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Horton D R Inc/DE – ‘POS EX’ on 4/20/98

As of:  Monday, 4/20/98   ·   Effective:  4/20/98   ·   Accession #:  930661-98-851   ·   File #:  333-44279

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 4/20/98  Horton D R Inc/DE                 POS EX      4/20/98    3:22K                                    Donnelley RR & So… Co/FA

Post-Effective Amendment to Add Exhibits
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: POS EX      Post Effective Amendment #1 to Form S-4                7     39K 
 2: EX-8.1      Tax Opinion of Gibson, Dunn & Crutcher LLP             3     11K 
 3: EX-8.2      Tax Opinion of Cahill Gordon & Reindel                 2      9K 


POS EX   —   Post Effective Amendment #1 to Form S-4
Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
2Item 21. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES. (a) EXHIBITS:
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AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON APRIL 20, 1998 Registration Statement No. 333-44279 =============================================================================== SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------------- POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ---------------- D.R. HORTON, INC. (Exact Name of Registrant as Specified in Its Charter) [Enlarge/Download Table] DELAWARE 1531 75-2386963 (STATE OR OTHER JURISDICTION (PRIMARY STANDARD INDUSTRIAL (I.R.S. EMPLOYER OF INCORPORATION OR ORGANIZATION) CLASSIFICATION CODE NUMBER) IDENTIFICATION NUMBER) 1901 ASCENSION BLVD., SUITE 100 ARLINGTON, TEXAS 76006 (817) 856-8200 (Address, Including Zip Code, and Telephone Number, Including Area Code, of Registrant's Principal Executive Offices) CHARLES N. WARREN, ESQ. SENIOR VICE PRESIDENT AND GENERAL COUNSEL D.R. HORTON, INC. 1901 ASCENSION BLVD., SUITE 100 ARLINGTON, TEXAS 76006 (817) 856-8200 (Name, Address, Including Zip Code, and Telephone Number, Including Area Code, of Agent For Service) COPIES OF COMMUNICATION TO: IRWIN F. SENTILLES, III, ESQ. GIBSON, DUNN & CRUTCHER LLP 1717 MAIN STREET, SUITE 5400 DALLAS, TEXAS 75201 (214) 698-3100 ---------------- APPROXIMATE DATE OF COMMENCEMENT OF PROPOSED SALE TO THE PUBLIC: As soon as practicable after the effective date of this Registration Statement and the effective time of the merger (the "Merger") of Continental Homes Holding Corp., a Delaware corporation ("Continental"), with and into D.R. Horton, Inc., a Delaware corporation ("Horton"), as described in the Agreement and Plan of Merger, dated as of December 18, 1997 (the "Merger Agreement"), between Horton and Continental attached as Appendix A to the Proxy Statement/Prospectus forming part of this Registration Statement. If the securities being registered on this Form are to be offered in connection with the formation of a holding company and there is compliance with General Instruction G, check the following box. If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ---------------- If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. THIS POST-EFFECTIVE AMENDMENT SHALL BECOME EFFECTIVE IN ACCORDANCE WITH SECTION 8(C) OF THE SECURITIES ACT OF 1933 OR ON SUCH DATE AS THE COMMISSION, ACTING PURSUANT TO SAID SECTION 8(C), MAY DETERMINE. ================================================================================
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This Post-Effective Amendment No. 1 to Form S-4 Registration Statement (Registration No. 333-44279) of D.R. Horton, Inc. is being filed pursuant to Rule 462(d) solely to add exhibits to Amendment No. 3 to Form S-4 Registration Statement that became effective on March 16, 1998. PART II INFORMATION NOT REQUIRED IN THE PROSPECTUS ITEM 21. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES. (a) EXHIBITS: EXHIBIT NUMBER EXHIBITS ------- -------- 2.1 Agreement and Plan of Merger, dated as of December 18, 1997, by and between D.R. Horton, Inc. and Continental Homes Holding Corp. (included in Joint Proxy Statement/Prospectus as Appendix A). The Registrant agrees to furnish supplementally a copy of omitted schedules to the Commission upon request. 3.1 Amended and Restated Certificate of Incorporation, as amended(1) 3.2 Amended and Restated Bylaws(2) 4.1 See Exhibits 3.1 and 3.2 4.2 Indenture, dated as of June 9, 1997, among Horton., the Guarantors named therein and American Stock Transfer & Trust Company, as Trustee(3) 4.3 First Supplemental Indenture, dated as of June 9, 1997, among Horton, the Guarantors named therein and American Stock Transfer & Trust Company, as Trustee(4) 4.4 Second Supplemental Indenture, dated as of September 30, 1997, among Horton, the Guarantors named therein and American Stock Transfer & Trust Company, as Trustee(7) 5.1 Opinion of Gibson, Dunn & Crutcher LLP *8.1 Tax Opinion of Gibson, Dunn & Crutcher LLP *8.2 Tax Opinion of Cahill Gordon & Reindel 10.1 Master Loan and Inter-Creditor Agreement, dated as of December 19, 1997, among D.R. Horton, Inc., as Borrower, NationsBank, N.A., Bank of America National Trust and Savings Association, Fleet National Bank, Bank United, Comerica Bank, The First National Bank of Chicago, Credit Lyonnais New York Branch, PNC Bank, National Association, Amsouth Bank of Alabama, Bank One, Arizona, NA, Societe Generale, Southwest Agency, First American Bank Texas, SSB, Harris Trust and Savings Bank, and Sanwa Bank California as Banks; and NationsBank, N.A., as Administrative Agent(6). 10.2 Restated Working Capital Line of Credit Agreement dated as of July 15, 1997, by and between D.R. Horton, Inc., as Borrower, and Barnett Bank, N.A., as Lender(5) 10.3 Noncompetition Agreement (Amendment No. 1 to Employment Agreement), dated as of December 18, 1997, by and between W. Thomas Hickcox and Continental Homes Holding Corp. 10.4 Noncompetition Agreement (Amendment No. 1 to Employment Agreement), dated as of December 18, 1997, by and between Bruce F. Dickson and Continental Homes Holding Corp. 11.1 Statement re computation of per share earnings. 12.1 Computations of ratio of earnings to fixed charges for D.R. Horton, Inc., Continental Homes Holding Corp. and the combined company. 23.1 Consent of Ernst & Young LLP 23.2 Consent of Arthur Andersen LLP 23.3 Consent of Whittington, McLemore, Land, Davis & White 23.4 Consent of Gibson, Dunn & Crutcher LLP (included in Exhibits 5.1 and 8.1) 23.5 Consent of Cahill Gordon & Reindel (included in Exhibit 8.2) 24.1 Powers of Attorney (included in Part II of the Registration Statement). II-1
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EXHIBIT NUMBER EXHIBITS ------- -------- 99.1 Consent of Donaldson, Lufkin & Jenrette Securities Corporation 99.2 Consent of Salomon Smith Barney 99.3 Consent of Morgan Stanley & Co. Incorporated ------------ * Filed herewith (1) Incorporated by reference from Exhibit 3.1 to the Registrant's Annual Report on Form 10-K for the fiscal year ended September 30, 1995, filed with the Commission on November 22, 1995. (2) Incorporated by reference from Exhibit 3.1 to the Registrant's Quarterly Report on Form 10-Q for the quarter ended March 31, 1997, filed with the Commission on May 14, 1997. (3) Incorporated by reference from Exhibit 4.1(a) to the Registrant's Registration Statement on Form S-3 (No. 333-27521), filed with the Commission on May 21, 1997. (4) Incorporated by reference from Exhibit 4.1 to the Registrant's Form 8-K/dated April 1, 1997, filed with the Commission on June 9, 1997. (5) Incorporated by reference to Exhibit 10.18 to the Registrant's Annual Report on Form 10-K for the fiscal year ended September 30, 1997, filed with the Commission on December 8, 1997. (6) Incorporated herein by reference from Exhibit 10.1 to the Registrant's Quarterly Report on Form 10-Q for the quarter ended December 31, 1997, filed with the Commission on January 27, 1998. (7) Incorporated by reference to Exhibit 4.4 to the Registrant's Annual Report on Form 10-K for the fiscal year ended September 30, 1997, filed with the Commission on December 8, 1997. II-2
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SIGNATURES AND POWERS OF ATTORNEY PURSUANT TO THE REQUIREMENTS OF THE SECURITIES ACT OF 1933, THE REGISTRANT HAS DULY CAUSED THIS POST-EFFECTIVE AMENDMENT NO. 1 TO ITS REGISTRATION STATEMENT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THEREUNTO DULY AUTHORIZED, IN THE CITY OF ARLINGTON, STATE OF TEXAS, ON APRIL 20, 1998. D.R. Horton, Inc By: /s/ DONALD R. HORTON ------------------------------------- DONALD R. HORTON CHAIRMAN OF THE BOARD AND PRESIDENT PURSUANT TO THE REQUIREMENTS OF THE SECURITIES ACT OF 1933, THIS POST- EFFECTIVE AMENDMENT NO. 1 TO THIS REGISTRATION STATEMENT HAS BEEN SIGNED BY THE FOLLOWING PERSONS IN THE CAPACITIES AND ON THE DATES INDICATED. [Download Table] Signature Title Date --------- ----- ---- /s/ DONALD R. HORTON Chairman of the Board and April 20, 1998 ------------------------------ President (Principal DONALD R. HORTON Executive Officer) /s/ RICHARD BECKWITT Director April 20, 1998 ------------------------------ RICHARD BECKWITT /s/ RICHARD I. GALLAND Director April 20, 1998 ------------------------------ RICHARD I. GALLAND /s/ RICHARD L. HORTON Director April 20, 1998 ------------------------------ RICHARD L. HORTON /s/ TERRILL J. HORTON Director April 20, 1998 ------------------------------ TERRILL J. HORTON /s/ DAVID J. KELLER Treasurer, Chief Financial April 20, 1998 ------------------------------ Officer and Director DAVID J. KELLER (Principal Accounting and Financial Officer) /s/ FRANCINE I. NEFF Director April 20, 1998 ------------------------------ FRANCINE I. NEFF /s/ SCOTT J. STONE Director April 20, 1998 ------------------------------ SCOTT J. STONE /s/ DONALD J. TOMNITZ Director April 20, 1998 ------------------------------ DONALD J. TOMNITZ II-3
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[Download Table] Director ------------------------------ W. THOMAS HICKCOX Director ------------------------------ BRADLEY S. ANDERSON II-4
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EXHIBIT INDEX EXHIBIT NUMBER EXHIBITS ------- -------- 2.1 Agreement and Plan of Merger, dated as of December 18, 1997, by and between D.R. Horton, Inc. and Continental Homes Holding Corp. (included in Joint Proxy Statement/Prospectus as Appendix A). The Registrant agrees to furnish supplementally a copy of omitted schedules to the Commission upon request. 3.1 Amended and Restated Certificate of Incorporation, as amended(1) 3.2 Amended and Restated Bylaws(2) 4.1 See Exhibits 3.1 and 3.2 4.2 Indenture, dated as of June 9, 1997, among Horton., the Guarantors named therein and American Stock Transfer & Trust Company, as Trustee(3) 4.3 First Supplemental Indenture, dated as of June 9, 1997, among Horton, the Guarantors named therein and American Stock Transfer & Trust Company, as Trustee(4) 4.4 Second Supplemental Indenture, dated as of September 30, 1997, among Horton, the Guarantors named therein and American Stock Transfer & Trust Company, as Trustee(7) 5.1 Opinion of Gibson, Dunn & Crutcher LLP *8.1 Tax Opinion of Gibson, Dunn & Crutcher LLP *8.2 Tax Opinion of Cahill Gordon & Reindel 10.1 Master Loan and Inter-Creditor Agreement, dated as of December 19, 1997, among D.R. Horton, Inc., as Borrower, NationsBank, N.A., Bank of America National Trust and Savings Association, Fleet National Bank, Bank United, Comerica Bank, The First National Bank of Chicago, Credit Lyonnais New York Branch, PNC Bank, National Association, Amsouth Bank of Alabama, Bank One, Arizona, NA, Societe Generale, Southwest Agency, First American Bank Texas, SSB, Harris Trust and Savings Bank, and Sanwa Bank California as Banks; and NationsBank, N.A., as Administrative Agent(6). 10.2 Restated Working Capital Line of Credit Agreement dated as of July 15, 1997, by and between D.R. Horton, Inc., as Borrower, and Barnett Bank, N.A., as Lender(5) 10.3 Noncompetition Agreement (Amendment No. 1 to Employment Agreement), dated as of December 18, 1997, by and between W. Thomas Hickcox and Continental Homes Holding Corp. 10.4 Noncompetition Agreement (Amendment No. 1 to Employment Agreement), dated as of December 18, 1997, by and between Bruce F. Dickson and Continental Homes Holding Corp. 11.1 Statement re computation of per share earnings. 12.1 Computations of ratio of earnings to fixed charges for D.R. Horton, Inc., Continental Homes Holding Corp. and the combined company. 23.1 Consent of Ernst & Young LLP 23.2 Consent of Arthur Andersen LLP 23.3 Consent of Whittington, McLemore, Land, Davis & White 23.4 Consent of Gibson, Dunn & Crutcher LLP (included in Exhibits 5.1 and 8.1) 23.5 Consent of Cahill Gordon & Reindel (included in Exhibit 8.2) 24.1 Powers of Attorney (included in Part II of the Registration Statement). 99.1 Consent of Donaldson, Lufkin & Jenrette Securities Corporation 99.2 Consent of Salomon Smith Barney 99.3 Consent of Morgan Stanley & Co. Incorporated ------------ * Filed herewith (1) Incorporated by reference from Exhibit 3.1 to the Registrant's Annual Report on Form 10-K for the fiscal year ended September 30, 1995, filed with the Commission on November 22, 1995. (2) Incorporated by reference from Exhibit 3.1 to the Registrant's Quarterly Report on Form 10-Q for the quarter ended March 31, 1997, filed with the Commission on May 14, 1997. (3) Incorporated by reference from Exhibit 4.1(a) to the Registrant's Registration Statement on Form S-3 (No. 333-27521), filed with the Commission on May 21, 1997.
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(4) Incorporated by reference from Exhibit 4.1 to the Registrant's Form 8-K/dated April 1, 1997, filed with the Commission on June 9, 1997. (5) Incorporated by reference to Exhibit 10.18 to the Registrant's Annual Report on Form 10-K for the fiscal year ended September 30, 1997, filed with the Commission on December 8, 1997. (6) Incorporated herein by reference from Exhibit 10.1 to the Registrant's Quarterly Report on Form 10-Q for the quarter ended December 31, 1997, filed with the Commission on January 27, 1998. (7) Incorporated by reference to Exhibit 4.4 to the Registrant's Annual Report on Form 10-K for the fiscal year ended September 30, 1997, filed with the Commission on December 8, 1997.

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘POS EX’ Filing    Date First  Last      Other Filings
Filed on / Effective on:4/20/9814
3/16/982
1/27/983710-Q
12/31/973710-Q
12/19/9726
12/18/9716
12/8/973710-K
9/30/972710-K,  DEF 14A
7/15/9726
6/9/97278-K/A
5/21/9736S-3
5/14/973610-Q
4/1/97378-K,  8-K/A
3/31/973610-Q
11/22/9536
9/30/9536
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