SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Chromatics Color Sciences International Inc – ‘10-C’ for 5/6/96

As of:  Monday, 5/13/96   ·   For:  5/6/96   ·   Accession #:  889812-96-444   ·   File #:  0-21168

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 5/13/96  Chromatics Color Sciences In… Inc 10-C        5/06/96    1:3K                                     Global Fin’l Press/NY/FA

Report by Issuer of Securities Quoted on NASDAQ   —   Form 10-C
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-C        Report by Issuer of Securities                         2±     6K 



SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-C REPORT BY ISSUER OF SECURITIES QUOTED ON NASDAQ INTERDEALER QUOTATION SYSTEM Filed pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 and Rule 13a-17 or 15d-17 thereunder Chromatics Color Sciences International,Inc. (Exact name of issuer as specified in charter) 5 East 80th Street, New York, New York 10021 (Address of principal executive office) Issuer's telephone number, including area code (212)717-6544 I. CHANGE IN NUMBER OF SHARES OUTSTANDING Indicate any change (increase or decrease) of 5% or more in the number of shares outstanding: 1. Title of security Common Stock 2. Number of shares outstanding before the change 4,892,646 3. Number of shares outstanding after the change 8,172,646 4. Effective date of change 5/6/96 5. Method of change: Specify method (such as merger, acquisition, exchange, stock split, reverse split, acquisition of stock for treasury, etc.) Registration of common stock underlying Convertible Debentures, warrants and securities underlying unit purchase options. Give brief description of transaction: In February 1993, the Issuer issued 115,000 unit purchase options entitling the holder to one share of common stock and one warrant. In 1995, the Issuer engaged in a series of private placements of its common stock and granted 1,800,000 warrants to purchase common stock to the placement agent of those offerings. In April 1996, the Issuer issued $2.5 million 3% Convertible Debentures as to which the Issuer has registered 1,250,000 shares of common stock in anticipation of conversion. II. CHANGE IN NAME OF ISSUER 1. Name prior to change ____________________________________________________ 2. Name after change _______________________________________________________ 3. Effective date of charter amendment changing name _______________________ 4. Date of shareholder approval of change, if required _____________________ Date 5/6/96 Darby S. Macfarlane, Chief Executive Officer (Officer's signature and title)
Top
Filing Submission 0000889812-96-000444   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Tue., May 14, 10:33:16.1am ET