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ConnectOne Bancorp, Inc. – ‘S-4’ on 9/28/15 – EX-25.1

On:  Monday, 9/28/15, at 4:36pm ET   ·   Accession #:  930413-15-3780   ·   File #:  333-207169

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 9/28/15  ConnectOne Bancorp, Inc.          S-4                    7:612K                                   Command Financial

Registration of Securities Issued in a Business-Combination Transaction   —   Form S-4
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-4         Registration of Securities Issued in a              HTML    227K 
                          Business-Combination Transaction                       
 2: EX-5.1      Opinion re: Legality                                HTML      9K 
 3: EX-23.1     Consent of Experts or Counsel                       HTML      5K 
 4: EX-24.1     Power of Attorney                                   HTML     10K 
 5: EX-25.1     Statement re: Eligibility of Trustee                HTML     32K 
 6: EX-99.1     Miscellaneous Exhibit                               HTML     69K 
 7: EX-99.2     Miscellaneous Exhibit                               HTML     14K 


EX-25.1   —   Statement re: Eligibility of Trustee

This exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]

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Exhibit 25.1

 

 

securities and exchange commission

Washington, D.C. 20549

 

 

 

FORM T-1

 

Statement of Eligibility Under

The Trust Indenture Act of 1939 of a

Corporation Designated to Act as Trustee

Check if an Application to Determine Eligibility of

a Trustee Pursuant to Section 305(b)(2)

 

 

 

U.S. BANK NATIONAL ASSOCIATION

(Exact name of Trustee as specified in its charter)

 

31-0841368

I.R.S. Employer Identification No.

 

800 Nicollet Mall
Minneapolis, Minnesota
  55402
(Address of principal executive offices)   (Zip Code)

 

Stephanie Roche

U.S. Bank National Association

21 South Street

Morristown, NJ 07960

(973) 898-7160

(Name, address and telephone number of agent for service)

 

ConnectOne Bancorp, Inc

(Issuer with respect to the Securities)

New Jersey   26-1998619
(State or other jurisdiction of incorporation or organization)   (I.R.S. Employer Identification No.)
     
301 Sylvan Avenue
Englewood Cliffs, New Jersey
  07632
(Address of Principal Executive Offices)   (Zip Code)

 

ConnectOne Bancorp, Inc.

5.75 Fixed to Floating Subordinated Notes due 2025

(Title of the Indenture Securities)

 
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FORM T-1

 

Item 1. GENERAL INFORMATION.  Furnish the following information as to the Trustee.
     
  a) Name and address of each examining or supervising authority to which it is subject.
      Comptroller of the Currency
      Washington, D.C.
       
  b) Whether it is authorized to exercise corporate trust powers.
      Yes

 

 

Item 2. AFFILIATIONS WITH OBLIGOR.  If the obligor is an affiliate of the Trustee, describe each such affiliation.
  None

 

Items 3-15 Items 3-15 are not applicable because to the best of the Trustee’s knowledge, the obligor is not in default under any Indenture for which the Trustee acts as Trustee.
     
Item 16. LIST OF EXHIBITS:  List below all exhibits filed as a part of this statement of eligibility and qualification.
     
  1. A copy of the Articles of Association of the Trustee.*
     
  2. A copy of the certificate of authority of the Trustee to commence business, attached as Exhibit 2.
     
  3. A copy of the certificate of authority of the Trustee to exercise corporate trust powers, attached as Exhibit 3.
     
  4. A copy of the existing bylaws of the Trustee.**
     
  5. A copy of each Indenture referred to in Item 4.  Not applicable.
     
  6. The consent of the Trustee required by Section 321(b) of the Trust Indenture Act of 1939, attached as Exhibit 6.
     
  7. Report of Condition of the Trustee as of June 30, 2015 published pursuant to law or the requirements of its supervising or examining authority, attached as Exhibit 7.

 

* Incorporated by reference to Exhibit 25.1 to Amendment No. 2 to registration statement on S-4, Registration Number 333-128217 filed on November 15, 2005.

 

** Incorporated by reference to Exhibit 25.1 to registration statement on form S-3ASR, Registration Number 333-199863 filed on November 5, 2014.
2
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SIGNATURE

 

Pursuant to the requirements of the Trust Indenture Act of 1939, as amended, the Trustee, U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America, has duly caused this statement of eligibility and qualification to be signed on its behalf by the undersigned, thereunto duly authorized, all in the Town of Morristown, State of New Jersey on the of September 23, 2015.

 

  By: /s/ Stephanie Roche  
    Stephanie Roche  
    Vice President  
3
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Exhibit 2

 

Office of the Comptroller of the Currency  
  Washington, DC 20219

 

CERTIFICATE OF CORPORATE EXISTENCE

 

I, Thomas J. Curry, Comptroller of the Currency, do hereby certify that:

 

1. The Comptroller of the Currency, pursuant to Revised Statutes 324, et seq, as amended, and 12 USC 1, et seq, as amended, has possession, custody, and control of all records pertaining to the chartering, regulation, and supervision of all national banking associations.

 

2. “U.S. Bank National Association,” Cincinnati, Ohio (Charter No. 24), is a national banking association formed under the laws of the United States and is authorized thereunder to transact the business of banking on the date of this certificate.

 

IN TESTIMONY WHEREOF, today, July 3, 2015, I have hereunto subscribed my name and caused my seal of office to be affixed to these presents at the U.S. Department of the Treasury, in the City of Washington, District of Columbia.

 

 
Comptroller of the Currency
 
 
 
4
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Exhibit 3

 

Office of the Comptroller of the Currency  
  Washington, DC 20219

 

CERTIFICATION OF FIDUCIARY POWERS

 

I, Thomas J. Curry, Comptroller of the Currency, do hereby certify that:

 

1. The Office of the Comptroller of the Currency, pursuant to Revised Statutes 324, et seq, as amended, and 12 USC 1, et seq, as amended, has possession, custody, and control of all records pertaining to the chartering, regulation, and supervision of all national banking associations.

 

2. “U.S. Bank National Association,” Cincinnati, Ohio (Charter No. 24), was granted, under the hand and seal of the Comptroller, the right to act in all fiduciary capacities authorized under the provisions of the Act of Congress approved September 28, 1962, 76 Stat. 668, 12 USC 92a, and that the authority so granted remains in full force and effect on the date of this certificate.

 

IN TESTIMONY WHEREOF, today. July 3, 2015, I have hereunto subscribed my name and caused my seal of office to be affixed to these presents at the U.S. Department of the Treasury, in the City of Washington, District of Columbia.

 

Comptroller or the Currency
 
 
 
5
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Exhibit 6

 

CONSENT

 

In accordance with Section 321(b) of the Trust Indenture Act of 1939, the undersigned, U.S. BANK NATIONAL ASSOCIATION hereby consents that reports of examination of the undersigned by Federal, State, Territorial or District authorities may be furnished by such authorities to the Securities and Exchange Commission upon its request therefor.

 

Dated: September 23, 2015

 

  By: /s/ Stephanie Roche  
    Stephanie Roche  
    Vice President  
6
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Exhibit 7

U.S. Bank National Association

Statement of Financial Condition

As of 6/30/2015

 

($000’s)

 

Assets   6/30/2015
Cash and Balances Due From  $17,896,807 
Depository Institutions     
Securities   102,874,924 
Federal Funds   53,692 
Loans & Lease Financing Receivables   252,013,047 
Fixed Assets   4,310,148 
Intangible Assets   13,076,832 
Other Assets   23,776,797 
Total Assets  $414,002,247 
      
Liabilities     
Deposits  $307,828,983 
Fed Funds   1,465,991 
Treasury Demand Notes   0 
Trading Liabilities   885,507 
Other Borrowed Money   46,539,645 
Acceptances   0 
Subordinated Notes and Debentures   3,650,000 
Other Liabilities   11,984,151 
Total Liabilities  $372,354,277 
      
Equity     
Common and Preferred Stock   18,200 
Surplus   14,266,400 
Undivided Profits   26,502,086 
Minority Interest in Subsidiaries   861,284 
Total Equity Capital  $41,647,970 
      
Total Liabilities and Equity Capital  $414,002,247 
7

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘S-4’ Filing    Date First  Last      Other Filings
Filed on:9/28/154
9/23/15368-K
7/3/1545
6/30/15210-Q,  8-K
11/5/142
11/15/052
 List all Filings 
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Filing Submission 0000930413-15-003780   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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