SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Y-mAbs Therapeutics, Inc. – IPO: ‘S-1/A’ on 9/7/18 – ‘EX-4.1’

On:  Friday, 9/7/18, at 12:37pm ET   ·   Accession #:  1047469-18-6039   ·   File #:  333-226999

Previous ‘S-1’:  ‘S-1’ on 8/24/18   ·   Latest ‘S-1’:  This Filing   ·   7 References:   

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 9/07/18  Y-mAbs Therapeutics, Inc.         S-1/A                  5:4.4M                                   Merrill Corp/New/FA

Initial Public Offering (IPO):  Pre-Effective Amendment to Registration Statement (General Form)   —   Form S-1
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-1/A       Pre-Effective Amendment to Registration Statement   HTML   1.67M 
                          (General Form)                                         
 2: EX-1.1      Underwriting Agreement                              HTML    217K 
 3: EX-4.1      Instrument Defining the Rights of Security Holders  HTML      7K 
 4: EX-5.1      Opinion re: Legality                                HTML     13K 
 5: EX-23.1     Consent of Experts or Counsel                       HTML      5K 


EX-4.1   —   Instrument Defining the Rights of Security Holders


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]




Exhibit 4.1

·-,t!Ji,;: ::iii-!!:.-INC RPORATED UNDER THE LAWS OF THE STATE OF DELAWARE -'li.rb! K I IPr (,rrllrin Jl)rftniliQnf 50,000,000 SHARES PAR VALUE $0.0001 EACH COMMON STOCK Is tbt iS fto f[trtifp tIf )at 11 ; < - I 10 '-' I I tr of I¥IY:fta:td! wnd o/the ?t()/J'b-JhU/Jl€4 ?/tk aA<MXJ -&o-rjt<Wau{)/n 1/Jt(:(rm{e le0/n, tk 'took M' 6y .k!Jr aadu-Md vfwn o/4-tie;; ,n, jwMMl e jv 'cfw y tk;;. tffe44t!lcat - end Jed. o/the -tlO/'fl {yn a/J' n<.W-trres o/iw cla'Jt autluwixed of?r. l»ltntsths e :Jed matet © 1999 CORPEX BANKNOTE CO., BAY SHORE N.Y. _j•. 9 CUSIP 984241 109

GRAPHIC

 


: • The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations: TEN COM - as tenants in common UNIF TRANSFERS MIN ACT-................Custodian ----- - ----··· (Cust) under Uniform Transfers to Minors Act•••m............................................ . . . (State) (Minor) TEN ENT - as tenants by the entireties l! JTTEN - as joint tenants with right of survivorship and not as tenants in common oi'Tj C::t.<: -l(/)0 ::e Additional abbreviations may also be used though not in the above list - fw7te6J Jell, a!J6f?n and t1tan6/(3?( fMlitrJ ii!O!:![Tl il!:::l :::! 1'11 odtw-- PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE 0 <: §i !bi'Tjllj il!o I'Tl j! Cii 0):, - (PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING POSTAL ZIP CODE OF ASSIGNEE) l ., (/) O !Q :O I'TjC) ):, (') Sj !Tl 0s:::!:!<: ------------------------<: c: iii ::E:i:8 ented 6 tiu3 tttitlttn YBe, and do-heubcf i{? ::/o/J}oint .. lll::o0 n i-:i:l:g"j(lll)l gj-.:(3 -----:----------= -----------:----- PIMJI fff-the Jaid (9/ t'Pn the 6oolc6 the tl/iiAin naJJuxl • :t1 <: 0 :::! Y!JMj t!Jith_/dl !I'in tM} - - - -­ :Oill - · ,r/ .• . ,

 



7 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/29/24  Y-mAbs Therapeutics, Inc.         S-8         2/29/24    4:185K                                   Toppan Merrill Bridge/FA
 2/29/24  Y-mAbs Therapeutics, Inc.         10-K       12/31/23  101:10M                                    Toppan Merrill Bridge/FA
 3/30/23  Y-mAbs Therapeutics, Inc.         S-8         3/30/23    4:168K                                   Toppan Merrill Bridge/FA
 3/30/23  Y-mAbs Therapeutics, Inc.         S-3                    5:975K                                   Toppan Merrill Bridge/FA
 3/30/23  Y-mAbs Therapeutics, Inc.         10-K       12/31/22  106:10M                                    Toppan Merrill Bridge/FA
 3/01/22  Y-mAbs Therapeutics, Inc.         10-K       12/31/21   93:10M                                    Toppan Merrill Bridge/FA
 3/01/21  Y-mAbs Therapeutics, Inc.         10-K       12/31/20   84:9.6M                                   Toppan Merrill Bridge/FA
Top
Filing Submission 0001047469-18-006039   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Sat., May 11, 8:43:28.1pm ET