SEC Info℠  
    Home      Search      My Interests      Help      Sign In      Please Sign In

RBC Capital Markets, LLC – ‘S-3’ on 5/28/98 – EX-25.1

As of:  Thursday, 5/28/98   ·   Accession #:  1047469-98-22102   ·   File #:  333-53851

Previous ‘S-3’:  ‘S-3/A’ on 2/4/97   ·   Next & Latest:  ‘S-3/A’ on 6/12/98

Find Words in Filings emoji
 		  in    Show  and   ↓Hints

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 5/28/98  RBC Capital Markets, LLC          S-3                   14:1.0M                                   Merrill Corp/New/FA

Registration Statement for Securities Offered Pursuant to a Transaction   —   Form S-3
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-3         Registration Statement for Securities Offered         94    541K 
                          Pursuant to a Transaction                              
 2: EX-1.1      Underwriting Agreement                                27    124K 
 7: EX-4.11     Instrument Defining the Rights of Security Holders    25     89K 
 8: EX-4.13     Instrument Defining the Rights of Security Holders     8     29K 
 9: EX-4.14     Instrument Defining the Rights of Security Holders    15     50K 
 3: EX-4.3      Instrument Defining the Rights of Security Holders    76    310K 
 4: EX-4.4      Instrument Defining the Rights of Security Holders    83    334K 
 5: EX-4.7      Instrument Defining the Rights of Security Holders    29    101K 
 6: EX-4.9      Instrument Defining the Rights of Security Holders    23     82K 
10: EX-5.1      Opinion re: Legality                                   4     21K 
11: EX-12       Statement re: Computation of Ratios                    1     11K 
12: EX-23.2     Consent of Experts or Counsel                          1      7K 
13: EX-24       Power of Attorney                                      2     14K 
14: EX-25.1     Statement re: Eligibility of Trustee                   5     19K

EX-25.1   —   Statement re: Eligibility of Trustee
Exhibit Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
"Norwest Bank Minnesota, National Association
2Item 1. GENERAL INFORMATION. Furnish the following information as to the trustee:
"Item 2. AFFILIATIONS WITH OBLIGOR. If the obligor is an affiliate of the trustee, describe each such affiliation
"Item 15. FOREIGN TRUSTEE. Not applicable 
EX-25.11st Page of 5TOC↑TopPreviousNext↓BottomJust 1st
 

-----------------------------------------------------------------------------   
-----------------------------------------------------------------------------   

SECURITIES AND EXCHANGE COMMISSION      

Washington, D.C. 20549        

-----------------------------       

FORM T-1          

STATEMENT OF ELIGIBILITY        
UNDER THE TRUST INDENTURE ACT OF 1939 OF A        
CORPORATION DESGINATED TO ACT AS TRUSTEE        

-----------------------------       

__ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO
SECTION 305(b)(2)       

NORWEST BANK MINNESOTA, NATIONAL ASSOCIATION        
(Exact name of trustee as specified in its charter)       

A U.S. NATIONAL BANKING ASSOCIATION                          41-1592157         
(Jurisdiction of incorporation or                        (I.R.S. Employer     
organization if not a U.S. national                      Identification No.)    
bank)                                                   

SIXTH STREET AND MARQUETTE AVENUE                                         
Minneapolis, Minnesota                                    55479   
(Address of principal executive offices)                       (Zip Code)       

Stanley S. Stroup, General Counsel      
NORWEST BANK MINNESOTA, NATIONAL ASSOCIATION      
Sixth Street and Marquette Avenue       
Minneapolis, Minnesota 55479        
(612) 667-1234        
(Agent for Service)         

-----------------------------       

DAIN RAUSCHER CORPORATION         
(Exact name of obligor as specified in its charter)       

 DELAWARE                                         41-1228350
(State or other jurisdiction of                          (I.R.S. Employer       
incorporation or organization)                         Identification No.)    

DAIN RAUSCHER PLAZA                                           
60 SOUTH SIXTH STREET                                           
 MINNEAPOLIS, MN                                  55402-4422
(Address of principal executive offices)                    (Zip Code)          

-----------------------------       

DEBT SECURITIES         
(Title of the indenture securities)         

-----------------------------------------------------------------------------   
-----------------------------------------------------------------------------   


EX-25.12nd Page of 5TOC1stPreviousNext↓BottomJust 2nd

Item 1.   GENERAL INFORMATION. Furnish the following information as to the      
trustee:                                                    

       (a)  Name and address of each examining or supervising authority to
which it is subject.                              

Comptroller of the Currency                       
Treasury Department                               
Washington, D.C.                                  

Federal Deposit Insurance Corporation             
Washington, D.C.                                  

  The Board of Governors of the Federal Reserve System
Washington, D.C.                                  

     (b)  Whether it is authorized to exercise corporate trust powers.

           The trustee is authorized to exercise corporate trust powers.

Item 2.   AFFILIATIONS WITH OBLIGOR. If the obligor is an affiliate of the      
trustee, describe each such affiliation.                    

None with respect to the trustee.                           

No responses are included for Items 3-14 of this Form T-1 because the           
obligor is not in default as provided under Item 13.                            

Item 15.  FOREIGN TRUSTEE.  Not applicable.                                     

Item 16.  LIST OF EXHIBITS. List below all exhibits filed as a part of this     
              Statement of Eligibility. Norwest Bank
                    incorporates by reference into this Form T-1
     the exhibits attached hereto.

  Exhibit 1.   a.   A copy of the Articles of Association of the
trustee now in effect.* 

   Exhibit 2.   a.   A copy of the certificate of authority of the
                    trustee to commence business issued June 28,
                       1872, by the Comptroller of the Currency to The
                   Northwestern National Bank of Minneapolis.*

                  b.   A copy of the certificate of the Comptroller of
                         the Currency dated January 2, 1934, approving the
                          consolidation of The Northwestern National Bank of
                    Minneapolis and The Minnesota Loan and Trust
                         Company of Minneapolis, with the surviving entity
                         being titled Northwestern National Bank and Trust
Company of Minneapolis.*

          c.   A copy of the certificate of the Acting
                     Comptroller of the Currency dated January 12,
                1943, as to change of corporate title of
                    Northwestern National Bank and Trust Company
                       of Minneapolis to Northwestern National Bank of
Minneapolis.*           


EX-25.13rd Page of 5TOC1stPreviousNext↓BottomJust 3rd

                   d.   A copy of the letter dated May 12, 1983 from the
                      Regional Counsel, Comptroller of the Currency,
                      acknowledging receipt of notice of name change
                        effective May 1, 1983 from Northwestern National
                        Bank of Minneapolis to Norwest Bank Minneapolis,
National Association.*  

                  e.   A copy of the letter dated January 4, 1988 from
                   the Administrator of National Banks for the
                          Comptroller of the Currency certifying approval of
                          consolidation and merger effective January 1, 1988
                         of Norwest Bank Minneapolis, National Association
                   with various other banks under the title of
                        "Norwest Bank Minnesota, National Association."*

       Exhibit 3.   A copy of the authorization of the trustee to exercise
                   corporate trust powers issued January 2, 1934, by the
Federal Reserve Board.*           

  Exhibit 4.   Copy of By-laws of the trustee as now in effect.*

Exhibit 5.   Not applicable.                                

      Exhibit 6.   The consent of the trustee required by Section 321(b)
of the Act.                       

        Exhibit 7.   A copy of the latest report of condition of the trustee
                  published pursuant to law or the requirements of its
 supervising or examining authority.

Exhibit 8.   Not applicable.                                

Exhibit 9.   Not applicable.                                

*  Incorporated by reference to exhibit number 25 filed with registration       
statement number 33-66026.                                                


EX-25.14th Page of 5TOC1stPreviousNext↓BottomJust 4th

SIGNATURE 

Pursuant to the requirements of the Trust Indenture Act of 1939, as amended,    
the trustee, Norwest Bank Minnesota, National Association, a national           
banking association organized and existing under the laws of the United         
States of America, has duly caused this statement of eligibility to be signed   
on its behalf by the undersigned, thereunto duly authorized, all in the City    
of Minneapolis and State of Minnesota on the 28th day of May 1998.              

                     NORWEST BANK MINNESOTA,
                  NATIONAL ASSOCIATION

                     /s/ Curtis D. Schwegman
                              --------------------------------
                 Curtis D. Schwegman
                      Assistant Vice President


EX-25.1Last Page of 5TOC1stPreviousNext↓BottomJust 5th

EXHIBIT 6 

May 28, 1998                                                                    

Securities and Exchange Commission                                              
Washington, D.C. 20549                                                          

Gentlemen:                                                                      

In accordance with Section 321(b) of the Trust Indenture Act of 1939, as        
amended, the undersigned hereby consents that reports of examination of the     
undersigned made by Federal, State, Territorial, or District authorities        
authorized to make such examination may be furnished by such authorities to     
the Securities and Exchange Commission upon its request therefor.               

               Very truly yours,

                     NORWEST BANK MINNESOTA,
                  NATIONAL ASSOCIATION

                     /s/ Curtis D. Schwegman
                                ----------------------------------
                 Curtis D. Schwegman
                      Assistant Vice President

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘S-3’ Filing    Date First  Last      Other Filings
Filed on:5/28/985None on these Dates
 List all Filings 
↑Top
Filing Submission 0001047469-98-022102   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
About — Privacy — Redactions — Help — Sun., Apr. 28, 6:11:23.1pm ET