SEC Info - Cadiz Inc - ‘10-Q’ for 9/30/17

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Cadiz Inc – ‘10-Q’ for 9/30/17 – ‘EX-32.1’

On: Wednesday, 11/8/17, at 5:19pm ET · For: 9/30/17 · Accession #: 727273-17-24 · File #: 0-12114

  As Of               Filer                 Filing    For·On·As Docs:Size

11/08/17  Cadiz Inc                         10-Q        9/30/17   39:2.3M

Quarterly Report — Form 10-Q — Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Form 10-Q for the Period Ended September 30, 2017   HTML    265K 
 7: EX-5.1      Opinion of Counsel re: Legality                     HTML     19K 
 6: EX-10.1     Material Contract                                   HTML     19K 
 2: EX-31.1     Certification -- §302 - SOA'02                      HTML     17K 
 3: EX-31.2     Certification -- §302 - SOA'02                      HTML     17K 
 4: EX-32.1     Certification -- §906 - SOA'02                      HTML     13K 
 5: EX-32.2     Certification -- §906 - SOA'02                      HTML     13K 
14: R1          Document And Entity Information                     HTML     40K 
15: R2          Condensed Consolidated Statements of Operations     HTML     46K 
                and Comprehensive Loss (Unaudited)                               
16: R3          Condensed Consolidated Balance Sheets (Unaudited)   HTML     83K 
17: R4          Condensed Consolidated Balance Sheets (Unaudited)   HTML     21K 
                (Parentheticals)                                                 
18: R5          Condensed Consolidated Statements of Cash Flows     HTML     78K 
                (Unaudited)                                                      
19: R6          Condensed Consolidated Statement of Stockholders'   HTML     50K 
                Deficit (Unaudited)                                              
20: R7          Note 1 - Basis of Presentation                      HTML     50K 
21: R8          Note 2 - Long-term Debt                             HTML     34K 
22: R9          Note 3 - Stock-based Compensation Plans and         HTML     35K 
                Warrants                                                         
23: R10         Note 4 - Income Taxes                               HTML     21K 
24: R11         Note 5 - Net Loss Per Common Share                  HTML     18K 
25: R12         Note 6 - Fair Value Measurements                    HTML     44K 
26: R13         Note 7 - Subsequent Events                          HTML     20K 
27: R14         Significant Accounting Policies (Policies)          HTML     53K 
28: R15         Note 6 - Fair Value Measurements (Tables)           HTML     42K 
29: R16         Note 1 - Basis of Presentation (Details Textual)    HTML     40K 
30: R17         Note 2 - Long-term Debt (Details Textual)           HTML     60K 
31: R18         Note 3 - Stock-based Compensation Plans and         HTML     73K 
                Warrants (Details Textual)                                       
32: R19         Note 4 - Income Taxes (Details Textual)             HTML     31K 
33: R20         Note 5 - Net Loss Per Common Share (Details         HTML     14K 
                Textual)                                                         
34: R21         Note 6 - Fair Value Measurements - Fair Value of    HTML     26K 
                Liabilities on a Recurring Basis (Details)                       
35: R22         Note 6 - Fair Value Measurements - Reconciliation   HTML     23K 
                of Level 3 Activity (Details)                                    
36: R23         Note 7 - Subsequent Events (Details Textual)        HTML     44K 
38: XML         IDEA XML File -- Filing Summary                      XML     56K 
37: EXCEL       IDEA Workbook of Financial Reports                  XLSX     29K 
 8: EX-101.INS  XBRL Instance -- cdzi-20170930                       XML    480K 
10: EX-101.CAL  XBRL Calculations -- cdzi-20170930_cal               XML     72K 
11: EX-101.DEF  XBRL Definitions -- cdzi-20170930_def                XML    544K 
12: EX-101.LAB  XBRL Labels -- cdzi-20170930_lab                     XML    474K 
13: EX-101.PRE  XBRL Presentations -- cdzi-20170930_pre              XML    546K 
 9: EX-101.SCH  XBRL Schema -- cdzi-20170930                         XSD     78K 
39: ZIP         XBRL Zipped Folder -- 0000727273-17-000024-xbrl      Zip     67K

‘EX-32.1’ — Certification — §906 – SOA’02

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

EXHIBIT 32.1

STATEMENT PURSUANT TO SECTION 906 THE SARBANES-OXLEY ACT OF 2002

BY PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER

I, Scott S. Slater, herby certify, to my knowledge, that:

1. the accompanying Quarterly Report on Form 10-Q of Cadiz Inc. for the period ended September 30, 2017 (the "Report") fully complies with the requirements of Section 13(a) or 15(d), as applicable, of the Securities and Exchange Act of 1934, as amended; and

2. the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of Cadiz Inc.

IN WITNESS WHEREOF, the undersigned has executed this Statement as of the date first written above.

Dated: November 8, 2017

/s/ Scott S. Slater
Scott S. Slater

Chief Executive Officer

Dates Referenced Herein

This ‘10-Q’ Filing	Date	Other Filings

Filed on:	11/8/17	None on these Dates
For Period end:	9/30/17
		List all Filings

3 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/04/21  Cadiz Inc.                        424B5                  1:269K                                   EdgarAgents LLC/FA
 3/26/21  Cadiz Inc.                        10-K       12/31/20   77:5.9M                                   RDG Filings/FA
 8/03/20  Cadiz Inc.                        424B5       7/31/20    1:320K                                   EdgarAgents LLC/FA

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Filing Submission 0000727273-17-000024 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)