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Cadiz Inc – ‘10-Q’ for 9/30/17 – ‘EX-31.2’

On:  Wednesday, 11/8/17, at 5:19pm ET   ·   For:  9/30/17   ·   Accession #:  727273-17-24   ·   File #:  0-12114

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  As Of               Filer                 Filing    For·On·As Docs:Size

11/08/17  Cadiz Inc                         10-Q        9/30/17   39:2.3M

Quarterly Report   —   Form 10-Q   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Form 10-Q for the Period Ended September 30, 2017   HTML    265K 
 7: EX-5.1      Opinion of Counsel re: Legality                     HTML     19K 
 6: EX-10.1     Material Contract                                   HTML     19K 
 2: EX-31.1     Certification -- §302 - SOA'02                      HTML     17K 
 3: EX-31.2     Certification -- §302 - SOA'02                      HTML     17K 
 4: EX-32.1     Certification -- §906 - SOA'02                      HTML     13K 
 5: EX-32.2     Certification -- §906 - SOA'02                      HTML     13K 
14: R1          Document And Entity Information                     HTML     40K 
15: R2          Condensed Consolidated Statements of Operations     HTML     46K 
                and Comprehensive Loss (Unaudited)                               
16: R3          Condensed Consolidated Balance Sheets (Unaudited)   HTML     83K 
17: R4          Condensed Consolidated Balance Sheets (Unaudited)   HTML     21K 
                (Parentheticals)                                                 
18: R5          Condensed Consolidated Statements of Cash Flows     HTML     78K 
                (Unaudited)                                                      
19: R6          Condensed Consolidated Statement of Stockholders'   HTML     50K 
                Deficit (Unaudited)                                              
20: R7          Note 1 - Basis of Presentation                      HTML     50K 
21: R8          Note 2 - Long-term Debt                             HTML     34K 
22: R9          Note 3 - Stock-based Compensation Plans and         HTML     35K 
                Warrants                                                         
23: R10         Note 4 - Income Taxes                               HTML     21K 
24: R11         Note 5 - Net Loss Per Common Share                  HTML     18K 
25: R12         Note 6 - Fair Value Measurements                    HTML     44K 
26: R13         Note 7 - Subsequent Events                          HTML     20K 
27: R14         Significant Accounting Policies (Policies)          HTML     53K 
28: R15         Note 6 - Fair Value Measurements (Tables)           HTML     42K 
29: R16         Note 1 - Basis of Presentation (Details Textual)    HTML     40K 
30: R17         Note 2 - Long-term Debt (Details Textual)           HTML     60K 
31: R18         Note 3 - Stock-based Compensation Plans and         HTML     73K 
                Warrants (Details Textual)                                       
32: R19         Note 4 - Income Taxes (Details Textual)             HTML     31K 
33: R20         Note 5 - Net Loss Per Common Share (Details         HTML     14K 
                Textual)                                                         
34: R21         Note 6 - Fair Value Measurements - Fair Value of    HTML     26K 
                Liabilities on a Recurring Basis (Details)                       
35: R22         Note 6 - Fair Value Measurements - Reconciliation   HTML     23K 
                of Level 3 Activity (Details)                                    
36: R23         Note 7 - Subsequent Events (Details Textual)        HTML     44K 
38: XML         IDEA XML File -- Filing Summary                      XML     56K 
37: EXCEL       IDEA Workbook of Financial Reports                  XLSX     29K 
 8: EX-101.INS  XBRL Instance -- cdzi-20170930                       XML    480K 
10: EX-101.CAL  XBRL Calculations -- cdzi-20170930_cal               XML     72K 
11: EX-101.DEF  XBRL Definitions -- cdzi-20170930_def                XML    544K 
12: EX-101.LAB  XBRL Labels -- cdzi-20170930_lab                     XML    474K 
13: EX-101.PRE  XBRL Presentations -- cdzi-20170930_pre              XML    546K 
 9: EX-101.SCH  XBRL Schema -- cdzi-20170930                         XSD     78K 
39: ZIP         XBRL Zipped Folder -- 0000727273-17-000024-xbrl      Zip     67K 


‘EX-31.2’   —   Certification — §302 – SOA’02


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 C: 

EXHIBIT 31.2

CERTIFICATION PURSUANT TO SECTION 302 OF THE
SARBANES-OXLEY ACT OF 2002

I, Timothy J. Shaheen, certify that:
 
     1.  I have reviewed this quarterly report on Form 10-Q of Cadiz Inc.;
 
     2.  Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
    
     3.  Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
 
     4.  The registrant's other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:

a)  Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles.

c) Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and

d) Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter (the registrant's fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonable likely to materially affect, the registrant's internal control over financial reporting; and
 
     5. The registrant's other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions):
 
a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize and report financial information; and

b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting.

Dated:  November 8, 2017
 
/s/ Timothy J. Shaheen
Timothy J. Shaheen
Chief Financial Officer and Secretary


Dates Referenced Herein

This ‘10-Q’ Filing    Date    Other Filings
Filed on:11/8/17None on these Dates
For Period end:9/30/17
 List all Filings 


3 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/04/21  Cadiz Inc.                        424B5                  1:269K                                   EdgarAgents LLC/FA
 3/26/21  Cadiz Inc.                        10-K       12/31/20   77:5.9M                                   RDG Filings/FA
 8/03/20  Cadiz Inc.                        424B5       7/31/20    1:320K                                   EdgarAgents LLC/FA
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Filing Submission 0000727273-17-000024   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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