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As Of Filer Filing For·On·As Docs:Size 9/15/16 Jnlny Separate Account I 485BPOS 9/19/16 4:2.4M → Jnlny Separate Account I ⇒ Elite Access |
Document/Exhibit Description Pages Size 1: 485BPOS Post-Effective Amendment HTML 159K 4: EX-99.10 Exhibit 99.10 Kpmg Consent HTML 5K 2: EX-99.5K Exhibit 99.5K Application HTML 34K 3: EX-99.9 Exhibit 99.9 Legal Opinion HTML 9K
485(b) NY Elite Access (9-19-16) 333-177298 Combined Document |
REGISTRATION
STATEMENT UNDER THE SECURITIES ACT OF 1933 | ||
Pre-Effective Amendment No. | [ ] | |
Post-Effective Amendment No. 13 | [X] | |
and/or |
Amendment No. 415 | [X] |
Approximate Date of Proposed Public Offering: | ||
It is proposed that this filing will become effective (check appropriate box) | ||
[ ] | immediately upon filing pursuant to paragraph (b) | |
[X] | on
September 19, 2016 pursuant to paragraph (b) | |
[ ] | 60 days after filing pursuant to paragraph (a)(1) | |
[ ] | on (date) pursuant to paragraph (a)(1). | |
If appropriate, check the following box: | ||
[ ] | this post-effective amendment designates a new effective date for a previously filed post-effective
amendment | |
Title of Securities Being Registered: the variable portion of Flexible Premium Fixed and Variable Deferred Annuity contracts |
Ø | New
Fund. Effective September 19, 2016, one new Investment Division, which invests in the JNL Multi-Manager Mid Cap Fund, is available. |
a) | The following Fund is added to the Fund list located on the back of the front page of the prospectus: |
b) | Under
Appendix C, “ACCUMULATION UNIT VALUES”, the following paragraphs are added immediately preceding the tables of Accumulation Unit Values: |
Ø | Sub-Adviser Changes. The following sub-adviser
changes are effective September 19, 2016: |
a) | The name of the sub-adviser for the JNL/Neuberger Berman Strategic Income Fund is changed from Neuberger Berman Fixed Income LLC to Neuberger Berman Investment Advisors LLC. |
b) | For the JNL Multi-Manager Alternative Fund, Invesco Advisors, Inc. is added as a sub-adviser. |
a) | Under JNL/Neuberger Berman Strategic Income Fund in the Investment Divisions section, the reference to Neuberger Berman Fixed Income LLC is replaced by Neuberger Berman Investment Advisors LLC. |
b) | Under the JNL Multi-Manager Alternative Fund in the Investment Divisions section, Invesco Advisors, Inc. is added as a sub-adviser. |
Ø | Fund
Operating Expenses Changes. Effective September 19, 2016, the prospectus is revised as follows: |
Fund Operating Expenses (As an annual percentage of each Fund's average daily net assets) Fund Name | Management Fee | Distribution
and/or Service (12b-1) Fees | Other Expenses | Acquired Fund Fees and Expenses | Total Annual Fund Operating Expenses |
JNL Multi-Manager Mid Cap | 0.74% | 0.20% | 0.15%G | 0.00% | 1.09%I |
JNL/FPA
+ DoubleLine® Flexible Allocation | 0.80% | 0.20% | 0.15%G | 0.01% | 1.16%I |
JNL/Franklin Templeton Global Multisector Bond | 0.67% | 0.20% | 0.16%G | 0.02% | 1.05%I |
JNL/Franklin
Templeton International Small Cap Growth | 0.92% | 0.20% | 0.15%G | 0.01% | 1.28%I |
JNL/PPM America Floating Rate Income | 0.60% | 0.20% | 0.16%G | 0.01% | 0.97% |
I | Expense
Information has been restated to reflect current fees. |
Ø | Investment Objective Changes. Effective September 19, 2016, the prospectus is revised as follows: |
1. | Resolution
of Depositor's Board of Directors authorizing the establishment of the Registrant, incorporated herein by reference to the Registrant’s Registration Statement filed on October 3, 1997 (File Nos. 333-37175 and 811-08401). |
2. | Not Applicable. |
a. | Amended
and Restated General Distributor Agreement dated June 1, 2006, incorporated herein by reference to the Registration Statement filed on August 10, 2006 (File Nos. 333-136472 and 811-08664). |
b. | Specimen of Selling Agreement (N2565 01/12), incorporated herein by reference to Registrant’s Post-Effective Amendment No.
1, filed on April 25, 2012 (File Nos. 333-175720 and 811-08401). |
c. | Specimen of Selling Agreement (N2565 08/12), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 4, filed on April 23, 2013 (File Nos. 333-183046 and 811-08401). |
d. | Specimen
of Selling Agreement (N2565 06/14), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 13, filed on September 11, 2014 (File Nos. 333-183046 and 811-08401). |
a. | Specimen of Individual Deferred Variable and Fixed Annuity Contract, incorporated
herein by reference to the Registrant’s Registration Statement filed on October 13, 2011 (File Nos. 333-177298 and 811-08401). |
b. | Specimen of Individual Deferred Variable Annuity Contract, incorporated herein by reference to the Registrant’s Registration Statement filed on October 13, 2011 (File Nos. 333-177298
and 811-08401). |
c. | Specimen of Tax Sheltered Annuity Endorsement, incorporated herein by reference to the Registrant’s Registration Statement filed on August 19, 2004 (File Nos. 333-118370 and 811-08401). |
d. | Specimen
of Retirement Plan Endorsement, incorporated herein by reference to the Registrant’s Registration Statement filed on August 19, 2004 (File Nos. 333-118370 and 811-08401). |
e. | Specimen of Individual Retirement Annuity Endorsement, incorporated herein by reference to the Registrant’s Registration Statement filed on August
19, 2004 (File Nos. 333-118370 and 811-08401). |
f. | Specimen of Roth IRA Endorsement, incorporated herein by reference to the Registrant’s Registration Statement filed on August 19, 2004 (File Nos. 333-118370 and 811-08401).
|
g. | Specimen of Charitable Remainder Trust Endorsement, incorporated herein by reference to the Registrant’s Pre-Effective Amendment filed on December 30, 2004 (File Nos. 333-119659 and 811-08401). |
h. | Specimen
of the Reduced Administration Charge Endorsement (7536 09/09), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 39, filed on September 24, 2009 (File Nos. 333-70384 and 811-08401). |
i. | Specimen of DOMA Endorsement, incorporated herein by reference to Registrant's Registration Statement filed on July
22, 2011 (File Nos. 333-175721 and 811-08401). |
j. | Form of Defense of Marriage Act Endorsement (7718NY), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 8, filed on September 12, 2013 (File Nos. 333-183046 and 811-08401). |
k. | Form
of Individual Retirement Annuity Endorsement (7715NY), incorporated herein by reference to Registrant’s Registration Statement, filed on December 20, 2013 (File Nos. 333-192972 and 811-08401). |
l. | Form of Roth Individual Retirement Annuity Endorsement (7716NY), incorporated herein by reference to Registrant’s Registration Statement, filed on December
20, 2013 (File Nos. 333-192972 and 811-08401). |
m. | Form of Non-Qualified Stretch Annuity Endorsement (7723NY), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 9, filed on September 11, 2014 (File Nos. 177298 and 811-08401). |
n. | Form
of Individual Retirement Annuity Endorsement (7715NY), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 15, filed on January 20, 2015 (File Nos. 333-183046 and 811-08401). |
o. | Form of Roth Individual Retirement Annuity Endorsement (7716NY), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 15, filed on January
20, 2015 (File Nos. 333-183046 and 811-08401). |
p. | Form of Accumulation Provisions Endorsement (7724NY), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 15, filed on January 20, 2015 (File Nos. 333-183046
and 811-08401). |
q. | Form of Section 403(b) Tax Sheltered Annuity Endorsement (7725NY), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 15, filed on January 20, 2015 (File Nos. 333-183046 and 811-08401). |
a. | Form
of Variable and Fixed Annuity Application (NV650 03/12), incorporated herein by reference to Registrant’s Pre-Effective Amendment No. 1, filed on December 20, 2011 (File Nos. 333-177298 and 811-08401). |
b. | Form of Variable and Fixed Annuity Application (NV650 04/12), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 1, filed on April
25, 2012 (File Nos. 333-177298 and 811-08401). |
c. | Form of Variable and Fixed Annuity Application (NV650 09/12), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 2, filed on August 27, 2012 (File Nos. 333-177298 and 811-08401). |
d. | Form
of Variable and Fixed Annuity Application (NV650 04/13), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 3, filed on April 23, 2013 (File Nos. 333-177298 and 811-08401). |
e. | Form of Variable and Fixed Annuity Application (NV650 09/13), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 4, filed on September
12, 2013 (File Nos. 333-177298 and 811-08401). |
f. | Form of Variable and Fixed Annuity Application (NV650 04/14), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 5, filed on January 15, 2014 (File Nos. 333-177298 and 811-08401). |
g. | Form
of Variable and Fixed Annuity Application (NV650 09/14), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 9, filed on September 11, 2014 (File Nos. 333-177298 and 811-08401). |
h. | Form of Variable and Fixed Annuity Application (NV650 04/15), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 10, filed on April
20, 2015 (File Nos. 333-177298 and 811-08401). |
i. | Form of Variable and Fixed Annuity Application (NV650 09/15), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 11, filed on September 24, 2015 (File Nos. 333-177298 and 811-08401). |
j. | Form
of Variable and Fixed Annuity Application (NV650 04/16), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 12, filed on April 18, 2016 (File Nos. 333-177298 and 811-08401). |
k. | Form of Variable and Fixed Annuity Application (NV650 09/16), attached hereto. |
a. | Declaration
and Charter of Depositor, incorporated herein by reference to the Registrant’s Registration Statement filed on October 3, 1997 (File Nos. 333-37175 and 811-08401). |
b. | By-laws of Depositor, incorporated herein by reference to the Registrant’s Registration Statement filed on October 3, 1997 (File Nos. 333-37175
and 811-08401). |
c. | Amended By-Laws of Jackson National Life Insurance Company of New York, incorporated herein by reference to Registrant’s Post-Effective Amendment No. 4, filed on April 23, 2013 (File Nos. 333-183046 and 811-08401). |
7. | Not
Applicable. |
8. | Amended and Restated Administrative Services Agreement between Jackson National Asset Management, LLC and Jackson National Life Insurance Company, incorporated herein by reference to the Post-Effective Amendment No. 4, filed on April 23, 2013 (File Nos. 333-183048 and 811-08664). |
9. | Opinion
and Consent of Counsel, attached hereto. |
10. | Consent of Independent Registered Public Accounting Firm, attached hereto. |
11. | Not Applicable. |
12. | Not
Applicable. |
Name and Principal Business Address | Positions and Offices with Depositor |
Director | |
4A
Rivermere Apartments | |
Director | |
20434
Crestview Drive | |
Director | |
200 Manor Road | |
Director | |
220 West Congress | |
Director | |
1640 Haslett Road, Suite 160 | |
Savvas
(Steve) P. Binioris | Senior Vice President |
1 Corporate Way | |
Michele M. Binkley | Vice
President |
1 Corporate Way | |
Dennis A. Blue | Vice President |
1
Corporate Way | |
Barrett M. Bonemer | Vice President |
1 Corporate Way | |
Pamela L. Bottles | Vice President |
1 Corporate Way | |
Senior Vice President, General Counsel & Secretary | |
1 Corporate Way | |
David L. Bowers | Vice
President |
300 Innovation Drive | |
Executive
Vice President, Head of U.S. Wealth Management and | |
300 Innovation Drive | Distribution & Director |
Vice
President, Deputy Chief Risk Officer & Director | |
1 Corporate Way | |
Senior
Vice President, Controller, Treasurer & Director | |
1 Corporate Way | |
Robert H. Dearman, Jr. | Vice President |
1
Corporate Way | |
William T. Devanney | Vice President |
1 Corporate Way | |
Charles F. Field, Jr. | Vice President |
300 Innovation Drive | |
Dana R. Malesky Flegler | Vice President |
1 Corporate Way | |
Lisa
I. Fox | Vice President |
300 Innovation Drive | |
Devkumar D. Ganguly | Vice President |
1
Corporate Way | |
Julia A. Goatley | Senior Vice President |
1 Corporate Way | |
Guillermo E. Guerra | Vice President & Corporate Information Security Officer |
1 Corporate Way | |
Robert W. Hajdu | Vice President |
1 Corporate Way | |
Vice President & Director | |
1 Corporate Way | |
Bradley O. Harris | Senior
Vice President & Chief Risk Officer |
300 Innovation Drive | |
Robert L. Hill | Vice President |
1
Corporate Way | |
Thomas P. Hyatte | Senior Vice President |
1 Corporate Way | |
Matthew T. Irey | Vice President |
1 Corporate Way | |
Thomas
A. Janda | Vice President |
1 Corporate Way | |
Scott F. Klus | Vice President |
1
Corporate Way | |
Toni L. Klus | Vice President |
1 Corporate Way | |
Richard C. Liphardt | Vice President |
1 Corporate Way | |
Wayne
R. Longcore | Vice President |
1 Corporate Way | |
Chief Administrative Officer & Director | |
75 Second Avenue | |
Suite 605 | |
Machelle
A. McAdory | Senior Vice President & Chief Human Resource Officer |
1 Corporate Way | |
Diahn M. McHenry | Vice
President |
5913 Executive Drive | |
Ryan T. Mellott | Vice President |
1 Corporate
Way | |
Keith R. Moore | Senior Vice President & Chief Technology Officer |
1 Corporate Way | |
Executive Vice President & Chief Financial Officer | |
1 Corporate Way | |
Emilio Pardo | Senior Vice President, Chief Marketing and Communications Officer |
300 Innovation Drive | |
Laura L. Prieskorn | Senior Vice President |
1 Corporate Way | |
Dana
S. Rapier | Vice President |
5913 Executive Drive | |
Stacey L. Schabel | Vice President |
1
Corporate Way | |
William R. Schulz | Vice President |
1 Corporate Way | |
Muhammad S. Shami | Vice President |
1 Corporate Way | |
President | |
1 Corporate Way | |
Kenneth H. Stewart | Senior Vice President |
1
Corporate Way | |
Michael D. Story | Vice President |
1 Corporate Way | |
Heather R. Strang | Vice President |
1 Corporate Way | |
Marion
C. Terrell II | Vice President |
1 Corporate Way | |
Marcia L. Wadsten | Senior Vice President,
Chief Actuary & Appointed Actuary |
1 Corporate Way | |
Bonnie G. Wasgatt | Senior Vice President & Chief Information Officer |
1
Corporate Way | |
(a) | Jackson
National Life Distributors LLC acts as general distributor for the JNLNY Separate Account I. Jackson National Life Distributors LLC also acts as general distributor for the Jackson National Separate Account - I, the Jackson National Separate Account III, the Jackson National Separate Account IV, the Jackson National Separate Account V, the JNLNY Separate Account II, the JNLNY Separate Account IV, the Jackson Sage Variable Annuity Account A, the Jackson Sage Variable Life Account A, the Jackson SWL Variable Annuity Fund I, the JNL Series Trust, JNL Variable Fund LLC, JNL Investors Series Trust, and Jackson Variable Series Trust. |
Name
and Business Address | Positions and Offices with Underwriter |
Steve P. Binioris | Manager |
1 Corporate Way | |
President, Chief Executive Officer and Manager | |
300 Innovation Drive | |
Bradley O. Harris | Manager |
300
Innovation Drive | |
Emilio Pardo | Manager |
300 Innovation Drive | |
Chairman and Manager | |
1 Corporate Way | |
Heather R. Strang | Manager |
1 Corporate Way | |
Stephen
M. Ash | Vice President |
7601 Technology Way | |
Jeffrey
Bain | Vice President |
7601 Technology Way | |
Brad Baker | Vice President |
7601
Technology Way | |
Erin Balcaitis | Vice President |
7601 Technology Way | |
Andrew Bowden | General Counsel |
1 Corporate Way | |
Tori
Bullen | Senior Vice President |
7601 Technology Way | |
Richard Catts | Vice President |
7601
Technology Way | |
Maura Collins | Executive Vice President, Chief Financial Officer & FinOp |
7601 Technology Way | |
Christopher Cord | Vice President |
7601 Technology Way | |
Justin
Fitzpatrick | Vice President |
7601 Technology Way | |
Mark Godfrey | Vice President |
7601
Technology Way | |
Ashley Golson | Vice President |
300 Innovation Drive | |
Luis Gomez | Vice President |
7601 Technology Way | |
Elizabeth
Griffith | Senior Vice President |
300 Innovation Drive | |
Kelli
Hill | Vice President |
7601 Technology Way | |
Thomas Hurley | Senior Vice President |
7601
Technology Way | |
Mark Jones | Vice President |
7601 Technology Way | |
Doug Mantelli | Senior Vice President |
7601 Technology Way | |
Tamu
McCreary | Vice President |
7601 Technology Way | |
Timothy McDowell | Senior Vice President
& Chief Compliance Officer |
7601 Technology Way | |
Jennifer Meyer | Vice President |
7601
Technology Way | |
Peter Meyers | Vice President |
7601 Technology Way | |
Steven O’Connor | Vice President |
7601 Technology Way | |
Allison
Pearson | Vice President |
7601 Technology Way | |
John Poulsen | Executive Vice President, Sales
Strategy |
300 Innovation Drive | |
Jeremy D. Rafferty | Vice President |
7601
Technology Way | |
Alison Reed | Executive Vice President, Operations |
7601
Technology Way | |
Kristan L. Richardson | Secretary |
1 Corporate Way | |
Marilynn Scherer | Vice President |
7601 Technology Way | |
Marc
Socol | Executive Vice President, National Sales Manager |
7601 Technology Way | |
Melissa Sommer | Vice
President |
7601 Technology Way | |
Daniel Starishevsky | Senior Vice President |
7601
Technology Way | |
Ryan Strauser | Vice President |
7601 Technology Way | |
Denver,
VO 80237 | |
Brian Sward | Senior Vice President |
7601 Technology Way | |
Jeremy
Swartz | Vice President |
7601 Technology Way | |
Robin Tallman | Vice President & Controller |
7601
Technology Way | |
Brad Whiting | Vice President |
7601 Technology Way | |
Phil Wright | Vice President |
7601 Technology Way | |
Name
of Principal Underwriter | Net Underwriting Discounts and Commissions | Compensation on Redemption | Brokerage Commissions | Compensation |
Jackson National Life Distributors LLC | Not Applicable | Not Applicable | Not Applicable | Not Applicable |
a) | Jackson National Life Insurance Company of New York hereby undertakes to file a post-effective amendment to this registration statement as frequently as is necessary
to ensure that the audited financial statements in the registration statement are never more than sixteen (16) months old for so long as payment under the variable annuity contracts may be accepted. |
b) | Jackson National Life Insurance Company of New York hereby undertakes to include either (1) as part of any application to purchase a contract offered by the Prospectus, a space that an applicant can check to request a Statement of Additional Information, or (2) a postcard or similar written communication affixed to or included in the Prospectus that the applicant can remove to send for a Statement of Additional Information. |
c) | Jackson
National Life Insurance Company of New York hereby undertakes to deliver any Statement of Additional Information and any financial statement required to be made available under this Form promptly upon written or oral request. |
d) | Jackson National Life Insurance Company of New York represents that the fees and charges deducted under the contract, in the aggregate, are reasonable in relation to the services rendered, the expenses to be incurred, and the risks assumed by Jackson National Life Insurance Company of New York. |
e) | The
Registrant hereby represents that any contract offered by the prospectus and which is issued pursuant to Section 403(b) of the Internal Revenue Code of 1986 as amended, is issued by the Registrant in reliance upon, and in compliance with, the Securities and Exchange Commission's industry-wide no-action letter to the American Council of Life Insurance (publicly available November 28, 1988) which permits withdrawal restrictions to the extent necessary to comply with IRS Section 403(b)(11). |
* | ||
James R. Sopha, President | ||
* | ||
P. Chad Myers, Executive Vice President and Chief Financial Officer | ||
* | ||
Michael A. Costello, Senior Vice President, Controller, Treasurer and Director | ||
* | ||
Gregory P. Cicotte, Executive Vice President, Head of U.S. Wealth Management and Distribution and Director | ||
* | ||
David A. Collins, Vice President, Deputy Chief Risk Officer and Director | ||
* | ||
Laura L. Hanson, Vice President and Director | ||
* | ||
Herbert G. May, III, Chief Administrative Officer and Director | ||
* | ||
John C. Colpean, Director | ||
* | ||
Donald T. DeCarlo, Director | ||
* | ||
Donald B. Henderson, Jr., Director | ||
* | ||
David L. Porteous, Director | ||
* | ||
Gary H. Torgow, Director |
/s/
JAMES R. SOPHA |
James R. Sopha, President |
/s/ P. CHAD MYERS |
P. Chad Myers, Executive Vice President and Chief Financial Officer |
Michael A. Costello, Senior Vice President, Controller, Treasurer and Director |
Gregory P. Cicotte, Executive Vice President, Head
of U.S. Wealth Management and Distribution and Director |
/s/ DAVID A. COLLINS |
David A. Collins, Vice President, Deputy Chief Risk Officer and Director |
/s/ LAURA
L. HANSON |
Laura L. Hanson, Vice President and Director |
Herbert G. May, III, Chief Administrative Officer and Director |
/s/
JOHN C. COLPEAN |
John C. Colpean, Director |
Donald T. DeCarlo, Director |
Donald B. Henderson, Jr., Director |
David L. Porteous, Director |
/s/
GARY H. TORGOW |
Gary H. Torgow, Director |
Exhibit
No. | Description |
5k. | Form of Variable and Fixed Annuity Application (NV650 09/16). |
9. | Opinion and Consent of Counsel. |
10. | Consent
of Independent Registered Public Accounting Firm. |
This ‘485BPOS’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Effective on: | 9/19/16 | 485BPOS | ||
Filed on: | 9/15/16 | 485BPOS | ||
8/31/16 | ||||
4/25/16 | 485BPOS | |||
4/18/16 | 485BPOS | |||
12/31/15 | 24F-2NT, NSAR-U | |||
9/24/15 | 485BPOS | |||
4/20/15 | 485BPOS | |||
1/20/15 | 485APOS | |||
12/31/14 | 24F-2NT, NSAR-U | |||
9/11/14 | 485BPOS | |||
1/15/14 | 485APOS | |||
12/31/13 | 24F-2NT, NSAR-U | |||
12/20/13 | N-4 | |||
9/12/13 | 485BPOS | |||
4/23/13 | 485APOS, 485BPOS | |||
8/27/12 | 485BPOS, 497 | |||
4/25/12 | 485BPOS | |||
12/20/11 | N-4/A | |||
10/13/11 | N-4 | |||
7/22/11 | N-4 | |||
9/24/09 | 485BPOS | |||
8/10/06 | ||||
6/1/06 | ||||
12/30/04 | N-4/A | |||
8/19/04 | N-4 | |||
10/3/97 | N-4 EL, N-8A | |||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/25/24 Jnlny Separate Account I 485BPOS 4/29/24 3:1.9M 4/27/23 Jnlny Separate Account I 485BPOS 5/01/23 3:1.8M 4/21/22 Jnlny Separate Account I 485BPOS 4/25/22 3:1.9M 4/21/21 Jnlny Separate Account I 485BPOS 4/26/21 3:6.8M |