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Whiting Lawson E – ‘4’ for 3/12/24 re: Brown-Forman Corp.

On:  Wednesday, 3/13/24, at 4:48pm ET   ·   For:  3/12/24   ·   As:  Director and Officer   ·   Accession #:  14693-24-18   ·   File #:  1-00123

Previous ‘4’:  ‘4’ on 7/31/23 for 7/27/23   ·   Latest ‘4’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/13/24  Whiting Lawson E                  4          Dir.,Off.   2:20K  Brown-Forman Corp.                Brown-Forman Corp.

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      8K 
                Securities by an Insider --                                      
                wk-form4_1710362875.xml/5.8                                      
 2: EX-24       Power of Attorney                                   HTML     13K

‘4’   —   Statement of Changes in Beneficial Ownership of Securities by an Insider — wk-form4_1710362875.xml/5.8



        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider — wk-form4_1710362875.xml/5.8
 

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

This is our “Plain Text” rendering:
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0508
Document Type:  4
Period of Report:  3/12/24
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  14693
Issuer Name:  BROWN FORMAN CORP
Issuer Trading Symbol:  BFA, BFB
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1572783
Owner Name:  Whiting Lawson E
Reporting Owner Address:
Owner Street 1:  850 DIXIE HIGHWAY
Owner Street 2:
Owner City:  LOUISVILLE
Owner State:  KY
Owner ZIP Code:  40210
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  President & CEO
Aff 10b5 One:  0
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Class B Common
Transaction Date:
Value:  3/12/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  15,601
Transaction Price Per Share:
Value:  35.603
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  41,045
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Class B Common
Transaction Date:
Value:  3/12/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  F
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  12,617
Transaction Price Per Share:
Value:  55.16
Footnote ID:  F1
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  28,428
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  Class B Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0.7095
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  DRIP
Footnote ID:  F2
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Stock Appreciation Right
Conversion or Exercise Price:
Value:  35.603
Transaction Date:
Value:  3/12/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  15,601
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Value:  5/1/17
Expiration Date:
Value:  4/30/24
Underlying Security:
Underlying Security Title:
Value:  Class B Common
Underlying Security Shares:
Value:  15,601
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  The closing price of BF-B on March 11, 2024, was used to calculate the withholding obligation.
Footnote - F2:  Number of shares acquired through the issuer's dividend reinvestment plan as of March 12, 2024.
Remarks:
Owner Signature:
Signature Name:  Nancie Oliver Mauffray, Attorney in Fact for Lawson E. Whiting
Signature Date:  3/13/24


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Filing Submission 0000014693-24-000018   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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