SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Jnlny Separate Account I, et al. – ‘485BPOS’ on 9/15/16

On:  Thursday, 9/15/16, at 12:38pm ET   ·   Effective:  9/19/16   ·   Accession #:  1045032-16-482   ·   File #s:  811-08401, 333-177298

Previous ‘485BPOS’:  ‘485BPOS’ on 9/15/16   ·   Next:  ‘485BPOS’ on 9/15/16   ·   Latest:  ‘485BPOS’ on 4/25/24   ·   4 References:   

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of                Filer                Filing    For·On·As Docs:Size

 9/15/16  Jnlny Separate Account I          485BPOS     9/19/16    4:2.4M
          → Jnlny Separate Account I Elite Access

Post-Effective Amendment
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 485BPOS     Post-Effective Amendment                            HTML    159K 
 4: EX-99.10    Exhibit 99.10 Kpmg Consent                          HTML      5K 
 2: EX-99.5K    Exhibit 99.5K Application                           HTML     34K 
 3: EX-99.9     Exhibit 99.9 Legal Opinion                          HTML      9K 


485BPOS   —   Post-Effective Amendment


This is an HTML Document rendered as filed.  [ Alternative Formats ]



  485(b) NY Elite Access (9-19-16) 333-177298 Combined Document  


As filed with the Securities and Exchange Commission on September 15, 2016
Commission File Nos. 333-177298
811-08401

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM N-4
            
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
 
 
 
 
 
Pre-Effective Amendment No.
[ ]
 
 
 
 
Post-Effective Amendment No. 13
[X]
 
 
and/or

REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940

 
Amendment No. 415
[X]


JNLNY SEPARATE ACCOUNT I
(Exact Name of Registrant)


JACKSON NATIONAL LIFE INSURANCE COMPANY OF NEW YORK
(Name of Depositor)


2900 Westchester Avenue, Purchase, New York 10577
(Address of Depositor's Principal Executive Offices)

Depositor's Telephone Number, including Area Code: (517) 381-5500

Andrew J. Bowden, Esq., Senior Vice President, General Counsel and Secretary
Jackson National Life Insurance Company, 1 Corporate Way, Lansing, MI 48951
(Name and Address of Agent for Service)

Copy to:
Frank J. Julian, Esq., Assistant Vice President, Legal
Jackson National Life Insurance Company, 1 Corporate Way, Lansing, MI 48951
Approximate Date of Proposed Public Offering:
 
 
It is proposed that this filing will become effective (check appropriate box)
[ ]
immediately upon filing pursuant to paragraph (b)
[X]
on September 19, 2016 pursuant to paragraph (b)
[ ]
60 days after filing pursuant to paragraph (a)(1)
[ ]
on (date) pursuant to paragraph (a)(1).
 
If appropriate, check the following box:
[ ]
this post-effective amendment designates a new effective date for a previously filed post-effective amendment
 
Title of Securities Being Registered: the variable portion of Flexible Premium Fixed and Variable Deferred Annuity contracts





EXPLANATORY NOTE: This Amendment to the Registration Statement on Form N-4 (the "Registration Statement") is being filed pursuant to Rule 485(b) under the Securities Act of 1933, as amended, for the purpose of filing supplements to the prospectus and statement of additional information. Part C is also amended as reflected therein. Except as heretofore amended, this Amendment does not otherwise delete, amend, or supersede any prospectus, statement of additional information, exhibit, undertaking, or other information contained in the Registration Statement, which are hereby incorporated by reference to the extent required and/or permitted by applicable law.






Supplement Dated September 19, 2016
To The Prospectus Dated April 25, 2016 For

ELITE ACCESS® 
FLEXIBLE PREMIUM FIXED AND VARIABLE DEFERRED ANNUITY

Issued by
Jackson National Life Insurance Company of New York® through
JNLNY Separate Account I

This supplement updates the above-referenced prospectus. Please read and keep it together with your prospectus for future reference. To obtain an additional copy of a prospectus, please contact us at our Jackson of NY Service Center, P.O. Box 30313, Lansing, Michigan, 48909-7813; 1-800-599-5651; www.jackson.com).


CHANGES TO THE INVESTMENT DIVISIONS.

Ø
New Fund. Effective September 19, 2016, one new Investment Division, which invests in the JNL Multi-Manager Mid Cap Fund, is available.

The prospectus is revised as follows:

a)
The following Fund is added to the Fund list located on the back of the front page of the prospectus:

JNL Multi-Manager Mid Cap Fund

b)
Under Appendix C, “ACCUMULATION UNIT VALUES”, the following paragraphs are added immediately preceding the tables of Accumulation Unit Values:

Effective September 19, 2016, there is a new Investment Division for which Accumulation Unit information is not yet available. The new Investment Division invests in the following Fund:

JNL Multi-Manager Mid Cap Fund

Ø
Sub-Adviser Changes. The following sub-adviser changes are effective September 19, 2016:

a)
The name of the sub-adviser for the JNL/Neuberger Berman Strategic Income Fund is changed from Neuberger Berman Fixed Income LLC to Neuberger Berman Investment Advisors LLC.

b)
For the JNL Multi-Manager Alternative Fund, Invesco Advisors, Inc. is added as a sub-adviser.

The prospectus is revised as follows:

a)
Under JNL/Neuberger Berman Strategic Income Fund in the Investment Divisions section, the reference to Neuberger Berman Fixed Income LLC is replaced by Neuberger Berman Investment Advisors LLC.

b)
Under the JNL Multi-Manager Alternative Fund in the Investment Divisions section, Invesco Advisors, Inc. is added as a sub-adviser.

Ø
Fund Operating Expenses Changes. Effective September 19, 2016, the prospectus is revised as follows:

Under the section titled FEES AND EXPENSES TABLES,” the fee tables titled “Total Annual Fund Operating Expenses,” are revised by (i) adding the information for the JNL Multi-Manager Mid Cap Fund, and (ii) changing the Management Fee and Total Annual Fund Operating Expenses and adding footnote I, where indicated, to the JNL/FPA + DoubleLine® Flexible Allocation, JNL/Franklin Templeton Global Multisector Bond, JNL/Franklin Templeton International Small Cap Growth, and JNL/PPM America Floating Rate Income Funds as follows:

Page 1 of 3




Fund Operating
Expenses

(As an annual percentage of each Fund's average daily net assets)
Fund Name
Management
Fee

Distribution
and/or Service
(12b-1) Fees
Other Expenses

Acquired Fund
Fees and Expenses
Total Annual
Fund
Operating
Expenses
JNL Multi-Manager Mid Cap
0.74%
0.20%
0.15%G
0.00%
1.09%I
JNL/FPA + DoubleLine® Flexible Allocation
0.80%
0.20%
0.15%G
0.01%
1.16%I
JNL/Franklin Templeton Global Multisector Bond
0.67%
0.20%
0.16%G
0.02%
1.05%I
JNL/Franklin Templeton International Small Cap Growth
0.92%
0.20%
0.15%G
0.01%
1.28%I
JNL/PPM America Floating Rate Income
0.60%
0.20%
0.16%G
0.01%
0.97%

I 
Expense Information has been restated to reflect current fees.

Ø
Investment Objective Changes. Effective September 19, 2016, the prospectus is revised as follows:

Under the section titled “INVESTMENT DIVISIONS”, the brief statements of the corresponding investment objective for the following Funds are revised as follows, whether in connection with objective changes or the addition of new Funds:

JNL Series Trust

JNL Multi-Manager Mid Cap Fund
Jackson National Asset Management, LLC (and Champlain Investment Partners, LLC, ClearBridge Investments, LLC, and Victory Capital Management, Inc.)

Seeks long-term total return by investing, under normal circumstances, at least 80% of its total net assets in a variety of mid-capitalization growth and value strategies managed by unaffiliated investment managers.

JNL/S&P Competitive Advantage Fund
Jackson National Asset Management, LLC (and Standard & Poor’s Investment Advisory Services LLC and Mellon Capital Management Corporation)

Seeks capital appreciation by investing in the stock of anywhere from 30 to 90 distinct companies (generally ranging from 35 to 50 distinct companies) included in the S&P 500® Index that are believed to have superior profitability, as measured by return on invested capital, and trade at relatively attractive valuations.

JNL/S&P Dividend Income & Growth Fund
Jackson National Asset Management, LLC (and Standard & Poor’s Investment Advisory Services LLC and Mellon Capital Management Corporation)

Seeks primarily capital appreciation with secondary focus on current income by investing in the stock of 33 to 99 distinct companies (generally ranging from 35 to 50 distinct companies) included in the S&P 500® Index that have attractive dividend yields and strong capital structures as determined by Standard & Poor’s Investment Advisory Services LLC.

JNL/S&P Intrinsic Value Fund
Jackson National Asset Management, LLC (and Standard & Poor’s Investment Advisory Services LLC and Mellon Capital Management Corporation)

Seeks capital appreciation by investing in the stock of 30 to 90 distinct companies (generally ranging from 45 to 60 distinct companies) included in the S&P 500® Index that generate strong free cash flows and sell at relatively attractive valuations.

Page 2 of 3




JNL/S&P Total Yield Fund
Jackson National Asset Management, LLC (and Standard & Poor’s Investment Advisory Services LLC and Mellon Capital Management Corporation)

Seeks capital appreciation by investing in the stock of 30 to 90 distinct companies (generally ranging from 40 to 65 distinct companies) included in the S&P 500® Index that generate positive cash flow and have a strong track record, as determined by Standard & Poor’s Investment Advisory Services LLC of returning cash to investors, such as through dividends, share repurchases or debt retirement.


___________________________________
(To be used with JMV8037NY 04/16)
Page 3 of 3
JMV17653NY 09/16



Supplement dated September 19, 2016
To The Statements of Additional Information Dated April 25, 2016 For

PERSPECTIVE II®; PERSPECTIVE L SERIESSM; PERSPECTIVE ADVISORS IISM;
RETIREMENT LATITUDES®; FIFTH THIRD PERSPECTIVE; PERSPECTIVE®; PERSPECTIVE FOCUS®; ELITE ACCESS® AND ELITE ACCESS BROKERAGE EDITION® 
FLEXIBLE PREMIUM FIXED AND VARIABLE DEFERRED ANNUITIES

Issued by
Jackson National Life Insurance Company® through
Jackson National Separate Account - I

PERSPECTIVE II®; PERSPECTIVE L SERIESSM; PERSPECTIVE ADVISORS IISM; PERSPECTIVE FOCUS®; ELITE ACCESS® and ELITE ACCESS BROKERAGE EDITION® 
FLEXIBLE PREMIUM FIXED AND VARIABLE DEFERRED ANNUITIES

Issued by
Jackson National Life Insurance Company of New York® through
JNLNY Separate Account I

This supplement updates the above-referenced Statements of Additional Information. Please read and keep it together with your copy of the Statement of Additional Information for future reference.

In the section titled “Condensed Financial Information”, under the subsection titled “Accumulation Unit Values”, the following paragraph is inserted immediately preceding the tables of Accumulation Unit Values:

Effective September 19, 2016, there is a new Investment Division for which Accumulation Unit information is not yet available. The new Investment Division invests in the JNL Multi-Manager Mid Cap Fund.



(To be used with JMV8197 04/16, V5893 04/16, JMV8198 04/16, V5913 04/16, JMV7261 04/16, V5507 04/16, JMV8994 04/16, JMV7262 04/16, JMV7263 04/16, JMV9741 04/16, JMV9484 04/16, JMV9485 04/16, V5996 04/16, V3800 04/16, V5596 04/16, JMV8389 04/16, JMV12791 04/16, NV5661 04/16, NMV8199NY 04/16, NMV8200NY 04/16, NV5893 04/16, NV5913 04/16, NV5639 04/16, NMV7264NY 04/16, NMV9481NY 04/16, NMV9482NY 04/16, NMV8389NY 04/16, NMV12792NY 04/16

Page 1 of 1
CMV17662 09/16




PART C

OTHER INFORMATION


Item 24. Financial Statements and Exhibits

(a) Financial Statements:

(1) Financial statements and schedules included in Part A:

Not Applicable.

(2) Financial statements and schedules included in Part B:

JNLNY Separate Account I:

Report of Independent Registered Public Accounting Firm
Statements of Assets and Liabilities as of December 31, 2015
Statements of Operations for the period ended December 31, 2015
Statements of Changes in Net Assets for the periods ended December 31, 2015 and 2014
Notes to Financial Statements

Jackson National Life Insurance Company of New York:

Report of Independent Registered Public Accounting Firm
Consolidated Balance Sheets as of December 31, 2015 and 2014
Consolidated Income Statements for the years ended December 31, 2015, 2014, and 2013
Consolidated Statements of Stockholder's Equity and Comprehensive Income for the years ended
December 31, 2015, 2014, and 2013
Consolidated Statements of Cash Flows for the years ended December 31, 2015, 2014, and 2013
Notes to Consolidated Financial Statements

(b) Exhibits

Exhibit    Description
No.

1.
Resolution of Depositor's Board of Directors authorizing the establishment of the Registrant, incorporated herein by reference to the Registrant’s Registration Statement filed on October 3, 1997 (File Nos. 333-37175 and 811-08401).

2.
Not Applicable.

3.    

a.
Amended and Restated General Distributor Agreement dated June 1, 2006, incorporated herein by reference to the Registration Statement filed on August 10, 2006 (File Nos. 333-136472 and 811-08664).

b.
Specimen of Selling Agreement (N2565 01/12), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 1, filed on April 25, 2012 (File Nos. 333-175720 and 811-08401).

c.
Specimen of Selling Agreement (N2565 08/12), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 4, filed on April 23, 2013 (File Nos. 333-183046 and 811-08401).






d.
Specimen of Selling Agreement (N2565 06/14), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 13, filed on September 11, 2014 (File Nos. 333-183046 and 811-08401).

4.

a.
Specimen of Individual Deferred Variable and Fixed Annuity Contract, incorporated herein by reference to the Registrant’s Registration Statement filed on October 13, 2011 (File Nos. 333-177298 and 811-08401).

b.
Specimen of Individual Deferred Variable Annuity Contract, incorporated herein by reference to the Registrant’s Registration Statement filed on October 13, 2011 (File Nos. 333-177298 and 811-08401).

c.
Specimen of Tax Sheltered Annuity Endorsement, incorporated herein by reference to the Registrant’s Registration Statement filed on August 19, 2004 (File Nos. 333-118370 and 811-08401).

d.
Specimen of Retirement Plan Endorsement, incorporated herein by reference to the Registrant’s Registration Statement filed on August 19, 2004 (File Nos. 333-118370 and 811-08401).

e.
Specimen of Individual Retirement Annuity Endorsement, incorporated herein by reference to the Registrant’s Registration Statement filed on August 19, 2004 (File Nos. 333-118370 and 811-08401).

f.
Specimen of Roth IRA Endorsement, incorporated herein by reference to the Registrant’s Registration Statement filed on August 19, 2004 (File Nos. 333-118370 and 811-08401).

g.
Specimen of Charitable Remainder Trust Endorsement, incorporated herein by reference to the Registrant’s Pre-Effective Amendment filed on December 30, 2004 (File Nos. 333-119659 and 811-08401).

h.
Specimen of the Reduced Administration Charge Endorsement (7536 09/09), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 39, filed on September 24, 2009 (File Nos. 333-70384 and 811-08401).

i.
Specimen of DOMA Endorsement, incorporated herein by reference to Registrant's Registration Statement filed on July 22, 2011 (File Nos. 333-175721 and 811-08401).

j.
Form of Defense of Marriage Act Endorsement (7718NY), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 8, filed on September 12, 2013 (File Nos. 333-183046 and 811-08401).

k.
Form of Individual Retirement Annuity Endorsement (7715NY), incorporated herein by reference to Registrant’s Registration Statement, filed on December 20, 2013 (File Nos. 333-192972 and 811-08401).

l.
Form of Roth Individual Retirement Annuity Endorsement (7716NY), incorporated herein by reference to Registrant’s Registration Statement, filed on December 20, 2013 (File Nos. 333-192972 and 811-08401).

m.
Form of Non-Qualified Stretch Annuity Endorsement (7723NY), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 9, filed on September 11, 2014 (File Nos. 177298 and 811-08401).

n.
Form of Individual Retirement Annuity Endorsement (7715NY), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 15, filed on January 20, 2015 (File Nos. 333-183046 and 811-08401).

o.
Form of Roth Individual Retirement Annuity Endorsement (7716NY), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 15, filed on January 20, 2015 (File Nos. 333-183046 and 811-08401).






p.
Form of Accumulation Provisions Endorsement (7724NY), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 15, filed on January 20, 2015 (File Nos. 333-183046 and 811-08401).

q.
Form of Section 403(b) Tax Sheltered Annuity Endorsement (7725NY), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 15, filed on January 20, 2015 (File Nos. 333-183046 and 811-08401).

5.    

a.
Form of Variable and Fixed Annuity Application (NV650 03/12), incorporated herein by reference to Registrant’s Pre-Effective Amendment No. 1, filed on December 20, 2011 (File Nos. 333-177298 and 811-08401).

b.
Form of Variable and Fixed Annuity Application (NV650 04/12), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 1, filed on April 25, 2012 (File Nos. 333-177298 and 811-08401).

c.
Form of Variable and Fixed Annuity Application (NV650 09/12), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 2, filed on August 27, 2012 (File Nos. 333-177298 and 811-08401).

d.
Form of Variable and Fixed Annuity Application (NV650 04/13), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 3, filed on April 23, 2013 (File Nos. 333-177298 and 811-08401).

e.
Form of Variable and Fixed Annuity Application (NV650 09/13), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 4, filed on September 12, 2013 (File Nos. 333-177298 and 811-08401).

f.
Form of Variable and Fixed Annuity Application (NV650 04/14), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 5, filed on January 15, 2014 (File Nos. 333-177298 and 811-08401).

g.
Form of Variable and Fixed Annuity Application (NV650 09/14), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 9, filed on September 11, 2014 (File Nos. 333-177298 and 811-08401).

h.
Form of Variable and Fixed Annuity Application (NV650 04/15), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 10, filed on April 20, 2015 (File Nos. 333-177298 and 811-08401).

i.
Form of Variable and Fixed Annuity Application (NV650 09/15), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 11, filed on September 24, 2015 (File Nos. 333-177298 and 811-08401).

j.
Form of Variable and Fixed Annuity Application (NV650 04/16), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 12, filed on April 18, 2016 (File Nos. 333-177298 and 811-08401).

k.
Form of Variable and Fixed Annuity Application (NV650 09/16), attached hereto.

6.

a.
Declaration and Charter of Depositor, incorporated herein by reference to the Registrant’s Registration Statement filed on October 3, 1997 (File Nos. 333-37175 and 811-08401).

b.
By-laws of Depositor, incorporated herein by reference to the Registrant’s Registration Statement filed on October 3, 1997 (File Nos. 333-37175 and 811-08401).






c.
Amended By-Laws of Jackson National Life Insurance Company of New York, incorporated herein by reference to Registrant’s Post-Effective Amendment No. 4, filed on April 23, 2013 (File Nos. 333-183046 and 811-08401).

7.
Not Applicable.

8.
Amended and Restated Administrative Services Agreement between Jackson National Asset Management, LLC and Jackson National Life Insurance Company, incorporated herein by reference to the Post-Effective Amendment No. 4, filed on April 23, 2013 (File Nos. 333-183048 and 811-08664).

9.
Opinion and Consent of Counsel, attached hereto.

10.
Consent of Independent Registered Public Accounting Firm, attached hereto.

11.
Not Applicable.

12.
Not Applicable.

Item 25. Directors and Officers of the Depositor

Name and Principal Business Address
Positions and Offices with Depositor
 
 
Director
4A Rivermere Apartments
 
 
 
 
Director
20434 Crestview Drive
 
Reed City, MI 49777
 
 
 
Director
200 Manor Road
 
 
 
 
Director
220 West Congress
 
 
 
 
Director
1640 Haslett Road, Suite 160
 
 
 
 
Savvas (Steve) P. Binioris
Senior Vice President
1 Corporate Way
 
 
 
 
Michele M. Binkley
Vice President
1 Corporate Way
 
 
 
 
Dennis A. Blue
Vice President





1 Corporate Way
 
 
 
 
Barrett M. Bonemer
Vice President
1 Corporate Way
 
 
 
 
Pamela L. Bottles
Vice President
1 Corporate Way
 
 
 
 
Senior Vice President, General Counsel & Secretary
1 Corporate Way
 
 
 
 
David L. Bowers
Vice President
300 Innovation Drive
 
 
 
 
Executive Vice President, Head of U.S. Wealth Management and
300 Innovation Drive
Distribution & Director
 
 
 
Vice President, Deputy Chief Risk Officer & Director
1 Corporate Way
 
 
 
 
Senior Vice President, Controller, Treasurer & Director
1 Corporate Way
 
 
 
 
Robert H. Dearman, Jr.
Vice President
1 Corporate Way
 
 
 
 
William T. Devanney
Vice President
1 Corporate Way
 
 
 
 
Charles F. Field, Jr.
Vice President
300 Innovation Drive
 
 
 
 
Dana R. Malesky Flegler
Vice President
1 Corporate Way
 
 
 
 
Lisa I. Fox
Vice President
300 Innovation Drive
 
 
 
 
Devkumar D. Ganguly
Vice President





1 Corporate Way
 
 
 
 
Julia A. Goatley
Senior Vice President
1 Corporate Way
 
 
 
 
Guillermo E. Guerra
Vice President & Corporate Information Security Officer
1 Corporate Way
 
 
 
 
Robert W. Hajdu
Vice President
1 Corporate Way
 
 
 
 
Vice President & Director
1 Corporate Way
 
 
 
 
Bradley O. Harris
Senior Vice President & Chief Risk Officer
300 Innovation Drive
 
 
 
 
Robert L. Hill
Vice President
1 Corporate Way
 
 
 
 
Thomas P. Hyatte
Senior Vice President
1 Corporate Way
 
 
 
 
Matthew T. Irey
Vice President
1 Corporate Way
 
 
 
 
Thomas A. Janda
Vice President
1 Corporate Way
 
 
 
 
Scott F. Klus
Vice President
1 Corporate Way
 
 
 
 
Toni L. Klus
Vice President
1 Corporate Way
 
 
 
 
Richard C. Liphardt
Vice President
1 Corporate Way
 
 
 
 
Wayne R. Longcore
Vice President





1 Corporate Way
 
 
 
 
Chief Administrative Officer & Director
75 Second Avenue
 
Suite 605
 
 
 
 
Machelle A. McAdory
Senior Vice President & Chief Human Resource Officer
1 Corporate Way
 
 
 
 
Diahn M. McHenry
Vice President
5913 Executive Drive
 
 
 
 
Ryan T. Mellott
Vice President
1 Corporate Way
 
 
 
 
Keith R. Moore
Senior Vice President & Chief Technology Officer
1 Corporate Way
 
 
 
 
Executive Vice President & Chief Financial Officer
1 Corporate Way
 
 
 
 
Emilio Pardo
Senior Vice President, Chief Marketing and Communications Officer
300 Innovation Drive
 
 
 
 
Laura L. Prieskorn
Senior Vice President
1 Corporate Way
 
 
 
 
Dana S. Rapier
Vice President
5913 Executive Drive
 
 
 
 
Stacey L. Schabel
Vice President
1 Corporate Way
 
 
 
 
William R. Schulz
Vice President
1 Corporate Way
 
 
 
 
Muhammad S. Shami
Vice President
1 Corporate Way
 
 
 
 





President
1 Corporate Way
 
 
 
 
Kenneth H. Stewart
Senior Vice President
1 Corporate Way
 
 
 
 
Michael D. Story
Vice President
1 Corporate Way
 
 
 
 
Heather R. Strang
Vice President
1 Corporate Way
 
 
 
 
Marion C. Terrell II
Vice President
1 Corporate Way
 
 
 
 
Marcia L. Wadsten
Senior Vice President, Chief Actuary & Appointed Actuary
1 Corporate Way
 
 
 
 
Bonnie G. Wasgatt
Senior Vice President & Chief Information Officer
1 Corporate Way
 
 


Item 26. Persons Controlled by or Under Common Control with the Depositor or Registrant.

The Registrant is a separate account of Jackson National Life Insurance Company of New York(“Depositor”), a stock life insurance company organized under the laws of the state of New York. The Depositor is a wholly owned subsidiary of Jackson National Life Insurance Company and is ultimately a wholly owned subsidiary of Prudential plc (London, England), a publicly traded life insurance company in the United Kingdom.

The organizational chart for Prudential plc indicates those persons who are controlled by or under common control with the Depositor. No person is controlled by the Registrant.

The organizational chart for Prudential plc is incorporated herein by reference to Exhibit 26 of Post-Effective Amendment No. 9, filed on September 15, 2016 (File Nos. 333-183050 and 811-08664).

Item 27. Number of Contract Owners as of August 31, 2016

Elite Access Contracts:

Qualified - 4,477
Non-Qualified - 4,605

Item 28. Indemnification

Provision is made in the Company's By-Laws for indemnification by the Company of any person made or threatened to be made a party to an action or proceeding, whether civil or criminal by reason of the fact that he or she is or was a director,





officer or employee of the Company or then serves or has served any other corporation in any capacity at the request of the Company, against expenses, judgments, fines and amounts paid in settlement to the full extent that officers and directors are permitted to be indemnified by the laws of the State of New York.

Insofar as indemnification for liabilities arising under the Securities Act of 1933 ("Act") may be permitted to directors, officers and controlling persons of the Company pursuant to the foregoing provisions, or otherwise, the Company has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Act and is, therefore, unenforceable. In the event that a claim for indemnification against liabilities (other than the payment by the Company of expenses incurred or paid by a director, officer or controlling person of the Company in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the Company will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Act and will be governed by the final adjudication of such issue.

Item 29. Principal Underwriter

(a)
Jackson National Life Distributors LLC acts as general distributor for the JNLNY Separate Account I. Jackson National Life Distributors LLC also acts as general distributor for the Jackson National Separate Account - I, the Jackson National Separate Account III, the Jackson National Separate Account IV, the Jackson National Separate Account V, the JNLNY Separate Account II, the JNLNY Separate Account IV, the Jackson Sage Variable Annuity Account A, the Jackson Sage Variable Life Account A, the Jackson SWL Variable Annuity Fund I, the JNL Series Trust, JNL Variable Fund LLC, JNL Investors Series Trust, and Jackson Variable Series Trust.

(b)    Directors and Officers of Jackson National Life Distributors LLC:

Name and Business Address
Positions and Offices with Underwriter
 
 
Steve P. Binioris
Manager
1 Corporate Way
 
 
 
 
President, Chief Executive Officer and Manager
300 Innovation Drive
 
 
 
 
Bradley O. Harris
Manager
300 Innovation Drive
 
 
 
 
Emilio Pardo
Manager
300 Innovation Drive
 
 
 
 
Chairman and Manager
1 Corporate Way
 
 
 
 
Heather R. Strang
Manager
1 Corporate Way
 
 
 
 
Stephen M. Ash
Vice President





7601 Technology Way
 
 
 
 
Jeffrey Bain
Vice President
7601 Technology Way
 
 
 
 
Brad Baker
Vice President
7601 Technology Way
 
 
 
 
Erin Balcaitis
Vice President
7601 Technology Way
 
 
 
 
Andrew Bowden
General Counsel
1 Corporate Way
 
 
 
 
Tori Bullen
Senior Vice President
7601 Technology Way
 
 
 
 
Richard Catts
Vice President
7601 Technology Way
 
 
 
 
Maura Collins
Executive Vice President, Chief Financial Officer & FinOp
7601 Technology Way
 
 
 
 
Christopher Cord
Vice President
7601 Technology Way
 
 
 
 
Justin Fitzpatrick
Vice President
7601 Technology Way
 
 
 
 
Mark Godfrey
Vice President
7601 Technology Way
 
 
 
 
Ashley Golson
Vice President
300 Innovation Drive
 
 
 
 
Luis Gomez
Vice President
7601 Technology Way
 
 
 
 
Elizabeth Griffith
Senior Vice President





300 Innovation Drive
 
 
 
 
Kelli Hill
Vice President
7601 Technology Way
 
 
 
 
Thomas Hurley
Senior Vice President
7601 Technology Way
 
 
 
 
Mark Jones
Vice President
7601 Technology Way
 
 
 
 
Doug Mantelli
Senior Vice President
7601 Technology Way
 
 
 
 
Tamu McCreary
Vice President
7601 Technology Way
 
 
 
 
Timothy McDowell
Senior Vice President & Chief Compliance Officer
7601 Technology Way
 
 
 
 
Jennifer Meyer
Vice President
7601 Technology Way
 
 
 
 
Peter Meyers
Vice President
7601 Technology Way
 
 
 
 
Steven O’Connor
Vice President
7601 Technology Way
 
 
 
 
Allison Pearson
Vice President
7601 Technology Way
 
 
 
 
John Poulsen
Executive Vice President, Sales Strategy
300 Innovation Drive
 
 
 
 
Jeremy D. Rafferty
Vice President
7601 Technology Way
 
 
 
 
Alison Reed
Executive Vice President, Operations





7601 Technology Way
 
 
 
 
Kristan L. Richardson
Secretary
1 Corporate Way
 
 
 
 
Marilynn Scherer
Vice President
7601 Technology Way
 
 
 
 
Marc Socol
Executive Vice President, National Sales Manager
7601 Technology Way
 
 
 
 
Melissa Sommer
Vice President
7601 Technology Way
 
 
 
 
Daniel Starishevsky
Senior Vice President
7601 Technology Way
 
 
 
 
Ryan Strauser
Vice President
7601 Technology Way
 
Denver, VO 80237
 
 
 
Brian Sward
Senior Vice President
7601 Technology Way
 
 
 
 
Jeremy Swartz
Vice President
7601 Technology Way
 
 
 
 
Robin Tallman
Vice President & Controller
7601 Technology Way
 
 
 
 
Brad Whiting
Vice President
7601 Technology Way
 
 
 
 
Phil Wright
Vice President
7601 Technology Way
 
 


(c)






Name of Principal Underwriter
Net Underwriting Discounts and Commissions
Compensation on Redemption
Brokerage Commissions
Compensation
Jackson National Life Distributors LLC
Not Applicable
Not Applicable
Not Applicable
Not Applicable

Item 30. Location of Accounts and Records

Jackson National Life Insurance Company
1 Corporate Way
Lansing, Michigan 48951

Jackson National Life Insurance Company
Institutional Marketing Group Service Center
1 Corporate Way
Lansing, Michigan 48951

Jackson National Life Insurance Company
7601 Technology Way
Denver, Colorado 80237

Jackson National Life Insurance Company
225 West Wacker Drive, Suite 1200
Chicago, IL 60606

Item 31. Management Services

Not Applicable.

Item 32. Undertakings and Representations

a)
Jackson National Life Insurance Company of New York hereby undertakes to file a post-effective amendment to this registration statement as frequently as is necessary to ensure that the audited financial statements in the registration statement are never more than sixteen (16) months old for so long as payment under the variable annuity contracts may be accepted.

b)
Jackson National Life Insurance Company of New York hereby undertakes to include either (1) as part of any application to purchase a contract offered by the Prospectus, a space that an applicant can check to request a Statement of Additional Information, or (2) a postcard or similar written communication affixed to or included in the Prospectus that the applicant can remove to send for a Statement of Additional Information.

c)
Jackson National Life Insurance Company of New York hereby undertakes to deliver any Statement of Additional Information and any financial statement required to be made available under this Form promptly upon written or oral request.

d)
Jackson National Life Insurance Company of New York represents that the fees and charges deducted under the contract, in the aggregate, are reasonable in relation to the services rendered, the expenses to be incurred, and the risks assumed by Jackson National Life Insurance Company of New York.

e)
The Registrant hereby represents that any contract offered by the prospectus and which is issued pursuant to Section 403(b) of the Internal Revenue Code of 1986 as amended, is issued by the Registrant in reliance upon, and in compliance with, the Securities and Exchange Commission's industry-wide no-action letter to the American Council of Life Insurance (publicly available November 28, 1988) which permits withdrawal restrictions to the extent necessary to comply with IRS Section 403(b)(11).





SIGNATURES

As required by the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets the requirements of Securities Act Rule 485(b) for effectiveness of this post-effective amendment to the Registration Statement and has caused this post-effective amendment to the Registration Statement to be signed on its behalf, in the City of Lansing, and State of Michigan, on this 15th day of September, 2016.

JNLNY Separate Account I
(Registrant)

Jackson National Life Insurance Company of New York


By: /s/ ANDREW J. BOWDEN    
Andrew J. Bowden
Senior Vice President, General Counsel
and Secretary

Jackson National Life Insurance Company of New York
(Depositor)


By: /s/ ANDREW J. BOWDEN    
Andrew J. Bowden
Senior Vice President, General Counsel
and Secretary

As required by the Securities Act of 1933, this post-effective amendment to the Registration Statement has been signed by the following persons in the capacities and on the dates indicated.


*
 
James R. Sopha, President
 
 
 
 
 
 
 
 
*
 
P. Chad Myers, Executive Vice President
and Chief Financial Officer
 
 
 
 
 
 
 
 
*
 
Michael A. Costello, Senior Vice President, Controller, Treasurer and Director
 
 
 
 
 
 
 
 
*
 
Gregory P. Cicotte, Executive Vice President,
Head of U.S. Wealth Management and
Distribution and Director
 
 
 
 
 
 
 
 
*
 
David A. Collins, Vice President, Deputy
Chief Risk Officer and Director
 
 
 
 
 
 
 
 





*
 
Laura L. Hanson, Vice President and Director
 
 
 
 
 
 
 
 
*
 
Herbert G. May, III, Chief Administrative Officer and Director
 
 
 
 
 
 
 
 
*
 
John C. Colpean, Director
 
 
 
 
 
 
 
 
*
 
 
 
 
 
 
 
 
 
*
 
 
 
 
 
 
 
 
 
*
 
 
 
 
 
 
 
 
 
*
 
Gary H. Torgow, Director
 
 




* By: /s/ ANDREW J. BOWDEN    
Andrew J. Bowden, as Attorney-in-Fact,
pursuant to Power of Attorney filed herewith.








POWER OF ATTORNEY

KNOW ALL PERSONS BY THESE PRESENTS, that each of the undersigned as directors and/or officers of JACKSON NATIONAL LIFE INSURANCE COMPANY OF NEW YORK (the “Depositor”), a New York corporation, hereby appoint James R. Sopha, P. Chad Myers, Andrew J. Bowden, Susan S. Rhee and Frank J. Julian (each with power to act without the others) his/her attorney-in-fact and agent, with full power of substitution and resubstitution, for and in his/her name, place and stead, in any and all capacities, to sign applications and registration statements, and any and all amendments, with power to affix the corporate seal and to attest it, and to file the applications, registration statements, and amendments, with all exhibits and requirements, in accordance with the Securities Act of 1933, the Securities and Exchange Act of 1934, and/or the Investment Company Act of 1940. This Power of Attorney concerns JNLNY Separate Account I (File Nos. 333-37175, 333-48822, 333-70384, 333-81266, 333-118370, 333-119659, 333-137485, 333-163323, 333-172873, 333-175720, 333-175721, 333-177298, 333-183046, 333-183047, 333-192972, 333-210507, and 333-212425), JNLNY Separate Account II (File No. 333-86933), and JNLNY Separate Account IV (File Nos. 333-109762 and 333-118132), as well as any future separate account(s) and/or future file number(s) within any separate account(s) that the Depositor establishes through which securities, particularly variable annuity contracts and variable universal life insurance policies, are to be offered for sale. The undersigned grant to each attorney-in-fact and agent full authority to take all necessary actions to effectuate the above as fully, to all intents and purposes, as he/she could do in person, thereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, may lawfully do or cause to be done by virtue hereof. This instrument may be executed in one or more counterparts.

IN WITNESS WHEREOF, the undersigned have executed this Power of Attorney effective as of the 16th day of August, 2016.

James R. Sopha, President
P. Chad Myers, Executive Vice President and
Chief Financial Officer
Michael A. Costello, Senior Vice President, Controller,
Treasurer and Director
Gregory P. Cicotte, Executive Vice President,
Head of U.S. Wealth Management and Distribution
and Director
David A. Collins, Vice President,
Deputy Chief Risk Officer and Director
Laura L. Hanson, Vice President and Director
Herbert G. May, III, Chief Administrative Officer
and Director
John C. Colpean, Director





Gary H. Torgow, Director










EXHIBIT LIST

Exhibit No.
Description


5k.
Form of Variable and Fixed Annuity Application (NV650 09/16).

9.
Opinion and Consent of Counsel.

10.
Consent of Independent Registered Public Accounting Firm.





Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘485BPOS’ Filing    Date    Other Filings
Effective on:9/19/16485BPOS
Filed on:9/15/16485BPOS
8/31/16
4/25/16485BPOS
4/18/16485BPOS
12/31/1524F-2NT,  NSAR-U
9/24/15485BPOS
4/20/15485BPOS
1/20/15485APOS
12/31/1424F-2NT,  NSAR-U
9/11/14485BPOS
1/15/14485APOS
12/31/1324F-2NT,  NSAR-U
12/20/13N-4
9/12/13485BPOS
4/23/13485APOS,  485BPOS
8/27/12485BPOS,  497
4/25/12485BPOS
12/20/11N-4/A
10/13/11N-4
7/22/11N-4
9/24/09485BPOS
8/10/06
6/1/06
12/30/04N-4/A
8/19/04N-4
10/3/97N-4 EL,  N-8A
 List all Filings 


4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/25/24  Jnlny Separate Account I          485BPOS     4/29/24    3:1.9M
 4/27/23  Jnlny Separate Account I          485BPOS     5/01/23    3:1.8M
 4/21/22  Jnlny Separate Account I          485BPOS     4/25/22    3:1.9M
 4/21/21  Jnlny Separate Account I          485BPOS     4/26/21    3:6.8M
Top
Filing Submission 0001045032-16-000482   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Fri., May 17, 3:54:52.2pm ET