38QE |
PUTNAM GLOBAL HEALTH CARE FUND | 021 | 38QJ |
PUTNAM GLOBAL INCOME TRUST | 041 | 38QL |
PUTNAM GLOBAL NATURAL RESOURCES FUND | 018 | 38MD |
PUTNAM GLOBAL UTILITIES FUND | 840 | 38Q1 |
PUTNAM HIGH INCOME SECURITIES FUND | 061 | 38MJ |
PUTNAM HIGH YIELD ADVANTAGE FUND | 060 | 38MI |
PUTNAM HIGH YIELD TRUST | 014 | 38PD |
PUTNAM INCOME FUND | 004 | 38QD |
PUTNAM INTERNATIONAL EQUITY FUND | 841 | 38NX |
PUTNAM INVESTMENT FUNDS | ||
on behalf of: | ||
Putnam Capital Opportunities Fund | 2II | 38S9 |
Putnam Growth Opportunities Fund | 2AP | 38QR |
Putnam International Capital Opportunities Fund | 2AZ | 38PG |
Putnam International Growth Fund | 539 | 38NV |
Putnam Multi-Cap Value Fund | 2OV | 38NO |
Putnam Research Fund | 2AQ | 38NB |
Putnam Small Cap Value Fund | 2MF | 38NL |
PUTNAM INVESTORS FUND | 003 | 38QB |
PUTNAM MANAGED MUNICIPAL INCOME TRUST | 052 | 38R1 |
PUTNAM MASSACHUSETTS TAX EXEMPT INCOME FUND | 845 | 38RD |
PUTNAM MASTER INTERMEDIATE INCOME TRUST | 074 | 38MR |
PUTNAM MICHIGAN TAX EXEMPT INCOME FUND | 846 | 38RE |
PUTNAM MINNESOTA TAX EXEMPT INCOME FUND | 847 | 38RF |
PUTNAM MONEY MARKET FUND | 010 | 38Q2 |
PUTNAM MORTGAGE RECOVERY FUND | MC3 | 38VU |
PUTNAM MULTI-CAP GROWTH FUND | 852 | 38NY |
PUTNAM MUNICIPAL OPPORTUNITIES TRUST | 582 | 38RB |
PUTNAM NEW JERSEY TAX EXEMPT INCOME FUND | 019 | 38Q4 |
PUTNAM NEW YORK TAX EXEMPT INCOME FUND | 030 | 38Q6 |
PUTNAM OHIO TAX EXEMPT INCOME FUND | 848 | 38RG |
PUTNAM PENNSYLVANIA TAX EXEMPT INCOME FUND | 047 | 38R0 |
PUTNAM PREMIER INCOME TRUST | 073 | 38MQ |
PUTNAM RETIREMENT READY FUNDS | ||
on behalf of: | ||
Putnam RetirementReady 2055 Fund | KT2 | 38KB |
Putnam RetirementReady 2050 Fund | 7CR | FFAM |
5 |
Putnam Fund | State Street | |
FUND/PORTFOLIO | # | Fund # |
Putnam RetirementReady 2045 Fund | 40M | FFAD |
Putnam RetirementReady 2040 Fund | 40F | FFAB |
Putnam RetirementReady 2035 Fund | 49Y | FFAL |
Putnam RetirementReady 2030 Fund | 49R | FFAJ |
Putnam RetirementReady 2025 Fund | 49K | FFAI |
Putnam RetirementReady 2020 Fund | 49D | FFAH |
Putnam RetirementReady 2015 Fund | 48W | FFAG |
Putnam Retirement Income Funds Lifestyle 1 | 48P | FFAF |
PUTNAM TAX EXEMPT INCOME FUND | 011 | 38Q3 |
PUTNAM TAX EXEMPT MONEY MARKET FUND | 062 | 38R4 |
PUTNAM TAX-FREE INCOME TRUST | ||
on behalf of: | ||
Putnam AMT-Free Municipal Fund | 035 | 38Q7 |
Putnam Tax-Free High Yield Fund | 036 | 38Q8 |
PUTNAM US GOVERNMENT INCOME TRUST | 032 | 38MF |
PUTNAM VARIABLE TRUST | ||
on behalf of: | ||
Putnam VT Absolute 500 Return Fund | LC3 | 38AD |
Putnam VT American Government Income Fund | 2PX | 38NP |
Putnam VT Capital Opportunities Fund | 23K | 38QO |
Putnam VT Diversified Income Fund | 961 | 38PA |
Putnam VT Equity Income Fund | 23N | 38QP |
Putnam VT George Putnam Balanced Fund | 2IS | 38QV |
Putnam VT Global Asset Allocation Fund | 070 | 38MO |
Putnam VT Global Equity Fund | 016 | 38QI |
Putnam VT Global Health Care Fund | 2IW | 38QW |
Putnam VT Global Utilities Fund | 152 | 38QN |
Putnam VT Growth and Income Fund | 066 | 38ML |
Putnam VT Growth Opportunities Fund | 2PU | 38QY |
Putnam VT High Yield Fund | 067 | 38MN |
Putnam VT Income Fund | 068 | 38QM |
Putnam VT International Equity Fund | 2DO | 38NF |
Putnam VT International Growth Fund | 2DP | 38NG |
Putnam VT International Value Fund | 2DN | 38NE |
Putnam VT Investors Fund | 2IO | 38QU |
Putnam VT Money Market Fund | 069 | 38RG |
Putnam VT Multi-Cap Growth Fund | 098 | 38PF |
Putnam VT Multi-Cap Value Fund | 23H | 38MV |
Putnam VT Research Fund | 2LA | 28PH |
Putnam VT Small Cap Value Fund | 2MJ | 38NM |
Putnam VT Voyager Fund | 065 | 38PE |
PUTNAM VOYAGER FUND | 007 | 38MB |
6 |
Putnam Fund | State Street | |
FUND/PORTFOLIO | # | Fund # |
THE GEORGE PUTNAM FUND OF BOSTON | 001 | 38QA |
THE PUTNAM FUND FOR GROWTH AND INCOME | 002 | 38MA |
7 |
This ‘485BPOS’ Filing | Date | Other Filings | ||
---|---|---|---|---|
12/31/20 | ||||
Effective on: | 2/28/14 | |||
Filed on: | 2/25/14 | 497K | ||
8/1/13 | ||||
1/1/07 | ||||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/26/24 Putnam Conv Securities Fund 485BPOS 2/29/24 28:6.2M McMunn Assocs Inc./FA 2/28/23 Putnam Conv Securities Fund 485BPOS 2/28/23 22:4.9M McMunn Assocs Inc./FA 2/23/22 Putnam Conv Securities Fund 485BPOS 2/28/22 26:5.4M McMunn Assocs Inc./FA 2/26/21 Putnam Conv Securities Fund 485BPOS 2/28/21 23:4.1M McMunn Assocs Inc./FA 2/26/21 Putnam Conv Securities Fund 485BPOS 2/28/21 23:4.7M McMunn Assocs Inc./FA |