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As Of Filer Filing For·On·As Docs:Size Issuer Agent 2/28/14 Blackrock Global Allocation … Inc 485BPOS 2/28/14 4:2.4M Doremus Fin… Printing/FA → Blackrock Global Allocation Fund, Inc. ⇒ Class R — Institutional — Investor A — Investor B — Investor C |
Document/Exhibit Description Pages Size 1: 485BPOS From N-1A HTML 1.74M 2: EX-4.(C) Form of Addendum No. 1 to Investment Advisory HTML 11K Agreement 3: EX-8 Amended and Restated Securities Lending Agency HTML 96K Agreement 4: EX-10 Consent of Independent Registered Public HTML 8K Accounting Firm
Exhibit 4(c)
Form of Amendment No. 1 to the Sub-Advisory Agreement
This Amendment dated as of July 1, 2013 is entered into by and between BlackRock Advisors, LLC, a Delaware limited liability company (the “Adviser”), and BlackRock Investment Management, LLC, a Delaware limited liability company (the “Sub-Adviser”).
WHEREAS, the Adviser and the Sub-Adviser have entered into a Sub-Investment Advisory Agreement dated September 29, 2006 (the “Sub-Advisory Agreement”) pursuant to which the Adviser appointed the Sub-Adviser to act as sub-adviser with respect to BlackRock Global Allocation Fund, Inc. (the “Fund”); and
WHEREAS, the Sub-Advisory Agreement provides that the Adviser will pay to the Sub-Adviser a monthly fee in arrears at an annual rate equal to the amount set forth in Schedule A thereto; and
WHEREAS, the Sub-Advisory Agreement provides that the Sub-Advisory Agreement may be amended by the parties only if such amendment is specifically approved by the vote of the Board of Directors of the Fund, including a majority of those Directors who are not parties to the Sub-Advisory Agreement or interested persons of any such party cast in person at a meeting called for the purpose of voting on such approval and, where required by the Investment Company Act of 1940, by a vote of a majority of the outstanding voting securities of the Fund; and
WHEREAS, the Board of Directors of the Fund, including a majority of those Directors who are not interested persons of the Fund, specifically approved this amendment;
NOW, THEREFORE, the parties hereto, intending to be legally bound, hereby agree as follows:
1. | Schedule A of the Sub-Advisory Agreement is hereby amended as set forth on the Schedule A attached hereto. |
2. | Except as otherwise set forth herein, the terms and conditions of the Sub-Advisory Agreement shall remain in full force and effect. |
IN WITNESS WHEREOF, the parties hereto have caused this Amendment No. 1 to the Sub-Advisory Agreement to be executed by their officers designated below as of the day and year first above written.
BLACKROCK ADVISORS, LLC | ||
By: ________________________ | ||
Name: | ||
Title: | ||
BLACKROCK INVESTMENT MANAGEMENT, LLC | ||
By: ________________________ | ||
Name: | ||
Title: |
Agreed and Accepted:
BLACKROCK GLOBAL ALLOCATION FUND, INC.
By: ________________________ | |
Name: | |
Title: |
This ‘485BPOS’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on / Effective on: | 2/28/14 | |||
7/1/13 | 497 | |||
9/29/06 | ||||
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