SEC Info - Horton D R Inc/DE - ‘S-3MEF’ on 3/10/97

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Horton D R Inc/DE – ‘S-3MEF’ on 3/10/97

As of: Monday, 3/10/97 · Effective: 3/10/97 · Accession #: 930661-97-556 · File #s: 333-21183, 333-23071

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 3/10/97  Horton D R Inc/DE                 S-3MEF      3/10/97    3:13K                                    Donnelley RR & So… Co/FA

Registration of Additional Securities — Form S-3
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-3MEF      Registration of Additional Securities                  5     19K 
 2: EX-5.1      Legal Opinion                                          2     10K 
 3: EX-23.2     Accountant's Consent                                   1      6K

S-3MEF — Registration of Additional Securities

S-3MEF 1st Page of 5 TOC ↑Top Previous Next ↓Bottom Just 1st
 
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON MARCH 10, 1997  
                                               Registration No. 333-
------------------------------------------------------------------------------- 
------------------------------------------------------------------------------- 

SECURITIES AND EXCHANGE COMMISSION  
WASHINGTON, D.C. 20549  

-----------   

FORM S-3  
REGISTRATION STATEMENT  
UNDER 
THE SECURITIES ACT OF 1933  

-----------   

D.R. HORTON, INC. 
(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)  

DELAWARE                              75-2386963  
(STATE OR OTHER JURISDICTION OF               (I.R.S. EMPLOYER          
INCORPORATION OR ORGANIZATION)             IDENTIFICATION NUMBER)       

                                     CHARLES N. WARREN
                                     SENIOR VICE PRESIDENT
                                     AND GENERAL COUNSEL
                                     1901 ASCENSION BLVD., SUITE 100
                                    ARLINGTON, TEXAS 76006
                                    (817) 856-8200
1901 ASCENSION BLVD., SUITE 100      (NAME, ADDRESS, INCLUDING ZIP CODE,
ARLINGTON, TEXAS 76006                           AND            
         (817) 856-8200             TELEPHONE NUMBER, INCLUDING AREA CODE,
(ADDRESS, INCLUDING ZIP CODE, AND            OF AGENT FOR SERVICE)        
TELEPHONE                                         
NUMBER, INCLUDING AREA CODE, OF                                         
REGISTRANT'S                                          
PRINCIPAL EXECUTIVE OFFICES)                                          

COPIES OF COMMUNICATIONS TO:  

IRWIN F. SENTILLES, III                   DANIEL J. ZUBKOFF     
GIBSON, DUNN & CRUTCHER LLP              CAHILL GORDON & REINDEL    
1717 MAIN STREET, SUITE 5400                EIGHTY PINE STREET        
DALLAS, TEXAS 75201                 NEW YORK, NEW YORK 10005
(214) 698-3100                         (212) 701-3000   

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APPROXIMATE DATE OF COMMENCEMENT OF PROPOSED SALE TO THE PUBLIC: As soon as 
practicable after the effective date of this Registration Statement.            

-----------   

If the only securities being registered on this Form are being offered      
pursuant to dividend or interest reinvestment plans, please check the           
following box. [_]                                                              

If any of the securities being registered on this Form are to be offered on 
a delayed or continuous basis pursuant to Rule 415 under the Securities Act of  
1933, other than securities offered only in connection with dividend or         
interest reinvestment plans, check the following box. [_]                       

If this Form is filed to register additional securities for an offering     
pursuant to Rule 462(b) under the Securities Act, please check the following    
box and list the Securities Act registration statement number of the earlier    
effective registration statement for the same offering. [X] File No. 333-21183  

-----------   

If this Form is a post-effective amendment filed pursuant to Rule 462(c)    
under the Securities Act, check the following box and list the Securities Act   
registration statement number of the earlier effective registration statement   
for the same offering. [_]                                                      

-----------   

If delivery of the prospectus is expected to be made pursuant to Rule 434,  
please check the following box. [_]                                             

CALCULATION OF REGISTRATION FEE 

                                                        [Enlarge/Download Table]
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                                                          PROPOSED                    
                                          PROPOSED        MAXIMUM                     
 TITLE OF EACH CLASS OF    NUMBER OF       MAXIMUM       AGGREGATE                    
    SECURITIES TO BE     SHARES TO BE  OFFERING PRICE  OFFERING PRICE    AMOUNT OF    
       REGISTERED        REGISTERED(1) PER SHARE(2)(3)     (2)(3)     REGISTRATION FEE
--------------------------------------------------------------------------------------
                                                                                      
Common Stock, par value                                                               
 $.01 per share.........    115,000        $11.50        $1,322,500         $401      
--------------------------------------------------------------------------------------
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(1) Includes 15,000 shares of Common Stock which the Underwriters have the      
option to purchase from the Company to cover over-allotments, if any.   
(2) Estimated solely for purposes of calculating the registration fee.          
(3) Based on the average of the high and low prices of the Common Stock as      
reported on the New York Stock Exchange Composite Tape on March 6, 1997.

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S-3MEF 2nd Page of 5 TOC 1st Previous Next ↓Bottom Just 2nd
INCORPORATION BY REFERENCE OF REGISTRATION STATEMENT ON FORM S-3 FILE NO. 333-  
21183 

D.R. Horton, Inc. (the "Company") hereby incorporates by reference into this
Registration Statement on Form S-3 in its entirety the Registration Statement   
on Form S-3 (File No. 333-21183), as to which Post-Effective Amendment No. 1    
was declared effective on March 10, 1997 by the Securities and Exchange         
Commission (the "Commission"), including each of the documents filed by the     
Company with the Commission and incorporated or deemed to be incorporated by    
reference therein.                                                              

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SIGNATURES  

PURSUANT TO THE REQUIREMENTS OF THE SECURITIES ACT OF 1933, THE REGISTRANT  
CERTIFIES THAT IT HAS REASONABLE GROUNDS TO BELIEVE THAT IT MEETS ALL THE       
REQUIREMENTS FOR FILING ON FORM S-3 AND HAS DULY CAUSED THIS REGISTRATION       
STATEMENT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THEREUNTO DULY         
AUTHORIZED, IN THE CITY OF ARLINGTON, STATE OF TEXAS, ON MARCH 10, 1997.        

                     D.R. Horton, Inc.

                               By:    /s/ Donald R. Horton
                                           -----------------------------------
                        Donald R. Horton
                                 Chairman of the Board and
                 President

PURSUANT TO THE REQUIREMENTS OF THE SECURITIES ACT OF 1933, THIS            
REGISTRATION STATEMENT HAS BEEN SIGNED BY THE FOLLOWING PERSONS IN THE          
CAPACITIES AND ON THE DATES INDICATED.                                          

       SIGNATURE                        TITLE                 DATE

        Donald R. Horton             Chairman of the          March 10, 1997
-------------------------------------   Board and President                     
DONALD R. HORTON              (Principal                    
                  Executive Officer)

        Richard Beckwitt*            Director                 March 10, 1997
-------------------------------------                                           
RICHARD BECKWITT                                            

       Richard I. Galland*           Director                 March 10, 1997
-------------------------------------                                           
RICHARD I. GALLAND                                            

       Richard L. Horton*            Director                 March 10, 1997
-------------------------------------                                           
RICHARD L. HORTON                                           

       Terrill J. Horton*            Director                 March 10, 1997
-------------------------------------                                           
TERRILL J. HORTON                                           

      /s/ David J. Keller*           Treasurer, Chief         March 10, 1997
-------------------------------------   Financial Officer                       
DAVID J. KELLER              and Director                 
          (Principal
              Accounting and
                  Financial Officer)

1 

S-3MEF 4th Page of 5 TOC 1st Previous Next ↓Bottom Just 4th
       SIGNATURE                         TITLE                DATE

        Director
-------------------------------------                                           
FRANCINE I. NEFF                                            

         Scott J. Stone*              Director                March 10, 1997
-------------------------------------                                           
SCOTT J. STONE                                            

       Donald J. Tomnitz*             Director                March 10, 1997
-------------------------------------                                           
DONALD J. TOMNITZ                                           

*By: /s/ Donald R. Horton                                                       
----------------------------------                                          
DONALD R. HORTON                                            
ATTORNEY-IN-FACT                                            

2 

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EXHIBIT INDEX 

                                                                [Download Table]

EXHIBIT                                                      SEQUENTIALLY 
NUMBER                       EXHIBITS                        NUMBERED PAGE
-------                      --------                        -------------
                                                                          
 5.1    --Opinion of Gibson, Dunn & Crutcher LLP, Dallas,                 
         Texas, as to the validity of the shares of Common                
         Stock being registered                                           
23.1    --Consent of Gibson, Dunn & Crutcher LLP, Dallas,                 
         Texas (See Exhibit 5.1)                                          
23.2    --Consent of Ernst & Young LLP, Fort Worth, Texas                 
24.1    --Powers of Attorney (incorporated by reference to                
         Registration Statement                                           
         on Form S-3, File No. 333-21183)

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Dates Referenced Herein and Documents Incorporated by Reference

		Referenced-On Page
This ‘S-3MEF’ Filing	Date	First	Last	Other Filings

	3/11/97			424B1
Filed on / Effective on:	3/10/97	1	4	POS AM
	3/6/97	1
				List all Filings

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Filing Submission 0000930661-97-000556 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Horton D R Inc/DE – ‘S-3MEF’ on 3/10/97

As of: Monday, 3/10/97 · Effective: 3/10/97 · Accession #: 930661-97-556 · File #s: 333-21183, 333-23071

Registration of Additional Securities — Form S-3Filing Table of Contents

S-3MEF — Registration of Additional Securities

Dates Referenced Herein and Documents Incorporated by Reference

Registration of Additional Securities — Form S-3
Filing Table of Contents