Separate Account No 45 of Axa Equitable Life Insurance Co – ‘485BPOS’ on 4/25/01 – EX-99.3E

On:  Wednesday, 4/25/01, at 12:59pm ET   ·   Effective:  4/25/01   ·   Accession #:  771726-1-500025   ·   File #s:  33-83750, 811-08754

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Post-Effective Amendment
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 485BPOS     Post-Effective Amendment                             260   1.63M 
12: EX-99.10A   Consent of Pricewaterhousecoopers LLP                  1      8K 
13: EX-99.10C   Yr 2001 Power of Attorney                              1      8K 
 2: EX-99.3D    Distribution Agreement                                 3±    15K 
 3: EX-99.3E    Distribution Agreement                                 2     13K 
 4: EX-99.4(E)(E)  Form of Endorsement - Roth Ira Contracts            7     29K 
 5: EX-99.4(F)(F)  Form of Endorsement - Ira Certificates              6     24K 
 6: EX-99.4(G)(G)  Form of Endorsement - Non-Qualified                 3     12K 
                          Certificates                                           
 7: EX-99.4(H)(H)  Form of Optional Death Benefit Rider                2      9K 
 8: EX-99.4(I)(I)  Form of Data Pages for Equitable Accumulator       74    248K 
 9: EX-99.4(J)(J)  Form of Amendment                                   1      7K 
10: EX-99.4(K)(K)  Form of Endorsement - Non-Qualified                 2     11K 
                          Certificates                                           
11: EX-99.7     Form of Reinsurance Agreement                         21     79K 

EX-99.3E   —   Distribution Agreement

EX-99.3E
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 TRANSITION AGREEMENT FOR SERVICES BY AXA NETWORK, LLC AND ITS
 SUBSIDIARIES TO THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

         Agreement made as of the 1st day of January, 2000 between THE EQUITABLE
LIFE ASSURANCE SOCIETY OF THE UNITED STATES, a New York stock life insurance    
company ("Equitable Life"); AXA NETWORK, LLC, a Delaware limited liability      
company; and AXA Network, LLC's direct or indirect subsidiaries (AXA Network,   
LLC and such subsidiaries hereinafter referred to as "AXA Network").            

        WHEREAS, both Equitable Life and AXA Network are indirect wholly-owned
subsidiaries of AXA Financial, Inc.;                                            

      WHEREAS, pending the conversion of Equitable Life's agency structure
from a branch office to a general agency system and the completion of licensing 
of AXA Network as a general agency in a particular jurisdiction and subject to  
applicable law, Equitable Life desires to utilize AXA Network personnel,        
property and services in carrying on and developing its business and supporting 
its agents, and AXA Network is willing to furnish the same on the terms and     
conditions hereinafter set forth; and                                           

 WHEREAS, AXA Network desires to be reimbursed for its costs and
expenses incurred in rendering such services to Equitable Life;                 

NOW, THEREFORE, the parties do hereby agree as follows:       

 1. AXA Network may provide to Equitable Life various personnel,
property and services in order to assist Equitable Life in carrying on and      
developing its business and supporting its agents. The services to be furnished 
may include, without limitation, support for solicitation and servicing of      
insurance products, management, human resources, administrative, marketing,     
communications, technology, and data processing. AXA Network services shall not 
include any services provided to Equitable Life by AXA Network pursuant to      
separate agreements.                                                            

        2. Equitable Life shall pay the actual costs (direct and indirect) and
expenses incurred by AXA Network in furnishing personnel, property and services 
pursuant to this Agreement. In determining the basis for the apportionment of   
costs and expenses, specific identification or estimates based on time, company 
assets, square footage or any other mutually agreeable method providing for a   
fair and reasonable allocation of costs and expenses may be used provided such  
method is in conformity with generally accepted accounting principles and with  
the requirements of Section 1505(a) of the New York Insurance Law and New York  
Insurance Department Regulation No. 33. The charge to Equitable Life for such   
apportioned expenses shall be at cost as described in this Section 2.           

    3. Within 45 days after the end of each calendar quarter, and more
often if desired, AXA Network shall submit to Equitable Life a statement of     
apportioned expenses showing the basis for the apportionment of each item.      
Settlement, which shall be on a cost basis, shall be made 45 days thereafter.   
The statement of apportioned expenses shall set forth in reasonable detail the  
nature of the costs and expenses being apportioned and other relevant           
information to support the charges.                                             

   4. Each of Equitable Life and AXA Network shall have the right to
conduct an audit of the other's books, records and accounts, giving reasonable  
notice of its intent to conduct such an audit. In the event of such an audit,   
each shall give to the other reasonable cooperation and access to all books,    
records and accounts necessary to the audit.                                    

    5. Each of Equitable Life and AXA Network shall be and remain sole
owner of its records, including but not limited to business and corporate       
records, regardless of the use or possession by either of the other's records.  
Equitable Life and AXA Network shall each individually maintain separate books, 
accounts and records in respect to personnel, property and services provided    
under this Agreement and shall cooperate and use reasonable efforts to prepare  
and/or obtain in a timely fashion any and all books, accounts, records or other 
documentation as may be necessary or desirable in connection with this Agreement
and/or the personnel, property or services provided hereunder.                  

         6. The books, accounts and records of Equitable Life and AXA Network as
to all transactions between them under this Agreement shall be maintained so as 
to clearly and accurately disclose the nature and details of the transactions,  
including such accounting information as is necessary to support the            
reasonableness of the charges under this Agreement.                             

     7. Should an irreconcilable difference of opinion between Equitable
Life and AXA Network arise as to the interpretation of any matter respecting    
this Agreement, it is hereby mutually agreed that such differences shall be     
submitted to arbitration as the sole remedy available to the parties. Such      
arbitration shall be in accordance with the rules of the American Arbitration   
Association, the arbitrators shall have extensive experience in the insurance   
industry, and the arbitration shall take place in New York, New York.           

       8. The term of this Agreement shall commence as of the effective date
of this Agreement and continue until terminated by either Equitable Life or AXA 
Network on not less than 60 days prior written notice to the other or by an     
agreement in writing signed by all parties specifying the effective date of     
termination.                                                                    

      9. This Agreement shall be governed by and interpreted in accordance
with the laws of the State of New York.                                         

       10. No assignment of this Agreement shall be made by either Equitable
Life or AXA Network without the prior written consent of the other.             

EX-99.3E
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    11. Subject to Section 10 above, this Agreement shall inure to the
benefit of and be binding upon the successors and assigns of the parties hereto.

             THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE
UNITED STATES           

  By:         /s/ Stanley B. Tulin
                       -----------------------------------------------
 Name:    Stanley B. Tulin
                  Title:   Vice Chairman and Chief Financial
       Officer

AXA NETWORK, LLC              
AXA NETWORK OF ALABAMA, LLC   
                     AXA NETWORK OF CONNECTICUT, MAINE AND NEW YORK, LLC
 AXA NETWORK INSURANCE AGENCY OF
MASSACHUSETTS, LLC            
                       EQUISOURCE OF NEVADA, INC. (to be renamed AXA Network
Of Nevada, Inc.)        
                EQUISOURCE OF PUERTO RICO, INC. (to be renamed
         AXA Network Of Puerto Rico, Inc.)
           EQUISOURCE OF NEW YORK, INC. as agent for
                  EQUISOURCE INSURANCE AGENCY OF TEXAS, INC.
            (to be renamed AXA Network Insurance
Agency of Texas, Inc.)  

 By:         /s/ Debra A. Brogan
                       -----------------------------------------------
Name:    Debra A. Brogan
Title:   President      

66 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/22/24  Separate Account No. 45           485BPOS     5/01/24    7:848K                                   Donnelley … Solutions/FA
 4/22/24  Separate Account No. 49           485BPOS     5/01/24   10:10M                                    Donnelley … Solutions/FA
 4/19/24  Equitable Financial Life Ins Co.  S-3/A                  9:2.6M                                   Donnelley … Solutions/FA
 4/19/24  Equitable Financial Life Ins Co.  S-3/A                  9:1.9M                                   Donnelley … Solutions/FA
 4/19/24  Equitable Financial Life Ins Co.  S-3/A                  6:1.8M                                   Donnelley … Solutions/FA
 4/19/24  Equitable Financial Life Ins Co.  S-3/A                  6:1.5M                                   Donnelley … Solutions/FA
 2/15/24  Equitable Financial Life Ins Co.  S-3                    4:1.7M                                   Donnelley … Solutions/FA
 2/15/24  Equitable Financial Life Ins Co.  S-3                    4:2.4M                                   Donnelley … Solutions/FA
 2/15/24  Equitable Financial Life Ins Co.  S-3                    4:1.4M                                   Donnelley … Solutions/FA
 2/15/24  Equitable Financial Life Ins Co.  S-3                    4:1.8M                                   Donnelley … Solutions/FA
11/13/23  Equitable Financial Life Ins Co.  S-3                    5:988K                                   Donnelley … Solutions/FA
10/30/23  Equitable Financial Life Ins Co.  POS AM                 4:376K                                   Donnelley … Solutions/FA
10/17/23  Equitable Financial Life Ins Co.  POS AM                 4:374K                                   Donnelley … Solutions/FA
 8/11/23  Separate Account No. 45           485BPOS     8/11/23    4:381K                                   Donnelley … Solutions/FA
 8/11/23  Separate Account No. 49           485BPOS     8/11/23    4:538K                                   Donnelley … Solutions/FA
 7/19/23  Equitable Financial Life Ins Co.  POS AM                 3:306K                                   Donnelley … Solutions/FA
 5/22/23  Separate Account No. 45           485BPOS     5/22/23    5:564K                                   Donnelley … Solutions/FA
 5/22/23  Separate Account No. 49           485BPOS     5/22/23    5:738K                                   Donnelley … Solutions/FA
 4/21/23  Separate Account No. 45           485BPOS     5/01/23    4:639K                                   Donnelley … Solutions/FA
 4/21/23  Separate Account No. 49           485BPOS     5/01/23    4:10M                                    Donnelley … Solutions/FA
 4/19/23  Equitable Financial Life Ins Co.  S-3/A                  5:1.2M                                   Donnelley … Solutions/FA
 4/19/23  Equitable Financial Life Ins Co.  POS AM                 4:1.7M                                   Donnelley … Solutions/FA
 4/19/23  Equitable Financial Life Ins Co.  S-3/A                  5:2.4M                                   Donnelley … Solutions/FA
 3/31/23  Equitable Financial Life Ins Co.  POS AM                 3:1.6M                                   Donnelley … Solutions/FA
 2/16/23  Equitable Financial Life Ins Co.  S-3                    4:1.2M                                   Donnelley … Solutions/FA
 2/16/23  Equitable Financial Life Ins Co.  S-3                    4:1.4M                                   Donnelley … Solutions/FA
 1/23/23  Equitable Financial Life Ins Co.  S-3                    4:1.7M                                   Donnelley … Solutions/FA
 1/23/23  Equitable Financial Life Ins Co.  S-3                    4:2.4M                                   Donnelley … Solutions/FA
12/13/22  Equitable Financial Life Ins Co.  POS AM                 6:435K                                   Donnelley … Solutions/FA
12/13/22  Equitable Financial Life Ins Co.  POS AM                 6:437K                                   Donnelley … Solutions/FA
 9/15/22  Equitable Financial Life Ins Co.  POS AM                 3:389K                                   Donnelley … Solutions/FA
 9/15/22  Equitable Financial Life Ins Co.  POS AM                 3:376K                                   Donnelley … Solutions/FA
 4/22/22  Separate Account No. 45           485BPOS     5/01/22    4:633K                                   Donnelley … Solutions/FA
 4/22/22  Separate Account No. 49           485BPOS     5/01/22    4:10M                                    Donnelley … Solutions/FA
 4/20/22  Equitable Financial Life Ins Co.  S-3/A                  7:876K                                   Donnelley … Solutions/FA
 4/20/22  Equitable Financial Life Ins Co.  S-3/A                  7:1.7M                                   Donnelley … Solutions/FA
 4/20/22  Equitable Financial Life Ins Co.  S-3/A                  7:2.8M                                   Donnelley … Solutions/FA
 4/20/22  Equitable Financial Life Ins Co.  S-3/A                  7:2M                                     Donnelley … Solutions/FA
 4/20/22  Equitable Financial Life Ins Co.  S-3/A                  7:1.6M                                   Donnelley … Solutions/FA
 3/15/22  Equitable Financial Life Ins Co.  S-3                    4:1.3M                                   Donnelley … Solutions/FA
 2/17/22  Equitable Financial Life Ins Co.  S-3                    4:2.6M                                   Donnelley … Solutions/FA
 2/17/22  Equitable Financial Life Ins Co.  S-3                    4:1.5M                                   Donnelley … Solutions/FA
 2/17/22  Equitable Financial Life Ins Co.  S-3                    4:1.3M                                   Donnelley … Solutions/FA
 2/17/22  Equitable Financial Life Ins Co.  S-3                    4:1.7M                                   Donnelley … Solutions/FA
 2/17/22  Equitable Financial Life Ins Co.  S-3                    4:675K                                   Donnelley … Solutions/FA
12/13/21  Equitable Financial Life Ins Co.  POS AM                 4:295K                                   Donnelley … Solutions/FA
11/10/21  Equitable Financial Life Ins Co.  S-3/A                 20:13M                                    Donnelley … Solutions/FA
 9/07/21  Equitable Financial Life Ins Co.  POS AM                 3:305K                                   Donnelley … Solutions/FA
 8/17/21  Equitable Financial Life Ins Co.  S-3                    4:596K                                   Donnelley … Solutions/FA
 8/16/21  Equitable Financial Life Ins Co.  S-3                    4:591K                                   Donnelley … Solutions/FA
 8/11/21  Equitable Financial Life Ins Co.  S-3                    3:1.7M                                   Donnelley … Solutions/FA
 7/23/21  Equitable Financial Life Ins Co.  S-3                    3:1.7M                                   Donnelley … Solutions/FA
 6/10/21  Equitable Financial Life Ins Co.  S-3/A                 35:33M                                    Donnelley … Solutions/FA
 4/22/21  Separate Account No. 45           485BPOS     5/01/21    4:2M                                     Donnelley … Solutions/FA
 4/22/21  Separate Account No. 49           485BPOS     5/01/21    8:13M                                    Donnelley … Solutions/FA
 4/20/21  Equitable Financial Life Ins Co.  S-3/A                  5:3M                                     Donnelley … Solutions/FA
 4/20/21  Equitable Financial Life Ins Co.  S-3/A                  5:1.8M                                   Donnelley … Solutions/FA
 4/20/21  Equitable Financial Life Ins Co.  S-3/A                  5:2.1M                                   Donnelley … Solutions/FA
 3/17/21  Equitable Financial Life Ins Co.  S-3¶        3/17/21    4:1.5M                                   Donnelley … Solutions/FA
 2/16/21  Equitable Financial Life Ins Co.  S-3                    3:2.9M                                   Donnelley … Solutions/FA
 2/12/21  Equitable Financial Life Ins Co.  S-3                    3:1.7M                                   Donnelley … Solutions/FA
 2/12/21  Equitable Financial Life Ins Co.  S-3                    3:2M                                     Donnelley … Solutions/FA
12/21/20  Equitable Financial Life Ins Co.  S-3/A                 33:33M                                    Donnelley … Solutions/FA
11/05/20  Equitable Financial Life Ins Co.  POS AM                 6:532K                                   Donnelley … Solutions/FA
 9/22/20  Equitable Financial Life Ins Co.  S-3¶        9/22/20    4:586K                                   Donnelley … Solutions/FA
 9/17/20  Equitable Financial Life Ins Co.  S-3                    3:579K                                   Donnelley … Solutions/FA