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Blackrock Global Allocation Fund, Inc., et al. – ‘485BPOS’ on 2/28/14 – EX-4.(C)

On:  Friday, 2/28/14, at 3:35pm ET   ·   Effective:  2/28/14   ·   Accession #:  891092-14-1690   ·   File #s:  33-22462, 811-05576

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/28/14  Blackrock Global Allocation … Inc 485BPOS     2/28/14    4:2.4M                                   Doremus Fin… Printing/FABlackrock Global Allocation Fund, Inc. Class RInstitutionalInvestor AInvestor BInvestor C

Post-Effective Amendment
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 485BPOS     From N-1A                                           HTML   1.74M 
 2: EX-4.(C)    Form of Addendum No. 1 to Investment Advisory       HTML     11K 
                          Agreement                                              
 3: EX-8        Amended and Restated Securities Lending Agency      HTML     96K 
                          Agreement                                              
 4: EX-10       Consent of Independent Registered Public            HTML      8K 
                          Accounting Firm                                        


EX-4.(C)   —   Form of Addendum No. 1 to Investment Advisory Agreement


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Exhibit 4(c)

Form of Amendment No. 1 to the Sub-Advisory Agreement

This Amendment dated as of July 1, 2013 is entered into by and between BlackRock Advisors, LLC, a Delaware limited liability company (the “Adviser”), and BlackRock Investment Management, LLC, a Delaware limited liability company (the “Sub-Adviser”).

WHEREAS, the Adviser and the Sub-Adviser have entered into a Sub-Investment Advisory Agreement dated September 29, 2006 (the “Sub-Advisory Agreement”) pursuant to which the Adviser appointed the Sub-Adviser to act as sub-adviser with respect to BlackRock Global Allocation Fund, Inc. (the “Fund”); and

WHEREAS, the Sub-Advisory Agreement provides that the Adviser will pay to the Sub-Adviser a monthly fee in arrears at an annual rate equal to the amount set forth in Schedule A thereto; and

WHEREAS, the Sub-Advisory Agreement provides that the Sub-Advisory Agreement may be amended by the parties only if such amendment is specifically approved by the vote of the Board of Directors of the Fund, including a majority of those Directors who are not parties to the Sub-Advisory Agreement or interested persons of any such party cast in person at a meeting called for the purpose of voting on such approval and, where required by the Investment Company Act of 1940, by a vote of a majority of the outstanding voting securities of the Fund; and

WHEREAS, the Board of Directors of the Fund, including a majority of those Directors who are not interested persons of the Fund, specifically approved this amendment;

NOW, THEREFORE, the parties hereto, intending to be legally bound, hereby agree as follows:

1.Schedule A of the Sub-Advisory Agreement is hereby amended as set forth on the Schedule A attached hereto.
2.Except as otherwise set forth herein, the terms and conditions of the Sub-Advisory Agreement shall remain in full force and effect.

 

 
 

IN WITNESS WHEREOF, the parties hereto have caused this Amendment No. 1 to the Sub-Advisory Agreement to be executed by their officers designated below as of the day and year first above written.

  BLACKROCK ADVISORS, LLC
   
   
   
  By: ________________________
     Name:
     Title:
   
   
   
  BLACKROCK INVESTMENT MANAGEMENT, LLC
   
   
   
  By: ________________________
     Name:
     Title:

Agreed and Accepted:

 

BLACKROCK GLOBAL ALLOCATION FUND, INC.

 

 

By: ________________________
   Name:
   Title:

 

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘485BPOS’ Filing    Date    Other Filings
Filed on / Effective on:2/28/14
7/1/13497
9/29/06
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Filing Submission 0000891092-14-001690   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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