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As Of Filer Filing For·On·As Docs:Size 4/16/21 Caterpillar Inc. 8-K:5,9 4/14/21 13:297K |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 35K 2: EX-99.1 Miscellaneous Exhibit HTML 16K 9: R1 Cover Page Cover Page HTML 55K 11: XML IDEA XML File -- Filing Summary XML 13K 8: XML XBRL Instance -- cat-20210414_htm XML 31K 10: EXCEL IDEA Workbook of Financial Reports XLSX 6K 4: EX-101.CAL XBRL Calculations -- cat-20210414_cal XML 7K 5: EX-101.DEF XBRL Definitions -- cat-20210414_def XML 44K 6: EX-101.LAB XBRL Labels -- cat-20210414_lab XML 94K 7: EX-101.PRE XBRL Presentations -- cat-20210414_pre XML 44K 3: EX-101.SCH XBRL Schema -- cat-20210414 XSD 14K 12: JSON XBRL Instance as JSON Data -- MetaLinks 15± 22K 13: ZIP XBRL Zipped Folder -- 0000018230-21-000138-xbrl Zip 27K
cat-20210414 |
UNITED
STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | |||||||||||||||||||||||||||||||||||
FORM | i 8-K | ||||||||||||||||||||||||||||||||||
Current Report | |||||||||||||||||||||||||||||||||||
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 | |||||||||||||||||||||||||||||||||||
Date of Report (Date of earliest event reported): | i April 14, 2021 | ||||||||||||||||||||||||||||||||||
i CATERPILLAR INC. | |||||||||||||||||||||||||||||||||||
(Exact name of registrant as specified in its charter) | |||||||||||||||||||||||||||||||||||
i Delaware | i 1-768 | i 37-0602744 | |||||||||||||||||||||||||||||||||
(State or other jurisdiction of incorporation) | (Commission File Number) | (I.R.S Employer Identification No.) |
i 510 Lake Cook Road, | i Suite 100, | i Deerfield, | i Illinois | i 60015 | ||||||||||||||||||||||||||||
(Address of principal executive offices) | (Zip Code) | |||||||||||||||||||||||||||||||
Registrant’s telephone number, including area code: | i (224) | i 551-4000 | ||||||||||||||||||||||||||||||
Former name or former address, if changed since last report: | N/A |
i ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | ||||||||||||||||||||||||||||||||||
i ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | ||||||||||||||||||||||||||||||||||
i ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | ||||||||||||||||||||||||||||||||||
i ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) | ||||||||||||||||||||||||||||||||||
Securities
registered pursuant to Section 12(b) of the Act: | |||||||||||||||||||||||||||||||||||
Title of each class | Trading Symbol (s) | Name of each exchange which registered | |||||||||||||||||||||||||||||||||
i Common Stock ($1.00 par value) | i CAT | i The New York Stock Exchange | |||||||||||||||||||||||||||||||||
i 8% Debentures due February 15, 2023 | i CAT23 | i The New York Stock Exchange | |||||||||||||||||||||||||||||||||
i 5.3% Debentures due September 15, 2035 | i CAT35 | i The New York Stock Exchange | |||||||||||||||||||||||||||||||||
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: | |||||||||||||||||||||||||||||||||||
Indicate by check mark whether the registrant is an emerging growth company as defined by Rule 405 of the Securities Act of | |||||||||||||||||||||||||||||||||||
1933 (17 CFR §230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 of this chapter). | |||||||||||||||||||||||||||||||||||
Emerging growth company | i ☐ | ||||||||||||||||||||||||||||||||||
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period | |||||||||||||||||||||||||||||||||||
for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. | ☐ |
Exhibit | ||||||||||||||
Number | Description | |||||||||||||
99.1 | ||||||||||||||
104 | The cover page from this Current Report on Form 8-K, formatted in Inline XBRL. |
SIGNATURES | ||||||||
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. | ||||||||
CATERPILLAR INC. | ||||||||
April 16, 2021 | By: | /s/ Suzette M. Long | ||||||
Suzette
M. Long Chief Legal Officer & General Counsel | ||||||||
This ‘8-K’ Filing | Date | Other Filings | ||
---|---|---|---|---|
9/15/35 | ||||
2/15/23 | ||||
Filed on: | 4/16/21 | |||
For Period end: | 4/14/21 | 3 | ||
4/29/20 | DEF 14A, DEFA14A | |||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 12/13/21 Caterpillar Inc. S-3ASR 12/13/21 4:548K Toppan Merrill/FA |