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Caterpillar Inc – ‘8-K/A’ for 2/21/18

On:  Wednesday, 2/21/18, at 9:01am ET   ·   For:  2/21/18   ·   Accession #:  18230-18-52   ·   File #:  1-00768

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  As Of                Filer                Filing    For·On·As Docs:Size

 2/21/18  Caterpillar Inc                   8-K/A:5     2/21/18    1:36K

Amendment to Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K/A       Amendment to Current Report                         HTML     15K

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  Document  

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
form8kahalverson21feb_image1.jpg
FORM 8-K/A
Current Report
(Amendment No. 1)

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported):  July 31, 2017
 
CATERPILLAR INC.  
(Exact name of registrant as specified in its charter)
 
Delaware  
(State or other jurisdiction of incorporation)
 
1-768  
(Commission File Number)
 
37-0602744  
(IRS Employer Identification No.)
 
510 Lake Cook Road, Suite 100, Deerfield, Illinois  
(Address of principal executive offices)
 
60015   
(Zip Code)
 
Registrant’s telephone number, including area code:  (224) 551-4000
 
Former name or former address, if changed since last report:  N/A
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:  

 
o
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
 
 
 
 
o
 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
 
 
 
 
o
 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
 
 
 
 
o
 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 
 
Indicate by check mark whether the registrant is an emerging growth company as defined by Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company o
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o


 
Item 5.02.
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
 
In a Current Report on Form 8-K filed on August 1, 2017 (the “Original 8-K”), Caterpillar Inc. (the “Company”) disclosed that its Group President and Chief Financial Officer, Bradley M. Halverson, provided notice of his decision to retire effective March 2, 2018. The Company is filing this amendment to the Original 8-K to disclose that the effective date of Mr. Halverson’s retirement has been changed to May 4, 2018.



SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 
 
CATERPILLAR INC.
 
 
 
 
 
 
 
 
By:
/s/Suzette M. Long
Dated: February 21, 2018
 
 
Suzette M. Long
 
 
 
General Counsel & Corporate Secretary


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K/A’ Filing    Date    Other Filings
5/4/18
3/2/18
Filed on / For Period End:2/21/18
8/1/174,  8-K
7/31/174,  8-K
 List all Filings 

2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/04/21  Caterpillar Inc.                  424B5                  1:830K                                   Toppan Merrill/FA
 3/02/21  Caterpillar Inc.                  424B5                  1:785K                                   Toppan Merrill/FA
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Filing Submission 0000018230-18-000052   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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