SEC Info - EuroDry Ltd. - IPO: ‘F-1’ on 5/7/18

EuroDry Ltd. – IPO: ‘F-1’ on 5/7/18 – ‘EX-4.1’

On: Monday, 5/7/18, at 9:47pm ET · As of: 5/8/18 · Private-to-Public: Document/Exhibit ¶ – Release Delayed · Accession #: 919574-18-3321 · File #: 333-224732

As Of Filer Filing For·On·As Docs:Size Issuer Agent 5/08/18 EuroDry Ltd. F-1¶ 42:14M Seward & Kissel LLP

Document/Exhibit Description Pages Size 1: F-1 Registration Statement by a Foreign Private Issuer HTML 1.07M 42: CORRESP ¶ Comment-Response or Other Letter to the SEC HTML 15K 2: EX-3.1 Articles of Incorporation/Organization or By-Laws HTML 58K 3: EX-3.2 Articles of Incorporation/Organization or By-Laws HTML 58K 4: EX-4.1 Instrument Defining the Rights of Security Holders HTML 21K 5: EX-4.2 Instrument Defining the Rights of Security Holders HTML 18K 6: EX-4.3 Instrument Defining the Rights of Security Holders HTML 46K 7: EX-4.4 Instrument Defining the Rights of Security Holders HTML 141K 8: EX-4.5 Instrument Defining the Rights of Security Holders HTML 231K 9: EX-4.6 Instrument Defining the Rights of Security Holders HTML 268K 10: EX-5.1 Opinion re: Legality HTML 19K 11: EX-8.1 Opinion re: Tax Matters HTML 20K 12: EX-10.1 Material Contract HTML 44K 21: EX-10.10 Material Contract HTML 124K 22: EX-10.11 Material Contract HTML 62K 23: EX-10.12 Material Contract HTML 78K 24: EX-10.13 Material Contract HTML 138K 25: EX-10.14 Material Contract HTML 619K 26: EX-10.15 Material Contract HTML 61K 27: EX-10.16 Material Contract HTML 554K 28: EX-10.17 Material Contract HTML 17K 29: EX-10.18 Material Contract HTML 68K 30: EX-10.19 Material Contract HTML 141K 13: EX-10.2 Material Contract HTML 43K 31: EX-10.20 Material Contract HTML 162K 32: EX-10.21 Material Contract HTML 494K 33: EX-10.22 Material Contract HTML 106K 34: EX-10.23 Material Contract HTML 126K 35: EX-10.24 Material Contract HTML 86K 36: EX-10.25 Material Contract HTML 66K 37: EX-10.26 Material Contract HTML 191K 14: EX-10.3 Material Contract HTML 147K 15: EX-10.4 Material Contract HTML 17K 16: EX-10.5 Material Contract HTML 12K 17: EX-10.6 Material Contract HTML 342K 18: EX-10.7 Material Contract HTML 20K 19: EX-10.8 Material Contract HTML 454K 20: EX-10.9 Material Contract HTML 627K 38: EX-14.1 Code of Ethics HTML 50K 39: EX-21.1 Subsidiaries HTML 13K 40: EX-23.1 Consent of Experts or Counsel HTML 12K 41: EX-23.3 Consent of Experts or Counsel HTML 13K

FOR VALUE RECEIVED, hereby sell, assign and transfer unto


_{(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS OF ASSIGNEE)}





		Shares
of the capital stock represented by the within Certificate, and do hereby irrevocably constitute and appoint

		Attorney
to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises.

Dated

			NOTICE: The signature to this assignment must correspond with the name as written upon the face of the certificate in every particular without alteration or enlargement or any change whatever. The signature of the person executing this power must be guaranteed by an Eligible Credit Union, or a Savings Association participating in a Medallion program approved by the Securities Transfer Association, Inc.

Signature(s) Guaranteed

_{The signature(s) must be guaranteed by an eligible guarantor institution (banks, stockbrokers, savings and loan associations and credit unions with membership in an approved signature guarantee medallion program), pursuant to S.E.C. Rule 17A}_d_-15.

THIS CERTIFICATE ALSO EVIDENCES AND ENTITLES THE HOLDER HEREOF TO CERTAIN RIGHTS AS SET FORTH IN A SHAREHOLDERS RIGHTS AGREEMENT BETWEEN EURODRY LTD. AND AMERICAN STOCK TRANSFER AND TRUST COMPANY, LLC, AS THE RIGHTS AGENT (THE "RIGHTS AGREEMENT"), THE TERMS OF WHICH ARE HEREBY INCORPORATED HEREIN BY REFERENCE AND A COPY OF WHICH IS ON FILE AT THE PRINCIPAL EXECUTIVE OFFICES OF EURODRY LTD. UNDER CERTAIN CIRCUMSTANCES, AS SET FORTH IN THE RIGHTS AGREEMENT, SUCH RIGHTS WILL BE EVIDENCED BY SEPARATE CERTIFICATES AND WILL NO LONGER BE EVIDENCED BY THIS CERTIFICATE. EURODRY LTD. WILL MAIL TO THE HOLDER OF THIS CERTIFICATE A COPY OF THE RIGHTS AGREEMENT WITHOUT CHARGE AFTER RECEIPT OF A WRITTEN REQUEST THEREFOR. UNDER CERTAIN CIRCUMSTANCES SET FORTH IN THE RIGHTS AGREEMENT, RIGHTS ISSUED TO, OR HELD BY, ANY PERSON WHO IS, WAS OR BECOMES AN ACQUIRING PERSON OR ANY AFFILIATE OR ASSOCIATE THEREOF (AS SUCH TERMS ARE DEFINED IN THE RIGHTS AGREEMENT), WHETHER CURRENTLY HELD BY OR ON BEHALF OF SUCH PERSON OR BY ANY SUBSEQUENT HOLDER, MAY BECOME NULL AND VOID.

KEEP THIS CERTIFICATE IN A SAFE PLACE. IF IT IS LOST, STOLEN, MUTILATED OR DESTROYED THE CORPORATION WILL REQUIRE A BOND OF INDEMNITY AS A CONDITION TO THE ISSUANCE OF A REPLACEMENT CERTIFICATE.

THE CORPORATION WILL FURNISH WITHOUT CHARGE TO EACH SHAREHOLDER WHO SO REQUESTS, A SUMMARY OF THE POWERS, DESIGNATIONS, PREFERENCES AND RELATIVE, PARTICIPATING, OPTIONAL OR OTHER SPECIAL RIGHTS OF EACH CLASS OF STOCK OF THE CORPORATION AND THE QUALIFICATIONS, LIMITATIONS OR RESTRICTIONS OF SUCH PREFERENCES AND RIGHTS, AND THE VARIATIONS IN RIGHTS, PREFERENCES AND LIMITATIONS DETERMINED FOR EACH SERIES, WHICH ARE FIXED BY THE ARTICLES OF INCORPORATION OF THE CORPORATION, AS AMENDED, AND THE RESOLUTIONS OF THE BOARD OF DIRECTORS OF THE CORPORATION, AND THE AUTHORITY OF THE BOARD OF DIRECTORS TO DETERMINE VARIATIONS FOR FUTURE SERIES. SUCH REQUEST MAY BE MADE TO THE OFFICE OF THE SECRETARY OF THE CORPORATION OR TO THE TRANSFER AGENT. THE BOARD OF DIRECTORS MAY REQUIRE THE OWNER OF A LOST OR DESTROYED STOCK CERTIFICATE, OR HIS LEGAL REPRESENTATIVES, TO GIVE THE CORPORATION A BOND TO INDEMNIFY IT AND ITS TRANSFER AGENTS AND REGISTRARS AGAINST ANY CLAIM THAT MAY BE MADE AGAINST THEM ON ACCOUNT OF THE ALLEGED LOSS OR DESTRUCTION OF ANY SUCH CERTIFICATE

This ‘F-1’ Filing

Date

Other Filings

Filed as of:

5/8/18

Filed on:

5/7/18

DRS, DRS/A

List all Filings

As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/24/24 EuroDry Ltd. 20-F 12/31/23 94:14M Globenewswire Inc./FA 7/14/23 EuroDry Ltd. F-3 5:498K Seward & Kissel LLP 7/14/23 EuroDry Ltd. F-3 7:1.2M Seward & Kissel LLP 4/24/23 EuroDry Ltd. 20-F 12/31/22 81:9.2M Globenewswire Inc./FA 4/15/22 EuroDry Ltd. 20-F 12/31/21 84:12M Globenewswire Inc./FA 4/22/21 EuroDry Ltd. 20-F 12/31/20 82:8M Seward & Kissel LLP 5/14/18 SEC UPLOAD¶ 6/21/18 1:41K EuroDry Ltd.

EuroDry Ltd. – IPO: ‘F-1’ on 5/7/18 – ‘EX-4.1’

On: Monday, 5/7/18, at 9:47pm ET · As of: 5/8/18 · Private-to-Public: Document/Exhibit `¶` – Release Delayed · Accession #: 919574-18-3321 · File #: 333-224732

7 References:

Initial Public Offering (IPO): Registration Statement by a Foreign Private Issuer — Form F-1
Filing Table of Contents

‘EX-4.1’ — Instrument Defining the Rights of Security Holders

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

Dates Referenced Herein and Documents Incorporated by Reference

7 Subsequent Filings that Reference this Filing

EuroDry Ltd. – IPO: ‘F-1’ on 5/7/18 – ‘EX-4.1’

On: Monday, 5/7/18, at 9:47pm ET · As of: 5/8/18 · Private-to-Public: Document/Exhibit ¶ – Release Delayed · Accession #: 919574-18-3321 · File #: 333-224732

Initial Public Offering (IPO): Registration Statement by a Foreign Private Issuer — Form F-1Filing Table of Contents

‘EX-4.1’ — Instrument Defining the Rights of Security Holders

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

Dates Referenced Herein and Documents Incorporated by Reference

7 Subsequent Filings that Reference this Filing

On: Monday, 5/7/18, at 9:47pm ET · As of: 5/8/18 · Private-to-Public: Document/Exhibit `¶` – Release Delayed · Accession #: 919574-18-3321 · File #: 333-224732

Initial Public Offering (IPO): Registration Statement by a Foreign Private Issuer — Form F-1
Filing Table of Contents