Document/Exhibit Description Pages Size
1: 8-K Cms Energy 8-K Dated 07/01/97 4 12K
2: EX-1 Exhibit 1 Placement Agreement Dated June 18, 1997 30± 127K
3: EX-4 Exhibit 4(A) Indenture Dated June 1, 1997 89± 397K
4: EX-4 Exhibit 4(B) 1st Supp. Indenture Dated 6/20/97 20± 89K
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FORM 8-K
CURRENT REPORT
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported) June 18, 1997
Commission Registrant; State of Incorporation; IRS Employer
File Number Address; and Telephone Number Identification No
1-9513 CMS ENERGY CORPORATION 38-2726431
(A Michigan Corporation)
Fairlane Plaza South, Suite 1100
330 Town Center Drive
Dearborn, Michigan 48126
(313) 436-9261
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ITEM 5. OTHER EVENTS.
On June 20, 1997, CMS Energy Corporation (the "Corporation") entered into
an Indenture dated as of June 1, 1997 and a First Supplemental Indenture
dated as of June 20, 1997 between CMS Energy Corporation and The Bank of
New York , as Trustee, pursuant to which the Corporation sold $177,835,100
aggregate principal amount of convertible subordinated debentures (the
"Debentures"). The Debentures were sold to an affiliated trust,
CMS Energy Trust I, which issued $172,500,000 of 7-3/4% convertible
quarterly income preferred securities pursuant to the terms of a Placement
Agreement dated as of June 18, 1997. Such Indenture, First Supplemental
Indenture and Placement Agreement are attached hereto as exhibits to this
Current Report on Form 8-K and are incorporated herein by reference.
ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS
(1) Placement Agreement dated June 18, 1997 among CMS Energy Trust I;
CMS Energy Corporation; Franklin Income Fund, Franklin Utilities
Fund, Franklin Valuemark Utility Equity Fund, Franklin Valuemark
Income Securities Fund, Franklin Global Utilities Fund, Franklin
Equity Income Fund, Franklin AGE High Income Fund, Franklin Multi-
Income Trust, Franklin Universal Trust, Franklin Convertible
Securities Fund; Goldman Sachs & Company; Merrill Lynch, Pierce,
Fenner & Smith Incorporated; and Morgan Stanley & Co., as
Representatives of the several Agents named in Schedule II thereto.
(4a) Indenture dated as of June 1, 1997 between CMS Energy Corporation and
The Bank of New York, as Trustee.
(4b) First Supplemental Indenture dated as of June 20, 1997 between
CMS Energy Corporation and The Bank of New York, as Trustee.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrants have duly caused this report to be signed on their behalf by
the undersigned hereunto duly authorized.
CMS ENERGY CORPORATION
Dated: July 01, 1997 By: /s/ A. M. Wright
-------------------------------
Alan M. Wright
Senior Vice President,
Chief Financial Officer
and Treasurer
EXHIBIT INDEX
Exhibit
Number
(1) Placement Agreement dated June 18, 1997 among CMS Energy Trust I;
CMS Energy Corporation; Franklin Income Fund, Franklin Utilities
Fund, Franklin Valuemark Utility Equity Fund, Franklin Valuemark
Income Securities Fund, Franklin Global Utilities Fund, Franklin
Equity Income Fund, Franklin AGE High Income Fund, Franklin Multi-
Income Trust, Franklin Universal Trust, Franklin Convertible
Securities Fund; Goldman Sachs & Company; Merrill Lynch, Pierce,
Fenner & Smith Incorporated; and Morgan Stanley & Co., as
Representatives of the several Agents named in Schedule II thereto.
(4a) Indenture dated as of June 1, 1997 between CMS Energy Corporation and
The Bank of New York, as Trustee.
(4b) First Supplemental Indenture dated as of June 20, 1997 between
CMS Energy Corporation and The Bank of New York, as Trustee.
Dates Referenced Herein and Documents Incorporated by Reference
| Referenced-On Page |
|---|
| This ‘8-K’ Filing | | Date | | First | | Last | | | Other Filings |
|---|
| |  |
| Filed on / For Period End: | | 7/1/97 | | 3 |
| | 6/20/97 | | 2 | | 4 | | | 424B5 |
| | 6/18/97 | | 1 | | 4 |
| | 6/1/97 | | 2 | | 4 |
| List all Filings |
7 Subsequent Filings that Reference this Filing
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