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Ongard Systems Inc – ‘NT 10-K’ for 12/31/96

As of:  Thursday, 3/27/97   ·   For:  12/31/96   ·   Accession #:  891554-97-302   ·   File #:  0-20432

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 3/27/97  Ongard Systems Inc                NT 10-K    12/31/96    1:9K                                     Document Techs Inc/FA

Notice of a Late Filing of a Form 10-K   —   Form 12b-25
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: NT 10-K     Notification of Late Filing                            2     18K 

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[Enlarge/Download Table] ----------------------------- UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION ----------------------------- Washington, D.C. 20549 OMB Number: 3235-0058 Expires: May 31, 1997 Estimated average burden FORM 12b-25 hours per response ..... 2.50 ----------------------------- ----------------------------- NOTIFICATION OF LATE FILING SEC FILE NUMBER (Check One): |X| Form 10-K |_| Form 20-F |_| Form 11-K |_| Form 10-Q |_| Form N-SAR ----------------------------- ----------------------------- CUSIP NUMBER For Period Ended: December 31, 1996 ----------------------------- [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: ___________________________________________________________________________________________ ------------------------------------------------------------------------------------------------------------------------------------ Read Instruction (on back page) Before Preparing Form. Please Print or Type. Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. ------------------------------------------------------------------------------------------------------------------------------------ If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: ____________________________________________________________________________________________________________________________________ PART I -- REGISTRANT INFORMATION OnGard Systems, Inc. ____________________________________________________________________________________________________________________________________ Full Name of Registrant ____________________________________________________________________________________________________________________________________ Former Name if Applicable ____________________________________________________________________________________________________________________________________ Address of Principal Executive Office (Street and Number) 40 Commerce Drive, Hauppauge, New York 11788 ____________________________________________________________________________________________________________________________________ City, State and Zip Code PART II -- RULES 12b-25(b) AND (c) If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate) | (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable | effort or expense; | |_| | (b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR, | or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the | subject quarterly report or transition report on Form 10-Q, or portion thereof will be filed on or before the fifth | calendar day following the prescribed due date; and | | (c) The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. PART III -- NARRATIVE State below in reasonable detail why the Form 10-K, 11-K, 10-Q, N-SAR, or the transition report or portion thereof, could not be filed within the prescribed time period. (Attach Extra Sheets if Needed) During the fourth quarter of 1996, the Company received a substantial number of new orders from customers intended for delivery in the first quarter of 1997. The support of customers and these delivery schedules necessitated that engineering, purchasing and production personnel be temporarily unavailable to complete certain tasks relating to the valuations of counted physical inventory items. Further, the Company is engaged in a financing which is in process and will be required for disclosure. SEC 1344 (6/94)
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[Enlarge/Download Table] PART IV--OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification Philip B. Kart 516 231-8989 ____________________________________________ _______________________________ _________________________________________________ (Name) (Area Code) (Telephone Number) (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months (or for such shorter) period that the registrant was required to file such reports been filed? If answer is no, identify report(s). |X| Yes |_| No -------------------------------------------------------------------------------------------------------------------------------- (3) Is it anticipated that any significant change in results of operations from the corresponding period for that last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? |_| Yes |X| No If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. ==================================================================================================================================== OnGard Systems, Inc. ____________________________________________________ (Name of Registrant as Specified in Charter) has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized. Date March 27, 1997 By /s/ Phil B. Kart _________________________ -------------------------------------------------------- Philip B. Kart, Vice President, Chief Financial Officer INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative's authority to sign on behalf of the registrant shall be filed with the form. ----------------------------------------------------------- ATTENTION -------------------------------------------------------------- Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001). ------------------------------------------------------------------------------------------------------------------------------------ GENERAL INSTRUCTIONS 1. This form is required by Rule 12b-25 (17 CFR 240.12b-25) of the General Rules and Regulations under the Securities Exchange Act of 1934. 2. One signed original and four conformed copies of this form and amendments thereto must be completed and filed with the Securities and Exchange Commission, Washington, D.C. 20549, in accordance with Rule 0-3 of the General Rules and Regulations the Act. The information contained in or filed with the form will be made a matter of public record in the Commission files. 3. A manually signed copy of the form and amendments thereto shall be filed with each national securities exchange on which any class of securities of the registrant is registered. 4. Amendments to the notifications must also be filed on form 12b-25 but need not restate information that has been correctly furnished. The form shall be clearly identified as an amended notification.

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘NT 10-K’ Filing    Date First  Last      Other Filings
5/31/971
Filed on:3/27/972
For Period End:12/31/96110KSB
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Filing Submission 0000891554-97-000302   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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