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Dril-Quip Inc – ‘10-Q’ for 3/31/18 – ‘EX-4.1’

On:  Thursday, 4/26/18, at 5:23pm ET   ·   For:  3/31/18   ·   Accession #:  1042893-18-7   ·   File #:  1-13439

Previous ‘10-Q’:  ‘10-Q’ on 10/27/17 for 9/30/17   ·   Next:  ‘10-Q’ on 7/26/18 for 6/30/18   ·   Latest:  ‘10-Q’ on 11/1/23 for 9/30/23   ·   13 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size

 4/26/18  Dril-Quip Inc                     10-Q        3/31/18   55:4.8M

Quarterly Report   —   Form 10-Q   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML    363K 
 2: EX-4.1      Instrument Defining the Rights of Security Holders  HTML     41K 
                -- exhibit41                                                     
 3: EX-31.1     Certification -- §302 - SOA'02                      HTML     25K 
 4: EX-31.2     Certification -- §302 - SOA'02                      HTML     25K 
 5: EX-32.1     Certification -- §906 - SOA'02                      HTML     20K 
 6: EX-32.2     Certification -- §906 - SOA'02                      HTML     20K 
13: R1          Document and Entity Information                     HTML     38K 
14: R2          Condensed Consolidated Balance Sheets (Unaudited)   HTML    102K 
15: R3          Condensed Consolidated Balance Sheets (Unaudited)   HTML     34K 
                (Parenthetical)                                                  
16: R4          Condensed Consolidated Statements of Income         HTML     71K 
                (Unaudited)                                                      
17: R5          Condensed Consolidated Statements of Comprehensive  HTML     29K 
                Income (Unaudited)                                               
18: R6          Condensed Consolidated Statements of Cash Flows     HTML     76K 
                (Unaudited)                                                      
19: R7          Organization and Principles of Consolidation        HTML     28K 
20: R8          Significant Accounting Policies                     HTML     57K 
21: R9          New Accounting Standards                            HTML     26K 
22: R10         Revenue Recognition (Adoption of ASC 606)           HTML     51K 
23: R11         Stock-Based Compensation and Stock Awards           HTML     22K 
24: R12         Inventories, net                                    HTML     30K 
25: R13         Goodwill                                            HTML     33K 
26: R14         Intangible Assets                                   HTML     52K 
27: R15         Asset Backed Loan (ABL) Credit Facility             HTML     26K 
28: R16         Geographic Areas                                    HTML    144K 
29: R17         Commitments and Contingencies                       HTML     28K 
30: R18         Significant Accounting Policies (Policies)          HTML     69K 
31: R19         Significant Accounting Policies (Tables)            HTML     37K 
32: R20         Revenue Recognition (Adoption of ASC 606) (Tables)  HTML     48K 
33: R21         Inventories, net (Tables)                           HTML     31K 
34: R22         Goodwill (Tables)                                   HTML     33K 
35: R23         Intangible Assets (Tables)                          HTML     51K 
36: R24         Geographic Areas (Tables)                           HTML    143K 
37: R25         Organization and Principles of Consolidation -      HTML     26K 
                Additional Information (Detail)                                  
38: R26         Significant Accounting Policies - Additional        HTML     28K 
                Information (Detail)                                             
39: R27         Significant Accounting Policies - Schedule of       HTML     25K 
                Earnings Per Share (Detail)                                      
40: R28         Significant Accounting Policies - Schedule of       HTML     28K 
                Antidilutive Securities (Detail)                                 
41: R29         Revenue Recognition (Adoption of ASC 606) -         HTML     42K 
                Schedule of Revenue from Contract with Customers                 
                (Details)                                                        
42: R30         Revenue Recognition (Adoption of ASC 606) -         HTML     35K 
                Schedule of Contract Asset and Liability (Details)               
43: R31         Revenue Recognition (Adoption of ASC 606) Revenue   HTML     39K 
                Recognition (Adoption of ASC 606) - Narrative                    
                (Details)                                                        
44: R32         Stock-Based Compensation and Stock Awards -         HTML     22K 
                Additional Information (Detail)                                  
45: R33         Inventories, net - Schedule of Inventories          HTML     32K 
                (Detail)                                                         
46: R34         Goodwill - Schedule of Changes in Carrying Amount   HTML     37K 
                of Goodwill (Details)                                            
47: R35         Intangible Assets - Schedule of Intangible Assets   HTML     52K 
                (Details)                                                        
48: R36         Intangible Assets - Narrative (Details)             HTML     20K 
49: R37         Asset Backed Loan (ABL) Credit Facility -           HTML     46K 
                Narrative (Details)                                              
50: R38         Geographic Areas - Schedule of Segment Reporting    HTML    140K 
                (Detail)                                                         
51: R39         Geographic Areas - Narrative (Detail)               HTML     20K 
52: R40         Commitments and Contingencies - Additional          HTML     36K 
                Information (Detail)                                             
54: XML         IDEA XML File -- Filing Summary                      XML     92K 
53: EXCEL       IDEA Workbook of Financial Reports                  XLSX     49K 
 7: EX-101.INS  XBRL Instance -- drq-20180331                        XML   1.29M 
 9: EX-101.CAL  XBRL Calculations -- drq-20180331_cal                XML    134K 
10: EX-101.DEF  XBRL Definitions -- drq-20180331_def                 XML    240K 
11: EX-101.LAB  XBRL Labels -- drq-20180331_lab                      XML    825K 
12: EX-101.PRE  XBRL Presentations -- drq-20180331_pre               XML    477K 
 8: EX-101.SCH  XBRL Schema -- drq-20180331                          XSD     92K 
55: ZIP         XBRL Zipped Folder -- 0001042893-18-000007-xbrl      Zip    115K 


‘EX-4.1’   —   Instrument Defining the Rights of Security Holders — exhibit41


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



 C: 
  exhibit  
THIS CE R TIFIES TH AT is the owner of C U S I P D ATED COUNTERSIGNED AND REGISTERED : COMPUTERSHARE TRUST COM PAN Y, N.A . TRANSFER AGEN T AND REGISTRAR , FUL LY -P AID AND NON-ASSESSABLE SHARES OF COMMON S TOCK O F Dril-Quip, Inc.(hereina fter called the “Com pany” ), transferable on the books of the Com pany in person or by duly authorized attorne y, upon surrender of this Certificate properly endorsed. This Certificate and the share s represented hereb y, are issued and shall be held subject to all of the provisions of the Articles of Incorporation , as amended, and the By-Laws, as amended, of the Com pany (copies of which are on file with the Com pany an d with the T ransfer Agent), to all of which each holde r, by accep tance hereof, assen ts. This Certificate is not vali d unless countersigned and registered by the T ransfer Agent and Registra r. W itnes s the facsimile seal of the Com pany and the facsimile signatures of its duly authorized of ficers . COMMON ST OC K PAR VALUE $0.0 1 COMMON ST OC K SEE REVERSE FOR CE R TAIN DEFINITION S Certificat e Numbe r Share s . DRIL-QUI P, INC . INCORPOR ATED UNDER THE LA WS OF THE S TA TE OF DEL A W AR E P re si de nt a nd C E O S ec re ta ry B y A U TH O R IZ E D S IG N AT U R E D AT E S T A T E C O R P O R A TE DR IL -Q U IP , I NC . ZQ|CE R T#|COY|CLS|RGST R Y|ACCT#|TRANSTYPE|RUN#|TRANS # 2 6 2 0 3 7 1 0 4 D D -M M M -Y Y Y Y ** 00 00 00 ** ** ** ** ** ** ** ** ** ** *0 00 00 0* ** ** ** ** ** ** ** ** ** ** 00 00 00 ** ** ** ** ** ** ** ** ** ** *0 00 00 0* ** ** ** ** ** ** ** ** ** ** 00 00 00 ** ** ** ** ** ** ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. A le xa nd er D av id S am pl e ** ** M r. S am pl e ** ** M r. S am pl e **000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares** **000000**Shares** * *000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares*** *000000**Shares*** * 000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares**** 000000**Shares**** 0 00000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****0 00000**Shares****0 0 0000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****00 0000**Shares****00 0 000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000 000**Shares****000 0 00**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****0000 00**Shares****0000 0 0**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****00000 0**Shares****00000 0 **Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000 **Shares****000000 * *Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000* *Shares****000000* * Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000** S hares****000000** S ** *Z E R O H U N D R E D T H O U S A N D ZE R O H U N D R E D A N D Z E R O ** * MR. SAMPLE & MRS. SAMPLE & MR. SAMPLE & MRS. SAMPL E ZQ0000000 0 Certificate Numbers 1234567890/1234567890 1234567890/1234567890 1234567890/1234567890 1234567890/1234567890 1234567890/1234567890 1234567890/1234567890 Total Transaction Num/No. 1 2 3 4 5 6 Denom. 1 2 3 4 5 6 Total 1 2 3 4 5 6 7 MR A SAMPLE DESIGNATION (IF ANY) ADD 1 ADD 2 ADD 3 ADD 4 PO BOX 43004, Providence, RI 02940-3004 CUSIP XXXXXX XX X Holder ID XXXXXXXXXX Insurance Value 1,000,000.00 Number of Shares 123456 DTC 12345678 123456789012345 THIS CE R TIFIC ATE IS TRANSFERABLE IN CITIES DESIGN ATED B Y THE TRANSFE R AGEN T, AV AILABLE ONLINE AT ww w .computershare.co m


 
The IRS requires that the named transfer agent (“we”) report the cost basis of certain shares or units acquired after January 1, 2011. If your shares or units are covered by the legislation, and you requested to sell or transfer the shares or units using a specific cost basis calculation method, then we have processed as you requested. If you did not specify a cost basis calculation method, then we have defaulted to the first in, first out (FIFO) method. Please consult your tax advisor if you need additional information about cost basis. If you do not keep in contact with the issuer or do not have any activity in your account for the time period specified by state law, your property may become subject to state unclaimed property laws and transferred to the appropriate state. For value received, ____________________________hereby sell, assign and transfer unto ________________________________________________________________________________________________________________________________ ________________________________________________________________________________________________________________________________ ________________________________________________________________________________________________________________________________ _______________________________________________________________________________________________________________________ Shares _______________________________________________________________________________________________________________________ Attorney Dated: __________________________________________20__________________ Signature: ____________________________________________________________ Signature: ____________________________________________________________ Notice: The signature to this assignment must correspond with the name as written upon the face of the certificate, in every particular, without alteration or enlargement, or any change whatever. PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE (PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING POSTAL ZIP CODE, OF ASSIGNEE) of the common stock represented by the within Certificate, and do hereby irrevocably constitute and appoint to transfer the said stock on the books of the within-named Company with full power of substitution in the premises. . DRIL-QUIP, INC. THE COMPANY WILL FURNISH WITHOUT CHARGE TO EACH SHAREHOLDER WHO SO REQUESTS, A SUMMARY OF THE POWERS, DESIGNATIONS, PREFERENCES AND RELATIVE, PARTICIPATING, OPTIONAL OR OTHER SPECIAL RIGHTS OF EACH CLASS OF STOCK OF THE COMPANY AND THE QUALIFICATIONS, LIMITATIONS OR RESTRICTIONS OF SUCH PREFERENCES AND RIGHTS, AND THE VARIATIONS IN RIGHTS, PREFERENCES AND LIMITATIONS DETERMINED FOR EACH SERIES, WHICH ARE FIXED BY THE ARTICLES OF INCORPORATION OF THE COMPANY, AS AMENDED, AND THE RESOLUTIONS OF THE BOARD OF DIRECTORS OF THE COMPANY, AND THE AUTHORITY OF THE BOARD OF DIRECTORS TO DETERMINE VARIATIONS FOR FUTURE SERIES. SUCH REQUEST MAY BE MADE TO THE OFFICE OF THE SECRETARY OF THE COMPANY OR TO THE TRANSFER AGENT. THE BOARD OF DIRECTORS MAY REQUIRE THE OWNER OF A LOST OR DESTROYED STOCK CERTIFICATE, OR HIS LEGAL REPRESENTATIVES, TO GIVE THE COMPANY A BOND TO INDEMNIFY IT AND ITS TRANSFER AGENTS AND REGISTRARS AGAINST ANY CLAIM THAT MAY BE MADE AGAINST THEM ON ACCOUNT OF THE ALLEGED LOSS OR DESTRUCTION OF ANY SUCH CERTIFICATE. Signature(s) Guaranteed: Medallion Guarantee Stamp THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (Banks, Stockbrokers, Savings and Loan Associations and Credit Unions) WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15. The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations: TEN COM - as tenants in common UNIF GIFT MIN ACT -............................................Custodian ................................................ (Cust) (Minor) TEN ENT - as tenants by the entireties under Uniform Gifts to Minors Act......................................................... (State) JT TEN - as joint tenants with right of survivorship UNIF TRF MIN ACT -............................................Custodian (until age ................................) and not as tenants in common (Cust) .............................under Uniform Transfers to Minors Act ................... (Minor) (State) Additional abbreviations may also be used though not in the above list.


 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-Q’ Filing    Date    Other Filings
Filed on:4/26/188-K
For Period end:3/31/18
1/1/11
 List all Filings 


13 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/27/24  Dril-Quip Inc.                    10-K       12/31/23  120:14M                                    Donnelley … Solutions/FA
 5/09/23  Dril-Quip Inc.                    10-Q        3/31/23   59:6.1M                                   Donnelley … Solutions/FA
 3/01/23  Dril-Quip Inc.                    10-K       12/31/22  109:18M                                    Donnelley … Solutions/FA
10/27/22  Dril-Quip Inc.                    10-Q        9/30/22   61:11M                                    Donnelley … Solutions/FA
 7/28/22  Dril-Quip Inc.                    10-Q        6/30/22   61:10M                                    Donnelley … Solutions/FA
 4/28/22  Dril-Quip Inc.                    10-Q        3/31/22   59:7.5M                                   Donnelley … Solutions/FA
 2/23/22  Dril-Quip Inc.                    10-K       12/31/21  108:16M                                    Donnelley … Solutions/FA
10/28/21  Dril-Quip Inc.                    10-Q        9/30/21   61:10M                                    Donnelley … Solutions/FA
 7/29/21  Dril-Quip Inc.                    10-Q        6/30/21   61:10M                                    ActiveDisclosure/FA
 6/25/21  Dril-Quip Inc.                    S-8         6/25/21    4:117K                                   Donnelley … Solutions/FA
 4/29/21  Dril-Quip Inc.                    10-Q        3/31/21   61:7.4M                                   ActiveDisclosure/FA
 2/25/21  Dril-Quip Inc.                    10-K       12/31/20  111:17M                                    ActiveDisclosure/FA
10/29/20  Dril-Quip Inc.                    10-Q        9/30/20   61:10M                                    ActiveDisclosure/FA
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Filing Submission 0001042893-18-000007   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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