SEC Info - Pak Barbara - ‘3’ for 1/1/21 re: Essex Property Trust, Inc.

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Pak Barbara

(Last)

(First)

(Middle)

C/O ESSEX PROPERTY TRUST

1100 PARK PLACE, SUITE 200

(Street)

SAN MATEO

94403

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
1/1/21

3. Issuer Name and Ticker or Trading Symbol
ESSEX PROPERTY TRUST, INC. [ ESS ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Executive Vice President & CFO

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	2,141 ⁽¹⁾ ⁽²⁾	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Stock Option (Right to Purchase) ⁽³⁾	12/4/20	12/3/29	Common Stock	5,473	311.43	D
Stock Option (Right to Purchase) ⁽⁴⁾	12/2/21	12/1/30	Common Stock	15,770	248.7	D

Explanation of Responses:

(1) Includes 86 restricted stock units that are fully vested as of the grant date of December 7, 2017. In accordance with the applicable reporting requirements, the foregoing excludes 199 restricted stock units also granted on December 7, 2017 that may be earned subject to achievement of certain performance criteria based on the Issuer's relative total return to shareholders measured against an industry-specific index through December 7, 2020.

(2) Includes 128 restricted stock units granted on December 7, 2017 that vested on December 7, 2020. In accordance with the applicable reporting requirements, the foregoing excludes 299 restricted stock units also granted on December 7, 2017 that vested on December 7, 2020, subject to the achievement of certain performance criteria based on the Issuer's relative total return to shareholders measured against an industry-specific index through December 7, 2020.

(3) 1/3 of these options vested on December 4, 2020, and 1/3 on each anniversary thereafter ending on December 4, 2022. Stock options are subject to a $100 cap upon exercise.

(4) 1/3 of these options vest on each anniversary starting on December 2, 2021 and ending on December 2, 2023. Stock options are subject to a $100 cap upon exercise.

Remarks:

Ex. 24 - Power of Attorney - Barbara Pak

	/s/ John Farias, Attorney in Fact	1/8/21
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Pak Barbara – ‘3’ for 1/1/21 re: Essex Property Trust, Inc.

On: Friday, 1/8/21, at 6:17pm ET · For: 1/1/21 · Accession #: 920522-21-7 · File #: 1-13106

Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 — SEA’34
Filing Table of Contents

‘3’ — Initial Statement of Beneficial Ownership of Securities by an Insider — wf-form3_161014780852831.xml/2.6

This ‘3’ Document is an XML Data File that may be rendered in various formats:

Pak Barbara – ‘3’ for 1/1/21 re: Essex Property Trust, Inc.

On: Friday, 1/8/21, at 6:17pm ET · For: 1/1/21 · Accession #: 920522-21-7 · File #: 1-13106

Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 — SEA’34Filing Table of Contents

‘3’ — Initial Statement of Beneficial Ownership of Securities by an Insider — wf-form3_161014780852831.xml/2.6

This ‘3’ Document is an XML Data File that may be rendered in various formats:

Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 — SEA’34
Filing Table of Contents