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Pengo Industries Inc, et al. – ‘SC 13G’ on 2/17/98 re: Weiners Stores Inc

As of:  Tuesday, 2/17/98   ·   Accession #:  1001746-98-15   ·   File #:  5-53377

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/17/98  Pengo Industries Inc              SC 13G                 1:10K  Weiners Stores Inc                Dillon Bitar & Luther/FA
          Pengo Industries Inc
          Pengo Securities Corp.
          Pengo, L.L.C.
          Randall D. Smith
          RDS Group Holdings, Inc.
          SDR Group Holdings, Inc.

Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G      Statement of Beneficial Ownership                      7     26K 


Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
3Item 1(a). Name of Issuer:
"Item 1(b). Address of Issuer's Principal Executive Offices:
"Item 2(a). Name of Person Filing:
"Item 2(b). Address of Principal Business Office or, if None, Residence:
"Item 2(c). Citizenship:
4Item 2(d). Title of Class of Securities:
"Item 2(e). CUSIP No.:
"Item 3. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
5Item 4. Ownership
"Item 5. Ownership of Five Percent or Less of a Class
"Item 6. Ownership of More Than Five Percent on Behalf of Another Person
6Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
"Item 8. Identification and Classification of Members of the Group
"Item 9. Notice of Dissolution of Group
"Item 10. Certification
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SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Information to be included in statements filed pursuant to 240- 13d-1(b),(c) and (d) and amendments thereto filed pursuant to 240.13d-2 WEINER'S STORES, INC. --------------------------------- (Name of Issuer) Common Stock --------------------------------- (Title of Class of Securities) 817648-10-8 --------------------------------- (CUSIP Number) February 14, 1998 --------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed [ ] Rule 13d-1(b) (Qualified Investor) [ ] Rule 13d-1(c) (Passive Investor) [X] Rule 13d-1(d) (Exempt Investor) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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SCHEDULE 13G CUSIP No. 817648-10-8 _________________________________________________________________ 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Pengo Securities Corp. Pengo, L.L.C. Pengo Industries, Inc. RDS Group Holdings, Inc. SDR Group Holdings, Inc. Randall D. Smith _________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (See instructions) (b) [ ] _________________________________________________________________ 3. SEC USE ONLY _________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION New York _________________________________________________________________ : : 5. SOLE VOTING POWER 1,135,435 Number of Shares :____________________________________________ : Beneficially Owned: 6. SHARED VOTING POWER -- 0 -- :____________________________________________ by Each Reporting : : 7. SOLE DISPOSITIVE POWER 1,135,435 Reporting Person :____________________________________________ : With : 8. SHARED DISPOSITIVE POWER -- 0 -- ____________________:____________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,135,435 _________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* (See Instructions) [ ] _________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.1% _________________________________________________________________ 12. TYPE OF REPORTING PERSON (See Instructions) CO _________________________________________________________________
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Item 1(a). Name of Issuer: Weiner's Stores, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 6005 Westview Drive Houston, Texas 77055 Item 2(a). Name of Person Filing: Item 2(b). Address of Principal Business Office or, if None, Residence: Item 2(c). Citizenship: A. Pengo Securities Corp. (a New York corporation) 885 Third Avenue New York, New York 10022 B. SDR Group Holdings, Inc. (a New York corporation) 885 Third Avenue New York, New York 10022 C. Pengo Industries, Inc. (a Texas corporation) c/o SDR Group Holdings, Inc. 885 Third Avenue New York, New York 10022 D. Pengo, L.L.C. (a Delaware limited liability company) 885 Third Avenue New York, New York 10022 E. RDS Group Holdings, Inc. (a New Jersey corporation) c/o SDR Group Holdings, Inc. 885 Third Avenue New York, New York 10022 F. Randall D. Smith (an individual with U.S. citizenship) 885 Third Avenue New York, New York 10022
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Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP No.: 817648-10-8 Item 3. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as fined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [ ] An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(J). If this statement is filed pursuant to 240.13d-1(c), check this box. [ ]
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Item 4. Ownership. Provide the following information regarding the aggregate number and percent of the class of securities of the issuer identified in Item 1. (a) Amount Beneficially Owned: 1,135,435 (b) Percent of Class: 6.1% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 1,135,435 _________ (ii) Shared power to vote or to direct the vote: -- 0 -- _________ (iii) Sole power to dispose or to direct the disposition of: 1,135,435 _________ (iv) Shared power to dispose or to direct the disposition of: -- 0 -- _________ Instructions for computations regarding securities which represent a right to acquire underlying security, see 240.13d- 13(d)(1). Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. Ownership of More Than Five Percent on Behalf of Another Person. N/A
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Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. N/A Item 8. Identification and Classification of Members of the Group. N/A Item 9. Notice of Dissolution of Group. N/A Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of such securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
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SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 9, 1998 ________________________________ (Date) PENGO SECURITIES CORP. By: DAVID A. PERSING ________________________________ Name: David A. Persing Title: Senior Vice President PENGO INDUSTRIES, INC. By: DAVID A. PERSING ________________________________ Name: David A. Persing Title: Senior Vice President SDR GROUP HOLDINGS, INC. By: DAVID A. PERSING ________________________________ Name: David A. Persing Title: Senior Vice President PENGO, L.L.C. By: DAVID A. PERSING ________________________________ Name: David A. Persing Title: Senior Vice President RDS GROUP HOLDINGS, INC. By: DAVID A. PERSING ________________________________ Name: David A. Persing Title: Senior Vice President RANDALL D. SMITH ________________________________ Randall D. Smith

Dates Referenced Herein

Referenced-On Page
This ‘SC 13G’ Filing    Date First  Last      Other Filings
Filed on:2/17/98None on these Dates
2/14/981
2/9/987
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Filing Submission 0001001746-98-000015   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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