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As Of Filer Filing For·On·As Docs:Size 9/19/17 Jnlny Separate Account I 485BPOS 9/25/17 4:3.7M → Jnlny Separate Account I ⇒ Perspective II (Single Share) (Contracts offered for sale on & after September 10, 2012) |
Document/Exhibit Description Pages Size 1: 485BPOS Post-Effective Amendment HTML 327K 4: EX-99.10 Exhibit 99.10 Kpmg Consent HTML 6K 2: EX-99.5L Exhibit 99.5L Application HTML 46K 3: EX-99.9 Exhibit 99.9 Legal Opinion HTML 9K
485(b) NY PII (Single Share) (After) (9-25-17) 333-183047 Combined Document |
REGISTRATION
STATEMENT UNDER THE SECURITIES ACT OF 1933 | ||
Pre-Effective Amendment No. | [ ] | |
Post-Effective Amendment No. 11 | [X] | |
and/or |
Amendment No. 444 | [X] |
Approximate
Date of Proposed Public Offering: | ||
It is proposed that this filing will become effective (check appropriate box) | ||
[ ] | immediately upon filing pursuant to paragraph (b) | |
[X] | on September 25, 2017 pursuant to paragraph (b) | |
[ ] | 60 days after filing pursuant to paragraph (a)(1) | |
[ ] | on
(date) pursuant to paragraph (a)(1). | |
If appropriate, check the following box: | ||
[ ] | this post-effective amendment designates a new effective date for a previously filed post-effective amendment | |
Title of Securities Being Registered: the variable portion of Flexible Premium Variable and Fixed Deferred Annuity contracts |
Ø | New
Funds. Effective September 25, 2017, new Investment Divisions which invest respectively in the following Funds are available. The prospectus is revised by adding the following Funds, all class A shares, to the Fund list located on the back of the front page of the prospectus and to the list of new Investment Divisions appearing in Appendix F immediately preceding the tables of Accumulation Unit Values: |
Ø | Fund
Merger. Effective September 25, 2017, the JNL Institutional Alt 35 Fund merged into the JNL Institutional Alt 25 Fund. The prospectus is revised as follows: |
a) | The following disclosure is inserted following the list of Funds located on the back of the front page of the prospectus and under Appendix F, “ACCUMULATION UNIT VALUES”, immediately preceding the tables of Accumulation Unit Values: |
b) | All
other references to the JNL Institutional Alt 35 Fund, along with any corresponding investment objective information, are deleted from the list of Funds located on the back of the front page of the prospectus, and the section titled “INVESTMENT DIVISIONS”. |
Ø | Fund Name Changes. Effective September 25, 2017, the following Fund names changed. All references in the prospectus to the Prior Fund Names are revised to the corresponding Current Fund Name as follows: |
Prior
Fund Name | Current Fund Name |
JNL Institutional Alt 20 Fund | JNL Institutional Alt 25 Fund |
JNL/American Funds Balanced Allocation Fund | JNL/American Funds Moderate Growth Allocation Fund |
JNL/BlackRock Natural Resources Fund | JNL/BlackRock Global Natural Resources Fund |
JNL/DFA Moderate Allocation Fund | JNL/DFA Moderate Growth Allocation Fund |
JNL/PIMCO
Total Return Bond Fund | JNL/DoubleLine® Core Fixed Income Fund |
JNL Disciplined Moderate Fund | JNL Moderate Growth Allocation Fund |
JNL Disciplined Moderate Growth Fund | JNL Growth Allocation Fund |
JNL Disciplined Growth Fund | JNL Aggressive Growth Allocation Fund |
JNL/Mellon Capital Global 30 Fund | JNL/Mellon Capital
MSCI World Index Fund |
JNL/Mellon Capital Nasdaq® 100 Fund | JNL/Mellon Capital Nasdaq® 100 Index Fund |
JNL/Mellon Capital Communications Sector Fund | JNL/Mellon Capital Telecommunications Sector Fund |
JNL/Mellon Capital Consumer Brands Sector Fund | JNL/Mellon Capital Consumer Discretionary Sector Fund |
JNL/Mellon Capital Oil & Gas Sector Fund | JNL/Mellon
Capital Energy Sector Fund |
JNL/Mellon Capital Technology Sector Fund | JNL/Mellon Capital Information Technology Sector Fund |
JNAM Guidance - Conservative Fund | JNL Conservative Allocation Fund |
JNAM Guidance - Moderate Fund | JNL Moderate Allocation Fund |
Ø | Sub-Adviser Changes. The
following sub-adviser changes are effective September 25, 2017: |
a) | BlackRock International Ltd. replaced BlackRock Investment Management, LLC as the sub-adviser for JNL/BlackRock Natural Resources Fund. In connection with the change of sub-adviser, the name of the JNL/BlackRock Natural Resources Fund changed to the JNL/BlackRock Global Natural Resources Fund. |
b) | DoubleLine
Capital LP replaced Pacific Investment Management Company LLC as sub-adviser to JNL/PIMCO Total Return Bond Fund. In connection with the change of sub-adviser, the name of the JNL/PIMCO Total Return Bond Fund changed to the JNL DoubleLine® Core Fixed Income Fund. |
c) | Congress Asset Management, LLP replaced Century Capital Management, LLC as sub-adviser for JNL Multi-Manager Small Cap Value Fund. Additionally, PPM America, Inc. was added as a sub-adviser for the JNL Multi-Manager Small Cap Value Fund. |
Ø | Revised
Total Annual Fund Operating Expenses. |
Minimum: 0.54% |
Maximum: 2.18% |
Fund Operating Expenses (As an annual percentage of each Fund's average daily net assets) Fund Name | Management Fee
| Distribution and/or Service (12b-1) Fees | Other Expenses | Acquired Fund Fees and Expenses | Total Annual Fund Operating Expenses | Contractual Fee Waiver and/or Expense Reimbursement | Net Total Annual Fund Operating Expenses |
JNL Series
Trust | |||||||
JNL/WMC Government Money Market | 0.16% | 0.30% | 0.10% F | 0.00% | 0.56% | 0.20% D | 0.76% D,I |
Fund
Operating Expenses (As an annual percentage of each Fund's average daily net assets) Fund Name | Management Fee | Distribution and/or Service (12b-1) Fees | Other Expenses | Acquired Fund Fees and Expenses | Total Annual
Fund Operating Expenses | Contractual Fee Waiver and/or Expense Reimbursement | Net Total Annual Fund Operating Expenses |
JNL Series Trust | |||||||
JNL/American Funds Balanced | 0.82% A | 0.30% A | 0.17% A,G | 0.00% | 1.29%
A | (0.40%) B | 0.89% A,B,I |
JNL/American Funds® Blue Chip Income and Growth | 0.96% A | 0.30% A | 0.17% A,G | 0.00% | 1.43%
A | (0.43%) B | 1.00% A,B,I |
JNL/American Funds Global Bond | 1.13% A | 0.30% A | 0.19% A,G | 0.00% | 1.62% A | (0.53%)
B | 1.09% A,B,I |
JNL/American Funds Global Small Capitalization | 1.35% A | 0.30% A | 0.19% A,G | 0.00% | 1.84% A | (0.55%) B | 1.29%
A,B,I |
JNL/American Funds Growth-Income | 0.83% A | 0.30% A | 0.18% A,G | 0.00% | 1.31% A | (0.35%) B | 0.96% A,B,I |
JNL/American
Funds International | 1.25% A | 0.30% A | 0.19% A,G | 0.00% | 1.74% A | (0.55%) B | 1.19% A,B,I |
JNL/American Funds New World | 1.67%
A | 0.30% A | 0.21% A,G | 0.00% | 2.18% A | (0.75%) B | 1.43% A,B,I |
JNL/DFA Growth Allocation | 0.20% | 0.30% | 0.15%
G | 0.29% | 0.94% | (0.05%) C | 0.89% C,I |
JNL/DFA Moderate Growth Allocation | 0.20% | 0.30% | 0.15% G | 0.26% | 0.91% | (0.05%)
C | 0.86% C,I |
JNL/Vanguard Capital Growth | 0.86% K | 0.30% K | 0.18% G,K | 0.00% | 1.34% K | (0.40%) B | 0.94%
B,K |
JNL/Vanguard Equity Income | 0.81% K | 0.30% K | 0.17% G,K | 0.00% | 1.28% K | (0.40%) B | 0.88% B,K |
JNL/Vanguard
Global Bond Market Index | 0.20% | 0.30% | 0.15% G | 0.10% | 0.75% | (0.10%) C | 0.65% C |
JNL/Vanguard International | 1.03% K | 0.30% K | 0.19%
G,K | 0.00% | 1.52% K | (0.55%) B | 0.97% B,K |
JNL/Vanguard International Stock Market Index | 0.20% | 0.30% | 0.15% G | 0.11% | 0.76% | (0.07%)
C | 0.69% C |
JNL/Vanguard Growth Allocation | 0.20% | 0.30% | 0.15% G | 0.08% | 0.73% | (0.04%) C | 0.69% C |
Fund Operating Expenses (As an annual percentage of each Fund's average daily net assets) Fund Name | Management Fee
| Distribution and/or Service (12b-1) Fees | Other Expenses | Acquired Fund Fees and Expenses | Total Annual Fund Operating Expenses | Contractual Fee Waiver and/or Expense Reimbursement | Net Total Annual Fund Operating Expenses |
JNL/Vanguard Moderate Allocation
| 0.20% | 0.30% | 0.15% G | 0.09% | 0.74% | (0.05%) C | 0.69% C |
JNL/Vanguard Moderate Growth Allocation | 0.20% | 0.30% | 0.15% G | 0.09% | 0.74% | (0.05%)
C | 0.69% C |
JNL/Vanguard Small Company Growth | 0.96% K | 0.30% K | 0.18% G,K | 0.01% K | 1.45% K | (0.50%) B | 0.95%
B,K |
JNL/Vanguard U.S. Stock Market Index | 0.20% | 0.30% | 0.10% F | 0.05% | 0.65% | (0.06%) C | 0.59% C |
Fund
Operating Expenses (As an annual percentage of each Fund's average daily net assets) Fund Name | Management Fee | Distribution and/or Service (12b-1) Fees | Other Expenses | Acquired Fund Fees and Expenses | Total
Annual Fund Operating Expenses |
JNL Series Trust | |||||
JNL Institutional Alt 25 | 0.11% | 0.30% | 0.05% E | 0.74% | 1.20% I |
JNL Institutional Alt 50 | 0.11% | 0.30% | 0.05%
E | 0.97% | 1.43% I |
JNL/American Funds Moderate Growth Allocation | 0.19% | 0.30% | 0.16% G | 0.42% | 1.07% I |
JNL/American Funds Growth Allocation | 0.20% | 0.30% | 0.15%
G | 0.44% | 1.09% I |
JNL/AQR Large Cap Relaxed Constraint Equity | 0.69% | 0.30% | 0.85% G | 0.01% | 1.85% I |
JNL/BlackRock Global Natural Resources | 0.54% | 0.30% | 0.15%
G | 0.01% | 1.00% I |
JNL/BlackRock Global Allocation | 0.61% | 0.30% | 0.16% G | 0.01% | 1.08% I |
JNL/BlackRock Large Cap Select Growth | 0.48% | 0.30% | 0.11%
F | 0.00% | 0.89% I |
JNL/Brookfield Global Infrastructure and MLP | 0.70% | 0.30% | 0.15% G | 0.00% | 1.15% I |
JNL/Causeway International Value Select | 0.54% | 0.30% | 0.16%
G | 0.01% | 1.01% I |
JNL/ClearBridge Large Cap Growth | 0.50% | 0.30% | 0.15% G | 0.00% | 0.95% |
JNL/Crescent High Income | 0.55% | 0.30% | 0.15%
G | 0.03% | 1.03% I |
JNL/DFA U.S. Core Equity | 0.40% | 0.30% | 0.10% F | 0.00% | 0.80% I |
JNL/DoubleLine® Core Fixed Income | 0.37% | 0.30% | 0.10% F | 0.00% | 0.77% I |
JNL/DoubleLine® Shiller
Enhanced CAPE® | 0.64% | 0.30% | 0.15% G | 0.02% | 1.11% I |
JNL Multi-Manager Mid Cap | 0.64% | 0.30% | 0.15% G | 0.01% | 1.10% I |
JNL
Multi-Manager Small Cap Growth | 0.57% | 0.30% | 0.11% F | 0.00% | 0.98% I |
JNL Multi-Manager Small Cap Value | 0.68% | 0.30% | 0.10% F | 0.00% | 1.08% I |
JNL/FPA
+ DoubleLine® Flexible Allocation | 0.70% | 0.30% | 0.20% G | 0.01% | 1.21% I |
JNL/Franklin Templeton Founding Strategy | 0.00% | 0.30% | 0.05% E | 0.70% | 1.05%
I |
JNL/Franklin Templeton Global | 0.56% | 0.30% | 0.15% G | 0.01% | 1.02% I |
JNL/Franklin Templeton Global Multisector Bond | 0.58% | 0.30% | 0.15% G | 0.02% | 1.05% I |
JNL/Franklin
Templeton Income | 0.52% | 0.30% | 0.11% F | 0.02% | 0.95% I |
JNL/Franklin Templeton International Small Cap Growth | 0.82% | 0.30% | 0.16% G | 0.01% | 1.29%
I |
JNL/Franklin Templeton Mutual Shares | 0.59% | 0.30% | 0.11% F | 0.01% | 1.01% I |
JNL/Goldman Sachs Core Plus Bond | 0.45% | 0.30% | 0.11% F | 0.02% | 0.88% I |
JNL/Invesco
China-India | 0.75% | 0.30% | 0.17% G | 0.00% | 1.22% I |
JNL/Invesco Diversified Dividend | 0.53% | 0.30% | 0.15% G | 0.00% | 0.98% |
JNL/Invesco
Global Real Estate | 0.60% | 0.30% | 0.15% G | 0.00% | 1.05% I |
JNL/Invesco International Growth | 0.52% | 0.30% | 0.15% G | 0.01% | 0.98% I |
JNL/Invesco
Mid Cap Value | 0.57% | 0.30% | 0.10% F | 0.01% | 0.98% I |
JNL/Invesco Small Cap Growth | 0.69% | 0.30% | 0.10% F | 0.01% | 1.10% I |
Fund Operating Expenses (As an annual percentage of each Fund's average daily net assets) Fund Name | Management Fee | Distribution and/or Service (12b-1) Fees | Other Expenses | Acquired Fund Fees
and Expenses | Total Annual Fund Operating Expenses |
JNL/Harris Oakmark Global Equity | 0.72% | 0.30% | 0.16% G | 0.01% | 1.19% I |
JNL/JPMorgan MidCap
Growth | 0.53% | 0.30% | 0.10% F | 0.00% | 0.93% I |
JNL/JPMorgan U.S. Government & Quality Bond | 0.28% | 0.30% | 0.10% F | 0.01% | 0.69% I |
JNL/Mellon
Capital Emerging Markets Index | 0.27% | 0.30% | 0.18% G | 0.00% | 0.75% I |
JNL/Mellon Capital Consumer Staples Sector | 0.23% | 0.30% | 0.16% G | 0.00% | 0.69% |
JNL/Mellon
Capital Industrials Sector | 0.23% | 0.30% | 0.16% G | 0.00% | 0.69% |
JNL/Mellon Capital Materials Sector | 0.23% | 0.30% | 0.16% G | 0.00% | 0.69% |
JNL/Mellon
Capital Real Estate Sector | 0.23% | 0.30% | 0.16% G | 0.00% | 0.69% |
JNL/Mellon Capital European 30 | 0.19% | 0.30% | 0.16% G | 0.00% | 0.65% I |
JNL/Mellon
Capital MSCI KLD 400 Social Index | 0.25% | 0.30% | 0.21% G | 0.00% | 0.76% I |
JNL/Mellon Capital Pacific Rim 30 | 0.21% | 0.30% | 0.15% G | 0.00% | 0.66% I |
JNL/Mellon
Capital S&P 500 Index | 0.12% | 0.30% | 0.12% F | 0.00% | 0.54% I |
JNL/Mellon Capital S&P 1500 Growth Index | 0.20% | 0.30% | 0.17% G | 0.00% | 0.67% |
JNL/Mellon
Capital S&P 1500 Value Index | 0.20% | 0.30% | 0.17% G | 0.00% | 0.67% |
JNL/Mellon Capital S&P 400 MidCap Index | 0.14% | 0.30% | 0.13% F | 0.00% | 0.57% I |
JNL/Mellon
Capital Small Cap Index | 0.15% | 0.30% | 0.12% F | 0.00% | 0.57% I |
JNL/Mellon Capital International Index | 0.15% | 0.30% | 0.18% G | 0.00% | 0.63% I |
JNL/Mellon
Capital Bond Index | 0.17% | 0.30% | 0.10% F | 0.01% | 0.58% I |
JNL/Mellon Capital Index 5 | 0.00% | 0.30% | 0.05% E | 0.28% | 0.63% I |
JNL/Mellon
Capital 10 x 10 | 0.00% | 0.30% | 0.05% E | 0.31% | 0.66% I |
JNL/MFS Mid Cap Value | 0.55% | 0.30% | 0.11% F | 0.01% | 0.97% I |
JNL/Neuberger
Berman Strategic Income | 0.49% | 0.30% | 0.15% G | 0.05% | 0.99% I |
JNL/Oppenheimer Global Growth | 0.50% | 0.30% | 0.15% G | 0.01% | 0.96% I |
JNL/PIMCO
Income | 0.50% | 0.30% | 0.15%G | 0.00% | 0.95% |
JNL/PIMCO Real Return | 0.38% | 0.30% | 0.36% F | 0.00% | 1.04% I |
JNL/PPM
America Floating Rate Income | 0.46% | 0.30% | 0.17% G | 0.01% | 0.94% I |
JNL/PPM America High Yield Bond | 0.33% | 0.30% | 0.11% F | 0.03% | 0.77% I |
JNL/PPM
America Mid Cap Value | 0.58% | 0.30% | 0.10% F | 0.00% | 0.98% I |
JNL/PPM America Small Cap Value | 0.58% | 0.30% | 0.11% F | 0.00% | 0.99% I |
JNL/PPM
America Total Return | 0.40% | 0.30% | 0.10% F | 0.01% | 0.81% I |
JNL/PPM America Value Equity | 0.45% | 0.30% | 0.10% F | 0.00% | 0.85% I |
JNL/T.
Rowe Price Established Growth | 0.44% | 0.30% | 0.09% I | 0.00% | 0.83% I |
JNL/T. Rowe Price Mid-Cap Growth | 0.60% | 0.30% | 0.10% F | 0.00% | 1.00% I |
JNL/T.
Rowe Price Short-Term Bond | 0.30% | 0.30% | 0.11% F | 0.00% | 0.71% I |
JNL/WMC Balanced | 0.32% | 0.30% | 0.10% F | 0.01% | 0.73% I |
JNL/WMC
Value | 0.37% | 0.30% | 0.11% F | 0.00% | 0.78% I |
JNL/S&P Managed Conservative | 0.10% | 0.30% | 0.05% E | 0.61% | 1.06% I |
JNL/S&P
Managed Moderate | 0.09% | 0.30% | 0.05% E | 0.63% | 1.07% I |
JNL/S&P Managed Moderate Growth | 0.08% | 0.30% | 0.06% E | 0.65% | 1.09% I |
JNL/S&P
Managed Growth | 0.08% | 0.30% | 0.05% E | 0.67% | 1.10% I |
JNL/S&P Managed Aggressive Growth | 0.09% | 0.30% | 0.06% E | 0.68% | 1.13% I |
JNL
Moderate Growth Allocation | 0.09% | 0.30% | 0.05% E | 0.54% | 0.98% I |
JNL Growth Allocation | 0.09% | 0.30% | 0.06% E | 0.54% | 0.99% I |
JNL
Aggressive Growth Allocation | 0.10% | 0.30% | 0.05% E | 0.52% | 0.97% I |
JNL/S&P Competitive Advantage | 0.26% | 0.30% | 0.10% F | 0.00% | 0.66% I |
JNL/S&P
Dividend Income & Growth | 0.25% | 0.30% | 0.09% J | 0.00% | 0.64% I |
JNL/S&P Intrinsic Value | 0.26% | 0.30% | 0.10% F | 0.00% | 0.66% I |
JNL/S&P
Total Yield | 0.26% | 0.30% | 0.11% F | 0.00% | 0.67% I |
Fund
Operating Expenses (As an annual percentage of each Fund's average daily net assets) Fund Name | Management Fee | Distribution and/or Service (12b-1) Fees | Other Expenses | Acquired Fund Fees and Expenses | Total
Annual Fund Operating Expenses |
JNL/S&P Mid 3 | 0.35% | 0.30% | 0.10% F | 0.00% | 0.75% I |
JNL/S&P 4 | 0.00% | 0.30% | 0.05%
E | 0.36% | 0.71% I |
JNL/T. Rowe Price Value | 0.49% | 0.30% | 0.10% F | 0.00% | 0.89% I |
JNL Variable Fund LLC | |||||
JNL/Mellon Capital
DowSM Index | 0.19% | 0.30% | 0.17% G | 0.00% | 0.66% I |
JNL/Mellon Capital MSCI World Index | 0.19% | 0.30% | 0.17% G | 0.00% | 0.66% I |
JNL/Mellon
Capital Nasdaq® 100 Index | 0.18% | 0.30% | 0.20% G | 0.00% | 0.68% I |
JNL/Mellon Capital JNL 5 | 0.17% | 0.30% | 0.17% G | 0.00% | 0.64% I |
JNL/Mellon
Capital S&P® SMid 60 | 0.19% | 0.30% | 0.17% G | 0.00% | 0.66% I |
JNL/Mellon Capital Telecommunications Sector | 0.21% | 0.30% | 0.17% G | 0.00% | 0.68% I |
JNL/Mellon
Capital Consumer Discretionary Sector | 0.18% | 0.30% | 0.17% G | 0.00% | 0.65% I |
JNL/Mellon Capital Financial Sector | 0.19% | 0.30% | 0.16% G | 0.00% | 0.65% I |
JNL/Mellon
Capital Healthcare Sector | 0.17% | 0.30% | 0.17% G | 0.00% | 0.64% I |
JNL/Mellon Capital Energy Sector | 0.18% | 0.30% | 0.16% G | 0.00% | 0.64% I |
JNL/Mellon
Capital Information Technology Sector | 0.18% | 0.30% | 0.16% G | 0.00% | 0.64% I |
Jackson Variable Series Trust | |||||
JNL Conservative Allocation | 0.15% | 0.30% | 0.07% E | 0.61% | 1.13%
I |
JNL Moderate Allocation | 0.15% | 0.30% | 0.07% E | 0.63% | 1.15% I |
JNL/DoubleLine® Total Return | 0.42% | 0.30% | 0.12%
F | 0.02% | 0.86% I |
JNL/FAMCO Flex Core Covered Call | 0.50% | 0.30% | 0.17% G | 0.00% | 0.97% I |
JNL/PIMCO Credit Income | 0.35% | 0.30% | 0.12%
F | 0.00% | 0.77% I |
JNL/T. Rowe Price Capital Appreciation | 0.60% | 0.30% | 0.17% G | 0.00% | 1.07% I |
JNL/The Boston Company Equity Income | 0.45% | 0.30% | 0.17%
G | 0.00% | 0.92% I |
A | Fees and expenses at the Master Fund level for Class 1 shares of each respective Fund are as follows: |
B | Jackson
National Asset Management, LLC (“JNAM” or “Adviser”) has entered into a contractual agreement with the Fund under which it will waive a portion of its advisory fee for such time as the Fund is operated as a Feeder Fund, because during that time it will not be providing the portfolio management portion of the investment advisory and management services. This fee waiver will generally continue as long as the Fund is part of a master-feeder Fund structure, but in any event, the fee waiver will continue for at least one year from the date of this Prospectus, unless the Board of Trustees approves a change in or elimination of the waiver. This fee waiver is subject to yearly review and approval by the Board of Trustees. The Management and the Annual Operating Expense columns in this table reflect the inclusion of the contractual fee waivers. |
C | JNAM has entered into a contractual agreement with the Fund under which it will waive a portion of its advisory fee for at least one year from the date of this Prospectus. Thereafter, the waiver will automatically renew for one-year terms unless the Adviser provides written notice of the termination of the agreement to the Board of Trustees within 30 days of the end of the then current term. |
D | Represents
the amount payable to JNAM in accordance with the recapture provision of the expense waiver and reimbursement agreement. JNAM has contractually agreed to waive fees and reimburse expenses of the Fund to the extent necessary to limit the total operating expenses of each class of shares of the Fund, exclusive of brokerage costs, interest, taxes and dividend and extraordinary expenses, to an annual rate (as a percentage of the average daily net assets of the Fund) equal to or less than the Fund’s investment income for the period. The fee waiver will continue for at least one year from the date of this Prospectus, and continue thereafter, unless the Board of Trustees approves a change in or elimination of the waiver. This fee waiver is subject to yearly review and approval by the Board of Trustees. In addition, when the Fund receives income sufficient to pay a dividend, the Adviser may recapture previously waived fees and expenses for a period of three years. |
E
| “Other Expenses” include an Administrative Fee of 0.05% which is payable to JNAM. |
F | “Other Expenses” include an Administrative Fee of 0.10% which is payable to JNAM. |
G | “Other Expenses” include an Administrative Fee of 0.15% which is payable to JNAM. |
H | “Other
Expenses” include an Administrative Fee of 0.20% which is payable to JNAM. |
I | Expense Information has been restated to reflect current fees. |
J | “Other Expenses” include an Administrative Fee of 0.09% which is payable to JNAM. |
K
| Fees and expenses at the Master Fund level of each respective Fund are as follows: |
Ø | Investment Objective Changes. Effective September 25, 2017, under the section titled “INVESTMENT DIVISIONS” in the prospectus, the brief statements
of the corresponding investment objective for the following Funds are revised as follows, whether or not in connection with a name change, sub-adviser change, or the addition of new Funds: |
Ø | 50% in the JNL/Mellon Capital JNL 5 Fund; |
Ø | 10% in the JNL/Mellon Capital S&P 500 Index Fund; |
Ø | 10% in the JNL/Mellon Capital
S&P 400 MidCap Index Fund; |
Ø | 10% in the JNL/Mellon Capital Small Cap Index Fund; |
Ø | 10% in the JNL/Mellon Capital International Index Fund; and |
Ø | 10% in the JNL/Mellon Capital Bond Index Fund. |
Ø | 20%
in the JNL/Mellon Capital S&P 500 Index Fund; |
Ø | 20% in the JNL/Mellon Capital S&P 400 MidCap Index Fund; |
Ø | 20% in the JNL/Mellon Capital Small Cap Index Fund; |
Ø | 20%
in the JNL/Mellon Capital International Index Fund; and |
Ø | 20% in the JNL/Mellon Capital Bond Index Fund. |
Ø | 25% in JNL/S&P Competitive Advantage Fund; |
Ø | 25% in JNL/S&P Dividend Income & Growth Fund; |
Ø | 25% in JNL/S&P Intrinsic Value Fund; and |
Ø | 25%
in JNL/S&P Total Yield Fund. |
Ø | Effective September 25, 2017, Appendix A to the prospectus is revised as follows: |
a) | The "S&P Composite 1500 Growth Index" and the
"S&P Composite 1500 Value Index" are added to the list of Indices in the second paragraph of Appendix A. |
b) | The JNL/Mellon Capital S&P 1500 Growth Index Fund, and the JNL/Mellon Capital S&P 1500 Value Index Fund are added to the list of Products in the fourth paragraph of Appendix A. |
c) | The JNL/Mellon Capital Consumer Staples Sector Fund, the JNL/Mellon Capital Materials Sector Fund, the JNL/Mellon Capital
Industrials Sector Fund, the JNL/Mellon Capital Real Estate Sector Fund, and the JNL/Mellon Capital MSCI World Index Fund are added to the list of Funds appearing in the last paragraph on page A-4 of Appendix A. |
Ø | Effective September 25, 2017, the number of transfers among the Investment Divisions and Fixed Account that can be made in a Contract Year without incurring a transfer charge is changed from 15 to 25. The prospectus is revised by replacing all references to the 15 transfers limit to reflect the new 25 transfers limit. |
a) | The
"S&P Composite 1500 Growth Index" and the "S&P Composite 1500 Value Index" are added to the list of Indices in the first paragraph. |
b) | The JNL/Mellon Capital S&P 1500 Growth Index Fund, and the JNL/Mellon Capital S&P 1500 Value Index Fund are added to the list of Products in the third paragraph. |
c) | The JNL/Mellon Capital Consumer Staples Sector Fund, the JNL/Mellon Capital Materials Sector Fund,
the JNL/Mellon Capital Industrials Sector Fund, the JNL/Mellon Capital Real Estate Sector Fund, and the JNL/Mellon Capital MSCI World Index Fund are added to the list of Funds appearing in the last paragraph on page 5 of the Statement of Additional Information. |
1. | Resolution
of Depositor's Board of Directors authorizing the establishment of the Registrant, incorporated herein by reference to the Registrant’s Registration Statement filed on October 3, 1997 (File Nos. 333-37175 and 811-08401). |
2. | Not Applicable. |
a. | Amended
and Restated General Distributor Agreement dated June 1, 2006, incorporated herein by reference to the Registration Statement filed on August 10, 2006 (File Nos. 333-136472 and 811-08664). |
b. | Specimen of Selling Agreement (N2565 01/12), incorporated herein by reference to Registrant’s Post-Effective Amendment No.
1, filed on April 25, 2012 (File Nos. 333-175720 and 811-08401). |
c. | Specimen of Selling Agreement (N2565 08/12), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 4, filed on April 23, 2013 (File Nos. 333-183046 and 811-08401). |
d. | Specimen
of Selling Agreement (N2565 06/14), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 13, filed on September 11, 2014 (File Nos. 333-183046 and 811-08401). |
a. | Specimen of Tax Sheltered Annuity Endorsement, incorporated herein by reference
to the Registrant’s Registration Statement filed on August 19, 2004 (File Nos. 333-118370 and 811-08401). |
b. | Specimen of Retirement Plan Endorsement, incorporated herein by reference to the Registrant’s Registration Statement filed on August 19, 2004 (File Nos. 333-118370
and 811-08401). |
c. | Specimen of Individual Retirement Annuity Endorsement, incorporated herein by reference to the Registrant’s Registration Statement filed on August 19, 2004 (File Nos. 333-118370 and 811-08401). |
d. | Specimen
of Roth IRA Endorsement, incorporated herein by reference to the Registrant’s Registration Statement filed on August 19, 2004 (File Nos. 333-118370 and 811-08401). |
e. | Specimen of Charitable Remainder Trust Endorsement, incorporated herein by reference to the Registrant’s Pre-Effective Amendment filed on December 30,
2004 (File Nos. 333-119659 and 811-08401). |
f. | Specimen of the Highest Anniversary Value Death Benefit Option (HAV) Endorsement (7595NY 04/09), incorporated herein by reference to the Registrant's Post-Effective Amendment No. 38, filed on April 2, 2009 (File Nos. 333-70384 and 811-08401). |
g. | Specimen
of DOMA Endorsement, incorporated herein by reference to Registrant's Initial Registration, filed on July 22, 2011 (File Nos. 333-175721 and 811-08401). |
h. | Specimen of the Reduced Administration Charge Endorsement (7536 09/09), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 39, filed on September
24, 2009 (File Nos. 333-70384 and 811-08401). |
i. | Specimen of the [2%] Contract Enhancement Endorsement (7567NY 01/10), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 47, filed on April 30, 2010 (File Nos. 333-70384 and 811-08401). |
j. | Specimen
of the [3%] Contract Enhancement Endorsement (7568NY 01/10), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 47, filed on April 30, 2010 (File Nos. 333-70384 and 811-08401). |
k. | Specimen of the [4%] Contract Enhancement Endorsement (7569NY 01/10), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 47,
filed on April 30, 2010 (File Nos. 333-70384 and 811-08401). |
l. | Specimen of the Guaranteed Minimum Withdrawal Benefit With [5] Year Step-Up (SafeGuard Max) Endorsement (7633ANY-A 05/10), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 47, filed on April 30, 2010 (File Nos. 333-70384
and 811-08401). |
m. | Specimen of the Perspective II Fixed and Variable Annuity Contract (VA620NY), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 49, filed on October 5, 2010 (File Nos. 333-70384 and 811-08401). |
n. | Form
of For Life Guaranteed Minimum Withdrawal Benefit With [5%] Bonus and Annual Step-Up (7640ANY-A 10/10), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 49, filed on October 5, 2010 (File Nos. 333-70384 and 811-08401). |
o. | Form of For Life Guaranteed Minimum Withdrawal Benefit With [5%] Bonus and Annual Step-Up to the Highest Quarterly Contract Value (7641ANY-A 10/10), incorporated
herein by reference to the Registrant’s Post-Effective Amendment No. 49, filed on October 5, 2010 (File Nos. 333-70384 and 811-08401). |
p. | Form of Joint For Life Guaranteed Minimum Withdrawal Benefit With [5%] Bonus and Annual Step-Up (7642ANY-A 10/10), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 49, filed on October 5, 2010
(File Nos. 333-70384 and 811-08401). |
q. | Form of Joint For Life Guaranteed Minimum Withdrawal Benefit With [5%] Bonus and Annual Step-Up to the Highest Quarterly Contract Value (7643ANY-A 10/10), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 49, filed on October 5, 2010 (File Nos. 333-70384
and 811-08401). |
r. | Form of For Life Guaranteed Minimum Withdrawal Benefit With [6%] Bonus and Annual Step-Up (7646ANY-A 10/10), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 49, filed on October 5, 2010 (File Nos. 333-70384 and 811-08401). |
s. | Form
of For Life Guaranteed Minimum Withdrawal Benefit With [6%] Bonus and Annual Step-Up to the Highest Quarterly Contract Value (7647ANY-A 10/10), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 49, filed on October 5, 2010 (File Nos. 333-70384 and 811-08401). |
t. | Form of Joint For Life Guaranteed Minimum Withdrawal Benefit With [6%] Bonus and Annual Step-Up (7648ANY-A 10/10), incorporated
herein by reference to the Registrant’s Post-Effective Amendment No. 49, filed on October 5, 2010 (File Nos. 333-70384 and 811-08401). |
u. | Form of For Life Guaranteed Minimum Withdrawal Benefit With [7%] Bonus and Annual Step-Up (7652ANY-A 10/10), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 49, filed on October 5, 2010 (File
Nos. 333-70384 and 811-08401). |
v. | Form of For Life Guaranteed Minimum Withdrawal Benefit With [7%] Bonus and Annual Step-Up to the Highest Quarterly Contract Value (7653ANY-A 10/10), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 49, filed on October 5, 2010 (File Nos. 333-70384 and 811-08401). |
w. | Specimen
of [5%] Guaranteed Minimum Withdrawal Benefit with Annual Step-Up (AutoGuard 5) Endorsement (7659ANY-A 05/11), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 50, filed on January 20, 2011 (File Nos. 333-70384 and 811-08401). |
x. | Specimen of [6%] Guaranteed Minimum Withdrawal Benefit with Annual Step-Up (AutoGuard 6) Endorsement (7660ANY-A 05/11), incorporated
herein by reference to the Registrant’s Post-Effective Amendment No. 50, filed on January 20, 2011 (File Nos. 333-70384 and 811-08401). |
y. | Specimen of 4 Year Withdrawal Charge Schedule Endorsement (7499NY 01/11), incorporated herein by reference to the Registrant’s Registration Statement, filed on March 16, 2011 (File Nos. 333-172873
and 811-08401). |
z. | Specimen of Guaranteed Minimum Withdrawal Benefit for Stretch RMDs Endorsement (MarketGuard Stretch) (7668ANY A 04/12), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 1, filed on April 25, 2012 (File Nos. 333-175720 and 811-08401). |
aa. | Form
of Freedom Flex GMWB with HAV Death Benefit Endorsement (7675ANY-A 04/12), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 6, filed on January 20, 2012 (File Nos. 333-172873 and 811-08401). |
bb. | Form of For Life Guaranteed Minimum Withdrawal Benefit With Bonus, Annual Step-Up and Earnings-Sensitive Withdrawal Amount (LifeGuard Freedom 6 Net) Endorsement, incorporated
herein by reference to Registrant’s Post-Effective Amendment, filed on October 5, 2010 (File Nos. 333-70384 and 811-08401). |
cc. | Form of Joint For Life Guaranteed Minimum Withdrawal Benefit With Bonus, Annual Step-Up and Earnings-Sensitive Withdrawal Amount (LifeGuard Freedom 6 Net with Joint Option) Endorsement, incorporated herein by reference to Registrant’s Post-Effective Amendment, filed on October
5, 2010 (File Nos. 333-70384 and 811-08401). |
dd. | Form of For Life Guaranteed Minimum Withdrawal Benefit With [5]% Bonus And Annual Step-Up Endorsement (7700ANY-A 04/13), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 4, filed on April 23, 2013 (File Nos. 333-183046 and 811-08401). |
ee. | Form
of For Life Guaranteed Minimum Withdrawal Benefit With [6]% Bonus And Annual Step-Up Endorsement (7701ANY-A 04/13), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 4, filed on April 23, 2013 (File Nos. 333-183046 and 811-08401). |
ff. | Form of For Life Guaranteed Minimum Withdrawal Benefit With [7]% Bonus And Annual Step-Up Endorsement (7702ANY-A 04/13), incorporated
herein by reference to Registrant’s Post-Effective Amendment No. 4, filed on April 23, 2013 (File Nos. 333-183046 and 811-08401). |
gg. | Form of For Life Guaranteed Minimum Withdrawal Benefit With [6]% Bonus, Annual Step-Up, And Highest Anniversary Value Death Benefit Endorsement (7712ANY-A 04/13), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 4, filed on April
23, 2013 (File Nos. 333-183046 and 811-08401). |
hh. | Form of For Life Guaranteed Minimum Withdrawal Benefit With Bonus, Annual Step-Up And Earnings-Sensitive Withdrawal Amount Endorsement (7713ANY-A 04/13), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 4, filed on April 23, 2013 (File Nos. 333-183046
and 811-08401). |
ii. | Form of Guaranteed Minimum Withdrawal Benefit Endorsement (7678ANY-A 04/13), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 4, filed on April 23, 2013 (File Nos. 333-183046 and 811-08401). |
jj. | Form
of Joint For Life Guaranteed Minimum Withdrawal Benefit With [5]% Bonus And Annual Step-Up Endorsement (7707ANY-A), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 8, filed on September 12, 2013 (File Nos. 333-183046 and 811-08401). |
kk. | Form of Joint For Life Guaranteed Minimum Withdrawal Benefit With [6]% Bonus And Annual Step-Up Endorsement (7708ANY-A), incorporated
herein by reference to Registrant’s Post-Effective Amendment No. 8, filed on September 12, 2013 (File Nos. 333-183046 and 811-08401). |
ll. | Form of For Life Guaranteed Minimum Withdrawal Benefit With [6]% Bonus, Annual Step-Up, And Highest Anniversary Value Death Benefit Endorsement (7712ANY-A), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 8, filed on September
12, 2013 (File Nos. 333-183046 and 811-08401). |
mm. | Form of Joint For Life Guaranteed Minimum Withdrawal Benefit With Bonus, Annual Step-Up And Earnings-Sensitive Withdrawal Amount Endorsement (7714ANY-A), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 8, filed on September 12, 2013 (File Nos. 333-183046
and 811-08401). |
nn. | Form of Defense of Marriage Act Endorsement (7718NY), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 8, filed on September 12, 2013 (File Nos. 333-183046 and 811-08401). |
oo. | Form
of Individual Retirement Annuity Endorsement (7715NY), incorporated herein by reference to Registrant’s Registration Statement, filed on December 20, 2013 (File Nos. 333-192972 and 811-08401). |
pp. | Form of Roth Individual Retirement Annuity Endorsement (7716NY), incorporated herein by reference to Registrant’s Registration Statement, filed on December
20, 2013 (File Nos. 333-192972 and 811-08401). |
qq. | Form of Perspective II Fixed and Variable Annuity Contract (VA620NY 09/12), incorporated herein to Registrant’s Post-Effective Amendment No. 9, filed on April 21, 2014 (333-183046 and 811-08401). |
rr. | Form
of Non-Qualified Stretch Annuity Endorsement (7723NY), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 9, filed on September 11, 2014 (File Nos. 333-177298 and 811-08401). |
ss. | Form of Individual Retirement Annuity Endorsement (7715NY), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 15, filed on January
20, 2015 (File Nos. 333-183046 and 811-08401). |
tt. | Form of Roth Individual Retirement Annuity Endorsement (7716NY), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 15, filed on January 20, 2015 (File Nos. 333-183046 and 811-08401). |
uu. | Form
of Accumulation Provisions Endorsement (7724NY), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 15, filed on January 20, 2015 (File Nos. 333-183046 and 811-08401). |
vv. | Form of Section 403(b) Tax Sheltered Annuity Endorsement (7725NY), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 15, filed on January
20, 2015 (File Nos. 333-183046 and 811-08401). |
a. | Form of the Perspective II Fixed and Variable Annuity Application (NV7173 09/12), incorporated herein by reference to Registrant’s Registration Statement, filed on September 4, 2012 (File Nos. 333-183047
and 811-08401). |
b. | Form of the Perspective II Fixed and Variable Annuity Application (NV7173 04/13), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 1, filed on April 25, 2013 (File Nos. 333-183047 and 811-08401). |
c. | Form
of the Perspective II Fixed and Variable Annuity Application (NV7173 09/13), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 2, filed on September 12, 2013 (File Nos. 333-183047 and 811-08401). |
d. | Form of the Perspective II Fixed and Variable Annuity Application (NV7173 04/14), incorporated herein by reference to Registrant’s Post-Effective
Amendment No. 3, filed on April 22, 2014 (File Nos. 333-183047 and 811-08401). |
e. | Form of the Perspective II Fixed and Variable Annuity Application (NV7173 09/14), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 4, filed on September 11, 2014 (File Nos. 333-183047
and 811-08401). |
f. | Form of the Perspective II Fixed and Variable Annuity Application (NV7173 01/15), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 5, filed on December 22, 2014 (File Nos. 333-183047 and 811-08401). |
g. | Form
of the Perspective II Fixed and Variable Annuity Application (NV7173 04/15), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 6, filed on April 21, 2015 (File Nos. 333-183047 and 811-08401). |
h. | Form of the Perspective II Fixed and Variable Annuity Application (NV7173 09/15), incorporated herein by reference to Registrant’s Post-Effective
Amendment No. 7, filed on September 24, 2015 (File Nos. 333-183047 and 811-08401). |
i. | Form of the Perspective II Fixed and Variable Annuity Application (NV7173 04/16), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 8, filed on April 19, 2016 (File Nos. 333-183047
and 811-08401). |
j. | Form of the Perspective II Individual Variable and Fixed Annuity Application (NV7173 09/16), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 9, filed on September 15, 2016 (File Nos. 333-183047 and 811-08401). |
k. | Form
of the Perspective II Individual Variable and Fixed Annuity Application (NV7173 04/17), incorporated herein by reference to Registrant’s Post-Effective Amendment No. 10, filed on April 18, 2017 (File Nos. 333-183047 and 811-08401). |
l. | Form of the Perspective II Individual Variable and Fixed Annuity Application (NV7173 09/17), attached hereto. |
a. | Declaration and Charter of Depositor, incorporated herein by reference to Registrant's to the Registrant’s Registration Statement filed on October 3, 1997 (File Nos. 333-37175 and 811-08401). |
b. | By-laws
of Depositor, incorporated herein by reference to the Registrant’s Registration Statement filed on October 3, 1997 (File Nos. 333-37175 and 811-08401). |
c. | Amended By-Laws of Jackson National Life Insurance Company of New York, incorporated herein by reference to Registrant’s Post-Effective Amendment No. 4, filed on April
23, 2013 (File Nos. 333-183046 and 811-08401). |
a. | Reinsurance Agreement Effective December 31, 2008 between Jackson National Life Insurance Company of New York ("Ceding Company") and Jackson National Life Insurance Company ("Reinsurer"), incorporated herein by reference to the Registrant’s Post-Effective
Amendment No. 8, filed on September 12, 2013 (File Nos. 333-183046 and 811-08401). |
b. | Amendment No. 1 to the Reinsurance Agreement Effective December 31, 2008 between Jackson National Life Insurance Company of New York ("Ceding Company") and Jackson National Life Insurance Company ("Reinsurer"), with effective date June 30, 2013, incorporated
herein by reference to the Registrant’s Post-Effective Amendment No. 8, filed on September 12, 2013 (File Nos. 333-183046 and 811-08401). |
8. | Amended and Restated Administrative Services Agreement between Jackson National Asset Management, LLC and Jackson National Life Insurance Company, incorporated herein by reference to Post-Effective Amendment No. 4, filed on April
23, 2013 (File Nos. 333-183048 and 811-08664). |
9. | Opinion and Consent of Counsel, attached hereto. |
10. | Consent
of Independent Registered Public Accounting Firm, attached hereto. |
11. | Not Applicable. |
12. | Not Applicable. |
Name
and Principal Business Address | Positions and Offices with Depositor |
Director | |
Michigan State University | |
C337 Wells Hall | |
619 Red Cedar Road | |
Director | |
1640 Haslett Road, Suite 160 | |
Director | |
Willkie Farr & Gallagher LLP 787 Seventh Ave., Suite 4020 | |
President | |
1 Corporate Way | |
Executive Vice President & Chief Financial Officer | |
1 Corporate Way | |
Executive Vice President, Chief Distribution Officer & Director | |
300 Innovation Drive | |
Chief Administrative Officer & Director | |
75 Second Avenue | |
Suite 605 | |
Senior Vice President, General Counsel & Secretary | |
1 Corporate Way | |
Savvas (Steve) P. Binioris | Senior Vice President |
1 Corporate
Way | |
Senior Vice President, Controller, Treasurer & Director | |
1
Corporate Way | |
Julia A. Goatley | Senior Vice President & Privacy Officer |
1 Corporate Way | |
Bradley O. Harris | Senior Vice President & Chief Risk Officer |
300 Innovation Drive | |
Thomas P. Hyatte | Senior Vice President |
1 Corporate Way | |
Keith
R. Moore | Senior Vice President & Chief Technology Officer |
1 Corporate Way | |
Emilio Pardo | Senior
Vice President & Chief Marketing and Communications Officer |
300 Innovation Drive | |
Laura L. Prieskorn | Senior Vice President |
1
Corporate Way | |
Kenneth H. Stewart | Senior Vice President |
1 Corporate Way | |
Marcia L. Wadsten | Senior Vice President, Chief Actuary & Appointed Actuary |
1 Corporate Way | |
Bonnie
G. Wasgatt | Senior Vice President & Chief Information Officer |
1 Corporate Way | |
Richard C. White | Senior
Vice President |
1 Corporate Way | |
Marina C. Ashiotou | Vice President |
225
W. Wacker Drive | |
Suite 1200 | |
Michele M. Binkley | Vice President |
1
Corporate Way | |
Dennis A. Blue | Vice President |
1 Corporate Way | |
Barrett M. Bonemer | Vice President |
1 Corporate Way | |
Pamela
L. Bottles | Vice President |
1 Corporate Way | |
David L. Bowers | Vice President |
300
Innovation Drive | |
Vice President, Deputy Chief Risk Officer & Director | |
1
Corporate Way | |
Robert H. Dearman, Jr. | Vice President |
1 Corporate Way | |
William T. Devanney, Jr. | Vice President |
1 Corporate Way | |
Charles F. Field, Jr. | Vice President |
300 Innovation Drive | |
Dana
R. Malesky Flegler | Vice President |
1 Corporate Way | |
Lisa I. Fox | Vice President |
300
Innovation Drive | |
Devkumar D. Ganguly | Vice President |
1
Corporate Way | |
Guillermo E. Guerra | Vice President & Corporate Information Security Officer |
1 Corporate Way | |
Robert W. Hajdu | Vice President |
1 Corporate Way | |
Vice President & Director | |
1 Corporate Way | |
Robert L. Hill | Vice
President |
1 Corporate Way | |
Julie A. Hughes | Vice President |
1 Corporate Way | |
Matthew T. Irey | Vice President |
1 Corporate Way | |
Thomas
A. Janda | Vice President |
1 Corporate Way | |
Scott F. Klus | Vice President |
1
Corporate Way | |
Toni L. Klus | Vice President |
1 Corporate Way | |
Matthew F. Laker | Vice President |
300 Innovation Drive | |
Richard C. Liphardt | Vice President |
1 Corporate Way | |
Wayne
R. Longcore | Vice President |
1 Corporate Way |
Diahn
M. McHenry | Vice President |
1 Corporate Way | |
Ryan T. Mellott | Vice President |
1
Corporate Way | |
Dana S. Rapier | Vice President & Interim Chief Human Resources Officer |
1 Corporate Way | |
Stacey L. Schabel | Vice President |
1 Corporate Way | |
James
A. Schultz | Vice President |
1 Corporate Way | |
William R. Schulz | Vice President |
1
Corporate Way | |
Muhammad S. Shami | Vice President |
1 Corporate Way | |
Michael D. Story | Vice President |
1 Corporate Way | |
Vice President & Director | |
1 Corporate Way | |
Brian M. Walta | Vice
President |
1 Corporate Way | |
(a) | Jackson National Life Distributors LLC acts as general distributor for the JNLNY Separate Account I. Jackson National Life Distributors LLC also acts as general distributor for the Jackson National Separate Account - I, the Jackson National Separate Account III, the Jackson National Separate Account IV, the Jackson National Separate Account V, the JNLNY Separate Account II, the JNLNY Separate Account IV, the Jackson Sage Variable Annuity Account A, the Jackson Sage Variable Life Account A, the Jackson SWL Variable Annuity Fund I, the JNL Series Trust, JNL Variable Fund LLC, JNL Investors Series Trust, and Jackson Variable Series Trust. |
(b) | Directors
and Officers of Jackson National Life Distributors LLC: |
300 Innovation Drive | |
Emilio
Pardo | Manager |
300 Innovation Drive | |
Manager | |
1
Corporate Way | |
President, Chief Executive Officer & Manager | |
300
Innovation Drive | |
Scott Golde | General Counsel |
1 Corporate Way | |
Maura Collins | Executive Vice President, Chief Financial Officer & FinOp |
7601 Technology Way | |
John Poulsen | Executive Vice President, Sales Strategy |
300 Innovation Drive | |
Alison
Reed | Executive Vice President, Operations |
7601 Technology Way | |
Marc Socol | Executive
Vice President, National Sales Manager |
7601 Technology Way | |
Tori Bullen | Senior Vice President |
7601
Technology Way | |
Elizabeth Griffith | Senior Vice President |
300 Innovation Drive | |
Thomas Hurley | Senior Vice President |
7601 Technology Way | |
Doug
Mantelli | Senior Vice President |
7601 Technology Way |
Timothy
McDowell | Senior Vice President & Chief Compliance Officer |
7601 Technology Way | |
Daniel Starishevsky | Senior
Vice President |
7601 Technology Way | |
Brian Sward | Senior Vice President |
7601
Technology Way | |
Robin Tallman | Vice President & Controller |
7601 Technology Way | |
Stephen M. Ash | Vice President |
7601 Technology Way | |
Jeffrey
Bain | Vice President |
7601 Technology Way | |
Brad Baker | Vice President |
7601
Technology Way | |
Erin Balcaitis | Vice President |
7601 Technology Way | |
Court Chynces | Vice President |
7601 Technology Way | |
Christopher
Cord | Vice President |
7601 Technology Way | |
Justin Fitzpatrick | Vice President |
7601
Technology Way | |
Luis Gomez | Vice President |
7601 Technology Way | |
Mark Jones | Vice President |
7601 Technology Way | |
Tamu McCreary | Vice President |
7601 Technology Way | |
Jennifer
Meyer | Vice President |
7601 Technology Way | |
Peter Meyers | Vice President |
7601
Technology Way | |
Steven O’Connor | Vice President |
7601 Technology Way | |
Allison Pearson | Vice President |
7601 Technology Way | |
Jeremy
D. Rafferty | Vice President |
7601 Technology Way | |
Ryan Riggin | Vice President |
300
Innovation Drive | |
Marilynn Scherer | Vice President |
7601 Technology Way | |
Melissa Sommer | Vice President |
7601 Technology Way | |
Ryan
Strauser | Vice President |
7601 Technology Way | |
Denver, VO 80237 | |
Jeremy Swartz | Vice President |
7601 Technology Way | |
Name
of Principal Underwriter | Net Underwriting Discounts and Commissions | Compensation on Redemption | Brokerage Commissions | Compensation |
Jackson National Life Distributors LLC | Not Applicable | Not Applicable | Not Applicable | Not Applicable |
a) | Jackson National Life Insurance Company of New York hereby undertakes to file a post-effective amendment to this registration statement as frequently as is necessary
to ensure that the audited financial statements in the registration statement are never more than sixteen (16) months old for so long as payment under the variable annuity contracts may be accepted. |
b) | Jackson National Life Insurance Company of New York hereby undertakes to include either (1) as part of any application to purchase a contract offered by the Prospectus, a space that an applicant can check to request a |
c) | Jackson National Life Insurance Company of New York hereby undertakes to deliver any Statement of Additional Information and any financial statement required to be made available under this Form promptly upon written or oral request. |
d) | Jackson National Life Insurance Company of
New York represents that the fees and charges deducted under the contract, in the aggregate, are reasonable in relation to the services rendered, the expenses to be incurred, and the risks assumed by Jackson National Life Insurance Company of New York. |
e) | The Registrant hereby represents that any contract offered by the prospectus and which is issued pursuant to Section 403(b) of the Internal Revenue Code of 1986 as amended, is issued by the Registrant in reliance upon, and in compliance with, the Securities and Exchange Commission's industry-wide no-action letter to the American Council of Life Insurance (publicly available November 28, 1988) which permits withdrawal restrictions to the extent
necessary to comply with IRS Section 403(b)(11). |
* | ||
James R. Sopha, President | ||
* | ||
P. Chad Myers, Executive Vice President and Chief Financial Officer | ||
* | ||
Michael A. Costello, Senior Vice President, Controller, Treasurer and Director | ||
* | ||
Gregory P. Cicotte, Executive Vice President, Chief Distribution Officer and Director | ||
* | ||
David A. Collins, Vice President, Deputy Chief Risk Officer and Director |
* | ||
Laura L. Hanson, Vice President and Director | ||
* | ||
Herbert G. May, III, Chief Administrative Officer and Director | ||
* | ||
Heather R. Strang, Vice President and Director | ||
* | ||
R. Kevin Clinton, Director | ||
* | ||
John C. Colpean, Director | ||
* | ||
Donald B. Henderson, Jr., Director |
/s/
JAMES R. SOPHA |
James R. Sopha, President |
/s/ P. CHAD MYERS |
P. Chad Myers, Executive Vice President and Chief Financial Officer |
Michael A. Costello, Senior Vice President, Controller, Treasurer and Director |
Gregory P. Cicotte, Executive Vice President, Chief
Distribution Officer and Director |
/s/ DAVID A. COLLINS |
David A. Collins, Vice President, Deputy Chief Risk Officer and Director |
/s/ LAURA L. HANSON |
Laura
L. Hanson, Vice President and Director |
Herbert G. May, III, Chief Administrative Officer and Director |
Heather
R. Strang, Vice President and Director |
/s/ R. KEVIN CLINTON |
R. Kevin Clinton, Director |
/s/ JOHN
C. COLPEAN |
John C. Colpean, Director |
Donald B. Henderson, Jr., Director |
Exhibit No. | Description |
5l. | Form of the Perspective II Individual Variable and Fixed Annuity Application (NV7173 09/17). |
9. | Opinion
and Consent of Counsel. |
10. | Consent of Independent Registered Public Accounting Firm. |
This ‘485BPOS’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Effective on: | 9/25/17 | |||
Filed on: | 9/19/17 | |||
8/31/17 | ||||
4/24/17 | 485BPOS | |||
4/18/17 | 485BPOS | |||
12/31/16 | 24F-2NT, NSAR-U | |||
9/15/16 | 485BPOS | |||
4/19/16 | 485BPOS | |||
12/31/15 | 24F-2NT, NSAR-U | |||
9/24/15 | 485BPOS | |||
4/21/15 | 485BPOS | |||
1/20/15 | 485APOS | |||
12/31/14 | 24F-2NT, NSAR-U | |||
12/22/14 | 485BPOS | |||
9/11/14 | 485BPOS | |||
4/22/14 | 485BPOS | |||
4/21/14 | 485BPOS, N-4/A | |||
12/20/13 | N-4 | |||
9/12/13 | 485BPOS | |||
6/30/13 | ||||
4/25/13 | 485BPOS | |||
4/23/13 | 485APOS, 485BPOS | |||
9/10/12 | 485BPOS | |||
9/4/12 | 485BPOS, N-4/A | |||
4/25/12 | 485BPOS | |||
1/20/12 | 485APOS | |||
7/22/11 | N-4 | |||
3/16/11 | N-4 | |||
1/20/11 | 485APOS | |||
10/5/10 | 485BPOS | |||
4/30/10 | 485BPOS, 497 | |||
9/24/09 | 485BPOS | |||
4/2/09 | 485BPOS | |||
12/31/08 | 24F-2NT, 485BPOS, NSAR-U | |||
8/10/06 | ||||
6/1/06 | ||||
12/30/04 | N-4/A | |||
8/19/04 | N-4 | |||
10/3/97 | N-4 EL, N-8A | |||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/25/24 Jnlny Separate Account I 485BPOS 4/29/24 3:3.9M 4/27/23 Jnlny Separate Account I 485BPOS 5/01/23 3:3.7M 4/21/22 Jnlny Separate Account I 485BPOS 4/25/22 3:3.8M 4/23/21 Jnlny Separate Account I 485BPOS 4/26/21 3:21M |