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Janus Henderson Group PLC – ‘10-K’ for 12/31/17 – ‘EX-12.1’

On:  Tuesday, 2/27/18, at 4:33pm ET   ·   For:  12/31/17   ·   Accession #:  1047469-18-1112   ·   File #:  1-38103

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/27/18  Janus Henderson Group PLC         10-K       12/31/17  120:26M                                    Toppan Merrill-FA

Annual Report   —   Form 10-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   2.38M 
 2: EX-4.1.5    Instrument Defining the Rights of Security Holders  HTML     59K 
 3: EX-10.19.7  Material Contract                                   HTML     53K 
 4: EX-10.19.8  Material Contract                                   HTML     33K 
 5: EX-10.24    Material Contract                                   HTML     35K 
 6: EX-10.25    Material Contract                                   HTML     95K 
 7: EX-10.32    Material Contract                                   HTML     92K 
 9: EX-21.1     Subsidiaries List                                   HTML     98K 
10: EX-23.1     Consent of Experts or Counsel                       HTML     28K 
 8: EX-12.1     Statement re: Computation of Ratios                 HTML     59K 
11: EX-31.1     Certification -- §302 - SOA'02                      HTML     35K 
12: EX-31.2     Certification -- §302 - SOA'02                      HTML     35K 
13: EX-31.3     Certification -- §302 - SOA'02                      HTML     35K 
14: EX-32.1     Certification -- §906 - SOA'02                      HTML     32K 
15: EX-32.2     Certification -- §906 - SOA'02                      HTML     32K 
16: EX-32.3     Certification -- §906 - SOA'02                      HTML     32K 
23: R1          Document and Entity Information                     HTML     58K 
24: R2          Consolidated Balance Sheets                         HTML    132K 
25: R3          Consolidated Balance Sheets (Parenthetical)         HTML     42K 
26: R4          Consolidated Statements of Comprehensive Income     HTML    126K 
27: R5          Consolidated Statements of Cash Flows               HTML    161K 
28: R6          Consolidated Statements of Changes in Equity        HTML    115K 
29: R7          Description of the Business                         HTML     34K 
30: R8          Summary of Significant Accounting Policies          HTML    134K 
31: R9          Recent Accounting Pronouncements                    HTML     45K 
32: R10         Acquisitions                                        HTML    133K 
33: R11         Consolidation                                       HTML     93K 
34: R12         Investment Securities                               HTML    548K 
35: R13         Goodwill and Intangible Assets                      HTML    121K 
36: R14         Equity Method Investments                           HTML     49K 
37: R15         Fair Value Measurements                             HTML    451K 
38: R16         Debt                                                HTML     90K 
39: R17         Income Taxes                                        HTML    289K 
40: R18         Other Financial Statement Captions                  HTML    115K 
41: R19         Noncontrolling Interests                            HTML    111K 
42: R20         Long-Term Incentive Compensation                    HTML    522K 
43: R21         Retirement Benefit Plans                            HTML    289K 
44: R22         Accumulated Other Comprehensive Loss                HTML    191K 
45: R23         Earnings and Dividends Per Share                    HTML    121K 
46: R24         Commitments and Contingencies                       HTML     49K 
47: R25         Related Party Transactions                          HTML     50K 
48: R26         Geographic Information                              HTML     84K 
49: R27         Selected Quarterly Financial Data                   HTML    106K 
50: R28         Subsequent Events                                   HTML     36K 
51: R29         Summary of Significant Accounting Policies          HTML    209K 
                (Policies)                                                       
52: R30         Summary of Significant Accounting Policies          HTML     64K 
                (Tables)                                                         
53: R31         Acquisitions (Tables)                               HTML    128K 
54: R32         Consolidation (Tables)                              HTML     95K 
55: R33         Investment Securities (Tables)                      HTML    563K 
56: R34         Goodwill and Intangible Assets (Tables)             HTML    117K 
57: R35         Equity Method Investments (Tables)                  HTML     48K 
58: R36         Fair Value Measurements (Tables)                    HTML    438K 
59: R37         Debt (Tables)                                       HTML     83K 
60: R38         Income Taxes (Tables)                               HTML    293K 
61: R39         Other Financial Statement Captions (Tables)         HTML    117K 
62: R40         Noncontrolling Interests (Tables)                   HTML    111K 
63: R41         Long-Term Incentive Compensation (Tables)           HTML    516K 
64: R42         Retirement Benefit Plans (Tables)                   HTML    299K 
65: R43         Accumulated Other Comprehensive Loss (Tables)       HTML    193K 
66: R44         Earnings and Dividends Per Share (Tables)           HTML    124K 
67: R45         Commitments and Contingencies (Tables)              HTML     48K 
68: R46         Related Party Transactions (Tables)                 HTML     46K 
69: R47         Geographic Information (Tables)                     HTML     84K 
70: R48         Selected Quarterly Financial Data (Tables)          HTML    106K 
71: R49         Summary of Significant Accounting Policies -        HTML     67K 
                Consolidation, Property, Equipment and Software,                 
                Deferred Commissions (Details)                                   
72: R50         Summary of Significant Accounting Policies -        HTML     63K 
                Financial Instruments (Details)                                  
73: R51         Summary of Significant Accounting Policies - Stock  HTML     73K 
                Based Compensation, Common Stock (Details)                       
74: R52         Recent Accounting Pronouncements (Details)          HTML     37K 
75: R53         Acquisitions - Merger with JCG (Details)            HTML    123K 
76: R54         Acquisitions - Merger with JCG - Intangible Assets  HTML     58K 
                (Details)                                                        
77: R55         Acquisitions - Merger with JCG - Debt (Details)     HTML     53K 
78: R56         Acquisitions - Merger with JCG - Pro Forma Results  HTML     42K 
                of Operations (Details)                                          
79: R57         Acquisitions - Merger with JCG - Options (Details)  HTML     42K 
80: R58         Consolidation - VIEs (Details)                      HTML     51K 
81: R59         Consolidation - VREs (Details)                      HTML     48K 
82: R60         Investment Securities - General Disclosure          HTML    163K 
                (Details)                                                        
83: R61         Investment Securities - Offsetting Derivatives      HTML    168K 
                (Details)                                                        
84: R62         Goodwill and Intangible Assets (Details)            HTML    107K 
85: R63         Equity Method Investments (Details)                 HTML     60K 
86: R64         Fair Value Measurements - Level of Fair Value       HTML    169K 
                (Details)                                                        
87: R65         Fair Value Measurements - Disposal of Volantis      HTML     43K 
                (Details)                                                        
88: R66         Fair Value Measurements - Acquisition of Geneva     HTML     47K 
                (Details)                                                        
89: R67         Fair Value Measurements - Acquisition of Perennial  HTML     45K 
                (Details)                                                        
90: R68         Fair Value Measurements - Acquisition of Kapstream  HTML     55K 
                (Details)                                                        
91: R69         Fair Value Measurements - Acquisition of            HTML     44K 
                VelocityShares (Details)                                         
92: R70         Fair Value Measurements - Dai-ichi Options          HTML     34K 
                (Details)                                                        
93: R71         Fair Value Measurements - Level 3 Rollforward       HTML    106K 
                (Details)                                                        
94: R72         Fair Value Measurements - Transfers Between Levels  HTML     34K 
                (Details)                                                        
95: R73         Debt (Details)                                      HTML    129K 
96: R74         Income Taxes (Details)                              HTML    128K 
97: R75         Income Taxes - Deferred Taxes (Details)             HTML     80K 
98: R76         Income Taxes - Unrecognized Tax Benefits (Details)  HTML     53K 
99: R77         Other Financial Statement Captions (Details)        HTML     91K 
100: R78         Other Financial Statement Captions - Leases         HTML     37K  
                (Details)                                                        
101: R79         Noncontrolling Interests - Redeemable (Details)     HTML     62K  
102: R80         Noncontrolling Interests - Nonredeemable (Details)  HTML     37K  
103: R81         Long-Term Incentive Compensation - (Details)        HTML    231K  
104: R82         Long-Term Incentive Compensation - Compensation     HTML    335K  
                Plans (Details)                                                  
105: R83         Long-Term Incentive Compensation - ESOP and RSA     HTML    137K  
                (Details)                                                        
106: R84         Retirement benefit plans (Details)                  HTML     52K  
107: R85         Retirement benefit plans - Change in plan assets    HTML    110K  
                and benefit obligations, net retirement benefit                  
                recognized in balance sheet, assumptions (Details)               
108: R86         Retirement benefit plans - Plan assets (Details)    HTML     76K  
109: R87         Retirement benefit plans - Actuarial                HTML    106K  
                gains(Losses), Benefit Cost, Cash Flows (Details)                
110: R88         Accumulated Other Comprehensive Loss (Details)      HTML     62K  
111: R89         Accumulated Other Comprehensive Loss - OCI          HTML     51K  
                (Details)                                                        
112: R90         Earnings and Dividends Per Share (Details)          HTML     79K  
113: R91         Commitments and Contingencies (Details)             HTML     49K  
114: R92         Related Party Transactions (Details)                HTML     47K  
115: R93         Geographic Information (Details)                    HTML     59K  
116: R94         Selected Quarterly Financial Data (Details)         HTML     56K  
117: R95         Subsequent Events (Details)                         HTML     59K  
119: XML         IDEA XML File -- Filing Summary                      XML    204K  
118: EXCEL       IDEA Workbook of Financial Reports                  XLSX    162K  
17: EX-101.INS  XBRL Instance -- jhg-20171231                        XML   8.54M 
19: EX-101.CAL  XBRL Calculations -- jhg-20171231_cal                XML    345K 
21: EX-101.DEF  XBRL Definitions -- jhg-20171231_def                 XML   1.59M 
20: EX-101.LAB  XBRL Labels -- jhg-20171231_lab                      XML   3.08M 
22: EX-101.PRE  XBRL Presentations -- jhg-20171231_pre               XML   2.12M 
18: EX-101.SCH  XBRL Schema -- jhg-20171231                          XSD    418K 
120: ZIP         XBRL Zipped Folder -- 0001047469-18-001112-xbrl      Zip    451K  


‘EX-12.1’   —   Statement re: Computation of Ratios


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]




Exhibit 12.1

 

 JANUS CAPITAL GROUP INC.

 COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES

 

 

 

Year Ended December 31,

 

(dollars in millions)

 

2017

 

2016

 

2015

 

2014

 

Pretax income from continuing operations, excluding equity in earnings of unconsolidated affiliates

 

$

447.4

 

$

211.9

 

$

337.5

 

$

458.4

 

 

 

 

 

 

 

 

 

 

 

Interest expense

 

11.9

 

6.6

 

20.1

 

19.3

 

 

 

 

 

 

 

 

 

 

 

Portion of rents representative of an appropriate interest factor

 

7.0

 

4.3

 

3.9

 

3.8

 

 

 

 

 

 

 

 

 

 

 

Income as adjusted

 

$

466.3

 

$

222.8

 

$

361.5

 

$

481.5

 

 

 

 

 

 

 

 

 

 

 

Fixed charges:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Interest expense on indebtedness

 

$

14.0

 

$

6.5

 

$

19.4

 

$

18.5

 

 

 

 

 

 

 

 

 

 

 

Amortized premiums, discounts and capitalized expenses related to indebtness

 

(2.1

)

0.1

 

0.7

 

0.8

 

 

 

 

 

 

 

 

 

 

 

Portion of rents representative of an appropriate interest factor

 

7.0

 

4.3

 

3.9

 

3.8

 

 

 

 

 

 

 

 

 

 

 

Total fixed charges

 

$

18.9

 

$

10.9

 

$

24.0

 

$

23.1

 

 

 

 

 

 

 

 

 

 

 

Ratio of Earnings to Fixed Charges

 

24.67

 

20.44

 

15.06

 

20.84

 

 




5 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/27/24  Janus Henderson Group plc         10-K       12/31/23  130:16M                                    RDG Filings/FA
 2/28/23  Janus Henderson Group plc         10-K       12/31/22  118:22M                                    Toppan Merrill Bridge/FA
 2/25/22  Janus Henderson Group plc         10-K       12/31/21  112:21M                                    Toppan Merrill Bridge/FA
 2/24/21  Janus Henderson Group plc         10-K       12/31/20  119:23M                                    Toppan Merrill Bridge/FA
 2/16/21  Janus Henderson Group plc         8-K:5,9     2/16/21   11:256K                                   Toppan Merrill/FA
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