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Putnam Convertible Securities Fund, et al. – ‘485BPOS’ on 2/27/15 – ‘EX-99.E UNDR CONTR’

On:  Friday, 2/27/15, at 5:14pm ET   ·   Effective:  2/28/15   ·   Private-to-Public:  Document/Exhibit  –  Release Delayed   ·   Accession #:  928816-15-340   ·   File #s:  2-43384, 811-02280

Previous ‘485BPOS’:  ‘485BPOS’ on 3/18/14   ·   Next:  ‘485BPOS’ on 3/18/15   ·   Latest:  ‘485BPOS’ on 2/26/24   ·   5 References:   

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/27/15  Putnam Convertible Secs Fund      485BPOS2/28/15    8:3.3M                                   McMunn Associates Inc/FAPutnam Convertible Securities Fund Class A Shares (PCONX) — Class B Shares (PCNBX) — Class C SharesClass IClass M Shares (PCNMX) — Class R Shares (PCVRX) — Class Y Shares (PCGYX)

Post-Effective Amendment
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 485BPOS     Putnam Convertible Securites Fund                   HTML   1.47M 
 8: COVER     ¶ Comment-Response or Cover Letter to the SEC         HTML      6K 
 2: EX-99.E UNDR CONTR  Miscellaneous Exhibit                       HTML     93K 
 3: EX-99.E UNDR CONTR  Miscellaneous Exhibit                       HTML      9K 
 4: EX-99.I LEGAL OPININ  Miscellaneous Exhibit                     HTML     10K 
 5: EX-99.J OTHER OPININ  Miscellaneous Exhibit                     HTML      6K 
 6: EX-99.M 12B-1 PLAN  Miscellaneous Exhibit                       HTML     93K 
 7: EX-99.M 12B-1 PLAN  Miscellaneous Exhibit                       HTML      9K 


‘EX-99.E UNDR CONTR’   —   Miscellaneous Exhibit


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]




Financial Institution Sales Dealer Name
ALLSTATE FINANCIAL SERVICES, LLC
ASSOCIATED TRUST COMPANY
BANCWEST INVESTMENT SERVICES, INC.
BANK OF OKLAHOMA NA
BANKOH INVESTMENT SERVICES, INC.
BB&T INVESTMENT SERVICES, INC.
BBVA SECURITIES INC.
BENEFIT TRUST COMPANY
BMO HARRIS BANK N.A.
BNP PARIBAS NY BRANCH
BOSC, INC.
BROWN BROTHERS HARRIMAN & CO.
CALDWELL TRUST COMPANY
CAPITAL BROKERAGE CORPORATION
CAPITAL ONE INVESTMENT SERVICES LLC
CHASE INVESTMENT SERVICES CORP
CIRCLE TRUST COMPANY
CITIZENS FIRST SAVINGS BANK
CITY NATIONAL BANK
COMERICA BANK
COMMERCE BANK NA
COMMERCE BROKERAGE SERVICES, INC.
COMMUNITY BANK N. A.
DUBUQUE BANK & TRUST COMPANY
FIDUCIARY TRUST COMPANY
FIFTH THIRD SECURITIES, INC
FIMCO SECURITIES GROUP, INC
FINANCIAL SYNERGY, INC.
FIRNOM & CO
FIRST CITIZENS INVESTOR SERVICES, INC.
FIRST NATIONAL BANK
FIRST SOUTHWEST COMPANY
GLENMEDE TRUST COMPANY
GLOBAL TRUST COMPANY
GOLDMAN, SACHS & CO.
HSBC SECURITIES (USA) INC.
HUNTINGTON TRUST COMPANY
INFINEX INVESTMENTS, INC.
INVEST FINANCIAL
INVESTMENT CENTERS OF AMERICA, INC.
INVESTORS BANK &
IRA SERVICES TRUST COMPANY
J.P. MORGAN INSTITUTIONAL INVESTMENTS
JP MORGAN CHASE BANK NA
KEY BANK
M&T SECURITIES, INC.
NATIONAL FINANCIAL
NAVY FEDERAL BROKERAGE SERVICES, LLC
NBC SECURITIES, INC.
NORTHERN TRUST SECURITIES, INC.



OLD NATIONAL BANK
PEOPLE'S SECURITIES, INC.
RELIANCE TRUST CO
ROCKLAND TRUST COMPANY
STANDARD INSURANCE COMPANY
SUNTRUST BANKS INC
TD AMERITRADE TRUST COMPANY
THE CATTLE NATIONAL BANK &
TRUST COMPANY OF AMERICA
U.S. BANCORP INVESTMENTS, INC
UMB BANK NA
UMB FINANCIAL SERVICES, INC.
US BANK NA
VOYA INSTITUTIONAL PLAN SERVICES LLC
WALL STREET ACCESS
WAYNE BANK
WELLS FARGO BANK NA
WELLS FARGO BANK/TRUST
WELLS FARGO SECURITIES LLC
WESTWOOD TRUST


5 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/26/24  Putnam Conv Securities Fund       485BPOS     2/29/24   28:6.2M                                   McMunn Assocs Inc./FA
 2/28/23  Putnam Conv Securities Fund       485BPOS     2/28/23   22:4.9M                                   McMunn Assocs Inc./FA
 2/23/22  Putnam Conv Securities Fund       485BPOS     2/28/22   26:5.4M                                   McMunn Assocs Inc./FA
 2/26/21  Putnam Conv Securities Fund       485BPOS     2/28/21   23:4.1M                                   McMunn Assocs Inc./FA
 2/26/21  Putnam Conv Securities Fund       485BPOS     2/28/21   23:4.7M                                   McMunn Assocs Inc./FA
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Filing Submission 0000928816-15-000340   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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