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Caterpillar Inc. – ‘8-K’ for 6/11/21 – ‘XML’

On:  Friday, 6/11/21, at 5:05pm ET   ·   For:  6/11/21   ·   Accession #:  18230-21-174   ·   File #:  1-00768

Previous ‘8-K’:  ‘8-K’ on / for 6/9/21   ·   Next:  ‘8-K’ on / for 7/30/21   ·   Latest:  ‘8-K’ on / for 4/25/24   ·   1 Reference:  By:  Caterpillar Inc. – ‘S-3ASR’ on 12/13/21

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  As Of               Filer                 Filing    For·On·As Docs:Size

 6/11/21  Caterpillar Inc.                  8-K:5,9     6/11/21   11:291K

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     45K 
 7: R1          Cover Page Cover Page                               HTML     54K 
 9: XML         IDEA XML File -- Filing Summary                      XML     12K 
 6: XML         XBRL Instance -- cat-20210611_htm                    XML     31K 
 8: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 3: EX-101.DEF  XBRL Definitions -- cat-20210611_def                 XML     43K 
 4: EX-101.LAB  XBRL Labels -- cat-20210611_lab                      XML     93K 
 5: EX-101.PRE  XBRL Presentations -- cat-20210611_pre               XML     44K 
 2: EX-101.SCH  XBRL Schema -- cat-20210611                          XSD     13K 
10: JSON        XBRL Instance as JSON Data -- MetaLinks               15±    21K 
11: ZIP         XBRL Zipped Folder -- 0000018230-21-000174-xbrl      Zip     24K

‘XML’   —   XBRL Instance — cat-20210611_htm

This Document is an XBRL XML File.

                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<xbrl xml:lang="en-US" xmlns="http://www.xbrl.org/2003/instance" xmlns:cat="http://www.cat.com/20210611" xmlns:dei="http://xbrl.sec.gov/dei/2019-01-31" xmlns:link="http://www.xbrl.org/2003/linkbase" xmlns:us-gaap="http://fasb.org/us-gaap/2019-01-31" xmlns:xbrldi="http://xbrl.org/2006/xbrldi" xmlns:xlink="http://www.w3.org/1999/xlink">
<link:schemaRef xlink:href="cat-20210611.xsd" xlink:type="simple"/>
<context id="i7ed69eb2acc944b196773023f92fc361_D20210609-20210611">
<entity>
<identifier scheme="http://www.sec.gov/CIK"> 0000018230 </identifier>
</entity>
<period>
<startDate> 2021-06-09 </startDate>
<endDate> 2021-06-11 </endDate>
</period>
</context>
<context id="i7e3ad7b7143a4beaa837b2d481704653_D20210609-20210611">
<entity>
<identifier scheme="http://www.sec.gov/CIK"> 0000018230 </identifier>
<segment>
<xbrldi:explicitMember dimension="us-gaap:StatementClassOfStockAxis"> us-gaap:CommonStockMember </xbrldi:explicitMember>
</segment>
</entity>
<period>
<startDate> 2021-06-09 </startDate>
<endDate> 2021-06-11 </endDate>
</period>
</context>
<context id="i21288b6eb48b4eb6bdb79892abda4e0d_D20210609-20210611">
<entity>
<identifier scheme="http://www.sec.gov/CIK"> 0000018230 </identifier>
<segment>
<xbrldi:explicitMember dimension="us-gaap:StatementClassOfStockAxis"> cat:A8DebenturesDueFebruary152023Member </xbrldi:explicitMember>
</segment>
</entity>
<period>
<startDate> 2021-06-09 </startDate>
<endDate> 2021-06-11 </endDate>
</period>
</context>
<context id="i43609b8dd4b04036ade1e91f11887183_D20210609-20210611">
<entity>
<identifier scheme="http://www.sec.gov/CIK"> 0000018230 </identifier>
<segment>
<xbrldi:explicitMember dimension="us-gaap:StatementClassOfStockAxis"> cat:A5.3DebenturesDueSeptember152035Member </xbrldi:explicitMember>
</segment>
</entity>
<period>
<startDate> 2021-06-09 </startDate>
<endDate> 2021-06-11 </endDate>
</period>
</context>
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<dei:EntityTaxIdentificationNumber contextRef="i7ed69eb2acc944b196773023f92fc361_D20210609-20210611" id="id3VybDovL2RvY3MudjEvZG9jOjEzYTY1MzdkYjA1NDQzNzRiOWI4NWExZWZkNWVhY2U4L3NlYzoxM2E2NTM3ZGIwNTQ0Mzc0YjliODVhMWVmZDVlYWNlOF8xL2ZyYWc6ZWZhNzI0YmVhZGE2NDEwOTg2ZjAxZjc0Zjk4MGIxNWYvdGFibGU6ZmNmYmY0MWI3NGZmNDFkM2I5MDQwZDg2YTI4N2MwNmMvdGFibGVyYW5nZTpmY2ZiZjQxYjc0ZmY0MWQzYjkwNDBkODZhMjg3YzA2Y184LTgtMS0xLTA_3f3038f2-c811-4eb1-a007-468548beb23c"> 37-0602744 </dei:EntityTaxIdentificationNumber>
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<dei:WrittenCommunications contextRef="i7ed69eb2acc944b196773023f92fc361_D20210609-20210611" id="id3VybDovL2RvY3MudjEvZG9jOjEzYTY1MzdkYjA1NDQzNzRiOWI4NWExZWZkNWVhY2U4L3NlYzoxM2E2NTM3ZGIwNTQ0Mzc0YjliODVhMWVmZDVlYWNlOF8xL2ZyYWc6ZWZhNzI0YmVhZGE2NDEwOTg2ZjAxZjc0Zjk4MGIxNWYvdGFibGU6ZjdhM2EwZmI4YzM0NGYwNzgzMjM3Y2MzOGEzNTI0MTEvdGFibGVyYW5nZTpmN2EzYTBmYjhjMzQ0ZjA3ODMyMzdjYzM4YTM1MjQxMV8wLTEtMS0xLTA_dff1814e-336b-4d85-924a-513497b440fb"> false </dei:WrittenCommunications>
<dei:SolicitingMaterial contextRef="i7ed69eb2acc944b196773023f92fc361_D20210609-20210611" id="id3VybDovL2RvY3MudjEvZG9jOjEzYTY1MzdkYjA1NDQzNzRiOWI4NWExZWZkNWVhY2U4L3NlYzoxM2E2NTM3ZGIwNTQ0Mzc0YjliODVhMWVmZDVlYWNlOF8xL2ZyYWc6ZWZhNzI0YmVhZGE2NDEwOTg2ZjAxZjc0Zjk4MGIxNWYvdGFibGU6ZjdhM2EwZmI4YzM0NGYwNzgzMjM3Y2MzOGEzNTI0MTEvdGFibGVyYW5nZTpmN2EzYTBmYjhjMzQ0ZjA3ODMyMzdjYzM4YTM1MjQxMV8yLTEtMS0xLTA_11db96a6-d3bb-48ce-8265-cc0e959bb469"> false </dei:SolicitingMaterial>
<dei:PreCommencementTenderOffer contextRef="i7ed69eb2acc944b196773023f92fc361_D20210609-20210611" id="id3VybDovL2RvY3MudjEvZG9jOjEzYTY1MzdkYjA1NDQzNzRiOWI4NWExZWZkNWVhY2U4L3NlYzoxM2E2NTM3ZGIwNTQ0Mzc0YjliODVhMWVmZDVlYWNlOF8xL2ZyYWc6ZWZhNzI0YmVhZGE2NDEwOTg2ZjAxZjc0Zjk4MGIxNWYvdGFibGU6ZjdhM2EwZmI4YzM0NGYwNzgzMjM3Y2MzOGEzNTI0MTEvdGFibGVyYW5nZTpmN2EzYTBmYjhjMzQ0ZjA3ODMyMzdjYzM4YTM1MjQxMV80LTEtMS0xLTA_f2bb9c5d-86a4-46bf-a181-e94bc11c6d69"> false </dei:PreCommencementTenderOffer>
<dei:PreCommencementIssuerTenderOffer contextRef="i7ed69eb2acc944b196773023f92fc361_D20210609-20210611" id="id3VybDovL2RvY3MudjEvZG9jOjEzYTY1MzdkYjA1NDQzNzRiOWI4NWExZWZkNWVhY2U4L3NlYzoxM2E2NTM3ZGIwNTQ0Mzc0YjliODVhMWVmZDVlYWNlOF8xL2ZyYWc6ZWZhNzI0YmVhZGE2NDEwOTg2ZjAxZjc0Zjk4MGIxNWYvdGFibGU6ZjdhM2EwZmI4YzM0NGYwNzgzMjM3Y2MzOGEzNTI0MTEvdGFibGVyYW5nZTpmN2EzYTBmYjhjMzQ0ZjA3ODMyMzdjYzM4YTM1MjQxMV82LTEtMS0xLTA_a5952a36-9119-4175-84af-5682e3beb3f7"> false </dei:PreCommencementIssuerTenderOffer>
<dei:Security12bTitle contextRef="i7e3ad7b7143a4beaa837b2d481704653_D20210609-20210611" id="id3VybDovL2RvY3MudjEvZG9jOjEzYTY1MzdkYjA1NDQzNzRiOWI4NWExZWZkNWVhY2U4L3NlYzoxM2E2NTM3ZGIwNTQ0Mzc0YjliODVhMWVmZDVlYWNlOF8xL2ZyYWc6ZWZhNzI0YmVhZGE2NDEwOTg2ZjAxZjc0Zjk4MGIxNWYvdGFibGU6ZjdhM2EwZmI4YzM0NGYwNzgzMjM3Y2MzOGEzNTI0MTEvdGFibGVyYW5nZTpmN2EzYTBmYjhjMzQ0ZjA3ODMyMzdjYzM4YTM1MjQxMV8xMC0wLTEtMS0w_747928bb-4d13-4663-8f47-a6601ec6fc26"> Common Stock ($1.00 par value) </dei:Security12bTitle>
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<dei:Security12bTitle contextRef="i21288b6eb48b4eb6bdb79892abda4e0d_D20210609-20210611" id="id3VybDovL2RvY3MudjEvZG9jOjEzYTY1MzdkYjA1NDQzNzRiOWI4NWExZWZkNWVhY2U4L3NlYzoxM2E2NTM3ZGIwNTQ0Mzc0YjliODVhMWVmZDVlYWNlOF8xL2ZyYWc6ZWZhNzI0YmVhZGE2NDEwOTg2ZjAxZjc0Zjk4MGIxNWYvdGFibGU6ZjdhM2EwZmI4YzM0NGYwNzgzMjM3Y2MzOGEzNTI0MTEvdGFibGVyYW5nZTpmN2EzYTBmYjhjMzQ0ZjA3ODMyMzdjYzM4YTM1MjQxMV8xMi0wLTEtMS0w_978c964a-17ae-488c-a7d7-3d63fc004754"> 8% Debentures due February 15, 2023 </dei:Security12bTitle>
<dei:TradingSymbol contextRef="i21288b6eb48b4eb6bdb79892abda4e0d_D20210609-20210611" id="id3VybDovL2RvY3MudjEvZG9jOjEzYTY1MzdkYjA1NDQzNzRiOWI4NWExZWZkNWVhY2U4L3NlYzoxM2E2NTM3ZGIwNTQ0Mzc0YjliODVhMWVmZDVlYWNlOF8xL2ZyYWc6ZWZhNzI0YmVhZGE2NDEwOTg2ZjAxZjc0Zjk4MGIxNWYvdGFibGU6ZjdhM2EwZmI4YzM0NGYwNzgzMjM3Y2MzOGEzNTI0MTEvdGFibGVyYW5nZTpmN2EzYTBmYjhjMzQ0ZjA3ODMyMzdjYzM4YTM1MjQxMV8xMi01LTEtMS0w_b100fb0a-a869-4317-a997-992a92e20336"> CAT23 </dei:TradingSymbol>
<dei:SecurityExchangeName contextRef="i21288b6eb48b4eb6bdb79892abda4e0d_D20210609-20210611" id="id3VybDovL2RvY3MudjEvZG9jOjEzYTY1MzdkYjA1NDQzNzRiOWI4NWExZWZkNWVhY2U4L3NlYzoxM2E2NTM3ZGIwNTQ0Mzc0YjliODVhMWVmZDVlYWNlOF8xL2ZyYWc6ZWZhNzI0YmVhZGE2NDEwOTg2ZjAxZjc0Zjk4MGIxNWYvdGFibGU6ZjdhM2EwZmI4YzM0NGYwNzgzMjM3Y2MzOGEzNTI0MTEvdGFibGVyYW5nZTpmN2EzYTBmYjhjMzQ0ZjA3ODMyMzdjYzM4YTM1MjQxMV8xMi05LTEtMS0w_e917e98f-b2b7-4eb9-8b90-ef6bab6a6c27"> NYSE </dei:SecurityExchangeName>
<dei:Security12bTitle contextRef="i43609b8dd4b04036ade1e91f11887183_D20210609-20210611" id="id3VybDovL2RvY3MudjEvZG9jOjEzYTY1MzdkYjA1NDQzNzRiOWI4NWExZWZkNWVhY2U4L3NlYzoxM2E2NTM3ZGIwNTQ0Mzc0YjliODVhMWVmZDVlYWNlOF8xL2ZyYWc6ZWZhNzI0YmVhZGE2NDEwOTg2ZjAxZjc0Zjk4MGIxNWYvdGFibGU6ZjdhM2EwZmI4YzM0NGYwNzgzMjM3Y2MzOGEzNTI0MTEvdGFibGVyYW5nZTpmN2EzYTBmYjhjMzQ0ZjA3ODMyMzdjYzM4YTM1MjQxMV8xMy0wLTEtMS0w_36525226-6d84-4a83-9921-6c15bb4abd6b"> 5.3% Debentures due September 15, 2035 </dei:Security12bTitle>
<dei:TradingSymbol contextRef="i43609b8dd4b04036ade1e91f11887183_D20210609-20210611" id="id3VybDovL2RvY3MudjEvZG9jOjEzYTY1MzdkYjA1NDQzNzRiOWI4NWExZWZkNWVhY2U4L3NlYzoxM2E2NTM3ZGIwNTQ0Mzc0YjliODVhMWVmZDVlYWNlOF8xL2ZyYWc6ZWZhNzI0YmVhZGE2NDEwOTg2ZjAxZjc0Zjk4MGIxNWYvdGFibGU6ZjdhM2EwZmI4YzM0NGYwNzgzMjM3Y2MzOGEzNTI0MTEvdGFibGVyYW5nZTpmN2EzYTBmYjhjMzQ0ZjA3ODMyMzdjYzM4YTM1MjQxMV8xMy01LTEtMS0w_fac985c8-530f-425c-be4f-fd0d01f8913f"> CAT35 </dei:TradingSymbol>
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<dei:EntityEmergingGrowthCompany contextRef="i7ed69eb2acc944b196773023f92fc361_D20210609-20210611" id="id3VybDovL2RvY3MudjEvZG9jOjEzYTY1MzdkYjA1NDQzNzRiOWI4NWExZWZkNWVhY2U4L3NlYzoxM2E2NTM3ZGIwNTQ0Mzc0YjliODVhMWVmZDVlYWNlOF8xL2ZyYWc6ZWZhNzI0YmVhZGE2NDEwOTg2ZjAxZjc0Zjk4MGIxNWYvdGFibGU6ZjdhM2EwZmI4YzM0NGYwNzgzMjM3Y2MzOGEzNTI0MTEvdGFibGVyYW5nZTpmN2EzYTBmYjhjMzQ0ZjA3ODMyMzdjYzM4YTM1MjQxMV8xOC0xMC0xLTEtMA_d8ffb946-4260-4e15-b601-aefa23076773"> false </dei:EntityEmergingGrowthCompany>
</xbrl>

1 Subsequent Filing that References this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/13/21  Caterpillar Inc.                  S-3ASR     12/13/21    4:548K                                   Toppan Merrill/FA
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