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Kate Spade & Co, et al. – ‘S-4’ on 1/18/13 – EX-99.2

On:  Friday, 1/18/13, at 4:22pm ET   ·   Accession #:  1047469-13-315   ·   File #s:  333-186094, -01, -02, -03, -04, -05, -06, -07, -08, -09, -10, -11, -12, -13, -14

Previous ‘S-4’:  None   ·   Next & Latest:  ‘S-4/A’ on 2/11/13   ·   1 Reference:  By:  SEC – ‘UPLOAD’ on 2/8/13

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 1/18/13  Kate Spade & Co                   S-4                   41:3.5M                                   Merrill Corp/New/FA
          Adelington Design Group, Inc.
          Juicy Couture, Inc.
          Kate Spade LLC
          LCI Holdings, Inc.
          Lucky Brand Dungarees Stores, Inc.
          Lucky Brand Dungarees, Inc.
          LCI Investments, Inc.
          L.C. Licensing, LLC
          Fifth & Pacific Companies Cosmetics, Inc.
          Fifth & Pacific Companies Foreign Holdings, Inc.
          LCCI Holdings LLC
          Fifth & Pacific Companies Puerto Rico, Inc.
          WCFL Holdings LLC
          FNP Holdings, LLC

Registration of Securities Issued in a Business-Combination Transaction   —   Form S-4
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-4         Registration of Securities Issued in a              HTML   1.14M 
                          Business-Combination Transaction                       
10: EX-3.10     Articles of Incorporation/Organization or By-Laws   HTML     45K 
11: EX-3.11     Articles of Incorporation/Organization or By-Laws   HTML     34K 
12: EX-3.12     Articles of Incorporation/Organization or By-Laws   HTML     43K 
13: EX-3.13     Articles of Incorporation/Organization or By-Laws   HTML     54K 
14: EX-3.14     Articles of Incorporation/Organization or By-Laws   HTML     27K 
15: EX-3.15     Articles of Incorporation/Organization or By-Laws   HTML     54K 
16: EX-3.16     Articles of Incorporation/Organization or By-Laws   HTML     76K 
17: EX-3.17     Articles of Incorporation/Organization or By-Laws   HTML    113K 
18: EX-3.18     Articles of Incorporation/Organization or By-Laws   HTML     40K 
19: EX-3.19     Articles of Incorporation/Organization or By-Laws   HTML     40K 
 2: EX-3.2      Articles of Incorporation/Organization or By-Laws   HTML     37K 
20: EX-3.20     Articles of Incorporation/Organization or By-Laws   HTML     38K 
21: EX-3.21     Articles of Incorporation/Organization or By-Laws   HTML     37K 
22: EX-3.22     Articles of Incorporation/Organization or By-Laws   HTML     30K 
23: EX-3.23     Articles of Incorporation/Organization or By-Laws   HTML     45K 
24: EX-3.24     Articles of Incorporation/Organization or By-Laws   HTML     40K 
25: EX-3.25     Articles of Incorporation/Organization or By-Laws   HTML     52K 
 3: EX-3.3      Articles of Incorporation/Organization or By-Laws   HTML     46K 
 4: EX-3.4      Articles of Incorporation/Organization or By-Laws   HTML     50K 
 5: EX-3.5      Articles of Incorporation/Organization or By-Laws   HTML     54K 
 6: EX-3.6      Articles of Incorporation/Organization or By-Laws   HTML     58K 
 7: EX-3.7      Articles of Incorporation/Organization or By-Laws   HTML     32K 
 8: EX-3.8      Articles of Incorporation/Organization or By-Laws   HTML     54K 
 9: EX-3.9      Articles of Incorporation/Organization or By-Laws   HTML     41K 
26: EX-4.2      Instrument Defining the Rights of Security Holders  HTML     52K 
27: EX-4.3      Instrument Defining the Rights of Security Holders  HTML     49K 
28: EX-4.4      Instrument Defining the Rights of Security Holders  HTML     48K 
29: EX-5.1      Opinion re: Legality                                HTML     37K 
30: EX-5.2      Opinion re: Legality                                HTML     30K 
31: EX-8.1      Opinion re: Tax Matters                             HTML     24K 
32: EX-10.46    Material Contract                                   HTML     33K 
33: EX-10.47    Material Contract                                   HTML     34K 
34: EX-12.1     Statement re: Computation of Ratios                 HTML     76K 
35: EX-21.1     Subsidiaries of the Registrant                      HTML     34K 
36: EX-23.3     Consent of Experts or Counsel                       HTML     18K 
37: EX-25.1     Statement re: Eligibility of Trustee                HTML     67K 
38: EX-99.1     Miscellaneous Exhibit                               HTML    183K 
39: EX-99.2     Miscellaneous Exhibit                               HTML     50K 
40: EX-99.3     Miscellaneous Exhibit                               HTML     31K 
41: EX-99.4     Miscellaneous Exhibit                               HTML     27K 


EX-99.2   —   Miscellaneous Exhibit


This exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]




Exhibit 99.2

 

NOTICE OF GUARANTEED DELIVERY

 

FIFTH & PACIFIC COMPANIES, INC.

 

OFFER TO EXCHANGE

 

$220,000,000 AGGREGATE PRINCIPAL AMOUNT OF ITS
10.5% SENIOR SECURED NOTES DUE 2019 (CUSIP NUMBER 539320 AC5) WHICH HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933
FOR A LIKE AGGREGATE PRINCIPAL AMOUNT OF ITS
10.5% SENIOR SECURED NOTES DUE 2019 (CUSIP NUMBERS 539320 AB7/U5391P AB3)

 

AND

 

$152,000,000 AGGREGATE PRINCIPAL AMOUNT OF ITS
10.5% SENIOR SECURED NOTES DUE 2019 (CUSIP NUMBER 316645 AB6) WHICH HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933
FOR A LIKE AGGREGATE PRINCIPAL AMOUNT OF ITS
10.5% SENIOR SECURED NOTES DUE 2019 (CUSIP NUMBERS 316645 AA8/U3166P AA3)

 

This form or one substantially equivalent hereto must be used to accept the Exchange Offer of Fifth & Pacific Companies, Inc. (the “Company”) made pursuant to the prospectus dated                 , 2013 (the “Prospectus”), if certificates for the outstanding $220,000,000 aggregate principal amount of its 10.5% Senior Secured Notes due 2019 (CUSIP Numbers 539320 AB7/U5391P AB3) (the “2011 Initial Notes”) and the additional $152,000,000 10.5% Senior Secured Notes due 2019 (CUSIP Numbers 316645 AA8/U3166P AA3) (the “2012 Initial Notes,” and, together with the 2011 Initial Notes, the “Initial Notes”) are not immediately available or if the procedure for book-entry transfer cannot be completed on a timely basis or time will not permit all required documents to reach the Company prior to 5:00 p.m., New York City time, on the Expiration Date of the Exchange Offer.  Such form may be delivered or transmitted by telegram, telex, facsimile transmission, mail or hand delivery to U.S. Bank National Association (the “Exchange Agent”) as set forth below.  In addition, in order to utilize the guaranteed delivery, a Letter of Transmittal (or facsimile thereof), must also be received by the Exchange Agent prior to midnight, New York City time, on the Expiration Date.  Certificates for all tendered Initial Notes in proper form for transfer or a book-entry confirmation, as the case may be, and all other documents required by the Letter of Transmittal must be received by the Exchange Agent within three New York Stock Exchange trading days after the Expiration Date.  Capitalized terms not defined herein are defined in the Prospectus.

 

Delivery to:

 

U.S. BANK NATIONAL ASSOCIATION

Exchange Agent

 

Delivery to:  U.S. Bank National Association, Exchange Agent

 

By Registered and Certified Mail:

U.S. Bank National Association

Corporate Trust Services

150 Fourth Avenue North, 2nd Floor

Nashville, TN 37219

 

By Regular Mail or Overnight Courier:

U.S. Bank National Association

Corporate Trust Services

150 Fourth Avenue North, 2nd Floor

 



 

Nashville, TN 37219

Attention: Wally Jones

 

By facsimile (for eligible institutions only):

(615) 251-0737

 

For information or confirmation by telephone:

1-800-934-6802

 

Delivery of this instrument to an address other than as set forth above, or transmission of instructions via facsimile other than as set forth above, will not constitute a valid delivery.

 

2



 

Ladies and Gentlemen:

 

Upon the terms and conditions set forth in the Prospectus and the accompanying Letter of Transmittal, the undersigned hereby tenders to the Company the principal amount of Initial Notes set forth below, pursuant to the guaranteed delivery procedure described in “The Exchange Offer—Procedures for Tendering” section of the Prospectus.

 

Principal Amount of 10.5% Senior Secured Notes due 2019, issued April 7, 2011

Initial Notes Tendered(1)

 

$                                                   

 

 

 

Certificate Nos. (if available):

 

 

 

                                                   

 

 

If Initial Notes will be delivered by book-entry

Total Principal Amount Represented by

transfer to The Depository Trust Company,

Initial Notes Certificate(s):

provide account number.

 

 

$                                                   

Account Number                                                   

 

 

Principal Amount of additional 10.5% Senior Secured Notes due 2019, issued June 8, 2012

Initial Notes Tendered(2)

 

$                                                   

 

 

 

Certificate Nos. (if available):

 

 

 

                                                   

 

 

If Initial Notes will be delivered by book-entry

Total Principal Amount Represented by

transfer to The Depository Trust Company,

Initial Notes Certificate(s):

provide account number.

 

 

$                                                   

Account Number                                                   

 


(1)         Must be in denominations of principal amount of $2,000 and integral multiples of $1,000 in excess thereof.

(2)         Must be in denominations of principal amount of $2,000 and integral multiples of $1,000 in excess thereof.

 

3



 

ANY AUTHORITY HEREIN CONFERRED OR AGREED TO BE CONFERRED SHALL SURVIVE THE DEATH OR INCAPACITY OF THE UNDERSIGNED AND EVERY OBLIGATION OF THE UNDERSIGNED HEREUNDER SHALL BE BINDING UPON THE HEIRS, PERSONAL REPRESENTATIVES, SUCCESSORS AND ASSIGNS OF THE UNDERSIGNED.

 

PLEASE SIGN HERE

 

X

 

 

 

 

 

 

X

 

 

 

Signature(s) of Owner(s) or Authorized Signatory

 

Date

 

 

 

Area Code and Telephone Number:

 

 

 

Must be signed by the holder(s) of Initial Notes as their name(s) appear(s) on certificate(s) for Initial Notes or on a security position listing, or by person(s) authorized to become registered holder(s) by endorsement and documents transmitted with this Notice of Guaranteed Delivery.  If signature is by a trustee, executor, administrator, guardian, attorney-in-fact, officer or other person acting in a fiduciary or representative capacity, such person must set forth his or her full title below.

 

4



 

PLEASE PRINT NAME(S) AND ADDRESS(ES)

 

Name(s):

                                                                                                                                              

 

 

                                                                                                                                              

 

 

Capacity:

                                                                                                                                              

 

Address(es):

                                                                                                                                              

 

 

 

                                                                                                                                              

 

 

 

                                                                                                                                              

 

 

 

                                                                                                                                              

 

5



 

GUARANTEE

 

The undersigned, a member of a registered national securities exchange, or a member of the Financial Industry Regulatory Authority, Inc., or a commercial bank or trust company having an office or correspondent in the United States, hereby guarantees that the certificates representing the principal amount of Initial Notes tendered hereby in proper form for transfer, or timely confirmation of the book-entry transfer of such Initial Notes into the Exchange Agent’s account at The Depository Trust Company pursuant to the procedures set forth in “The Exchange Offer—Procedures for Tendering” section of the Prospectus, together with a properly completed and duly executed Letter of Transmittal (or a manually signed facsimile thereof) with any required signature guarantee and any other documents required by the Letter of Transmittal, will be received by the Exchange Agent at the address set forth above, no later than three New York Stock Exchange trading days after the date of execution hereof.

 

 

 

 

Name of Firm

 

Authorized Signature

 

 

 

 

 

 

Address

 

Title

 

 

 

 

 

Name:

 

Zip Code

 

(Please Type or Print)

 

 

 

Area Code and Tel. No.

 

 

Dated:

 

 

NOTE:                                                       DO NOT SEND CERTIFICATES FOR ORIGINAL NOTES WITH THIS FORM.  CERTIFICATES FOR ORIGINAL NOTES SHOULD ONLY BE SENT WITH YOUR LETTER OF TRANSMITTAL.

 

6




Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘S-4’ Filing    Date    Other Filings
Filed on:1/18/133,  8-K
6/8/12
4/7/118-K,  DEF 14A,  DEFA14A
 List all Filings 


1 Subsequent Filing that References this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/08/13  SEC                               UPLOAD10/05/17    1:267K Adelington Design Group, Inc.
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Filing Submission 0001047469-13-000315   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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