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Janus Henderson Group PLC – ‘F-4’ on 3/20/17 – ‘EX-99.4’

On:  Monday, 3/20/17, at 9:00am ET   ·   Accession #:  1047469-17-1769   ·   File #:  333-216824

4 References:   

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 3/20/17  Janus Henderson Group PLC         F-4                   32:12M                                    Merrill Corp/New/FA

Registration Statement by a Foreign Private Issuer for Securities Issued in a Business-Combination Transaction   —   Form F-4
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: F-4         Registration Statement by a Foreign Private Issuer  HTML   4.73M 
                          for Securities Issued in a                             
                          Business-Combination Transaction                       
 2: EX-3.1      Articles of Incorporation/Organization or By-Laws   HTML     13K 
 3: EX-3.2      Articles of Incorporation/Organization or By-Laws   HTML    722K 
 4: EX-5.1      Opinion re: Legality                                HTML     36K 
 5: EX-8.1      Opinion re: Tax Matters                             HTML     26K 
 6: EX-10.1     Material Contract                                   HTML    382K 
15: EX-10.10    Material Contract                                   HTML    175K 
16: EX-10.11    Material Contract                                   HTML    296K 
17: EX-10.12    Material Contract                                   HTML    129K 
18: EX-10.13    Material Contract                                   HTML    178K 
19: EX-10.14    Material Contract                                   HTML    145K 
20: EX-10.15    Material Contract                                   HTML     94K 
21: EX-10.16    Material Contract                                   HTML     89K 
 7: EX-10.2     Material Contract                                   HTML     65K 
 8: EX-10.3     Material Contract                                   HTML     50K 
 9: EX-10.4     Material Contract                                   HTML    122K 
10: EX-10.5     Material Contract                                   HTML    120K 
11: EX-10.6     Material Contract                                   HTML     93K 
12: EX-10.7     Material Contract                                   HTML    266K 
13: EX-10.8     Material Contract                                   HTML    118K 
14: EX-10.9     Material Contract                                   HTML    289K 
22: EX-21.1     Subsidiaries                                        HTML    113K 
23: EX-23.1     Consent of Experts or Counsel                       HTML     11K 
24: EX-23.2     Consent of Experts or Counsel                       HTML     11K 
25: EX-99.1     Miscellaneous Exhibit                               HTML     19K 
26: EX-99.3     Miscellaneous Exhibit                               HTML     13K 
27: EX-99.4     Miscellaneous Exhibit                               HTML     12K 
28: EX-99.5     Miscellaneous Exhibit                               HTML     12K 
29: EX-99.6     Miscellaneous Exhibit                               HTML     12K 
30: EX-99.7     Miscellaneous Exhibit                               HTML     12K 
31: EX-99.8     Miscellaneous Exhibit                               HTML     12K 
32: EX-99.9     Miscellaneous Exhibit                               HTML     12K 


EX-99.4   —   Miscellaneous Exhibit


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]




Exhibit 99.4

 

Consent of Person Named as About to Become Director

 

Pursuant to Rule 438 promulgated under the Securities Act of 1933, as amended, I hereby consent to my being named in the Registration Statement on Form F-4 of Henderson Group plc, and all amendments thereto (the “Registration Statement”) and any related prospectus or prospectus supplement filed pursuant to Rule 424 promulgated under the Securities Act of 1933, as amended, as a person anticipated to become a director of Henderson Group plc upon completion of the merger described therein, and to the filing of this consent as an exhibit to the Registration Statement.

 

Date: March 20, 2017

 

 

 

By

/s/ Glenn Schafer

 

 

Name: Glenn Schafer

 




Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘F-4’ Filing    Date    Other Filings
Filed on:3/20/17425,  CORRESP,  DRS,  DRS/A
 List all Filings 


4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/27/24  Janus Henderson Group plc         10-K       12/31/23  130:16M                                    RDG Filings/FA
 2/28/23  Janus Henderson Group plc         10-K       12/31/22  118:22M                                    Toppan Merrill Bridge/FA
 2/25/22  Janus Henderson Group plc         10-K       12/31/21  112:21M                                    Toppan Merrill Bridge/FA
 2/24/21  Janus Henderson Group plc         10-K       12/31/20  119:23M                                    Toppan Merrill Bridge/FA
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Filing Submission 0001047469-17-001769   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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