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- Alternative Formats (Word, et al.)
- Accounting Treatment
- Accounting Treatment of the Merger
- Additional Anti-Takeover Provisions
- Adjustment to Exchange Ratio
- Agreement
- Article 10 Termination of Agreement
- Article 11 Closing
- Article 12 Survival of Representations, Warranties, Covenants and Related Agreements; Indemnification
- Article 13 Post-Closing Covenants
- Article 14 Shareholder Representatives
- Article 15 General Provisions
- Article 1 Terms of Merger
- Article 2 Representations and Warranties of the Company, Shareholders and Principal Shareholders
- Article 3 Representations and Warranties of Each Principal Shareholder
- Article 4 Representations and Warranties of Maxwell and Newco
- Article 5 Covenants of the Company and Principal Shareholders
- Article 6 Covenants of Maxwell and Newco
- Article 7 Additional Pre-Closing Covenants of the Parties
- Article 8 Conditions to Closing by Maxwell and Newco
- Article 9 Conditions to Closing by the Company
- Background of the Merger
- Basic income (loss) per share:
- BUSINESS OF SEi
- Cash and cash equivalents
- Certain Covenants
- Certain Federal Income Tax Consequences
- Classes and Series of Capital Stock
- Closing
- Code
- Companies, The
- Company, The
- Comparative Market Prices
- Comparative Per Share Information
- Comparative Per Share Market Price Information
- COMPARISON OF RIGHTS OF SEi AND MAXWELL STOCKHOLDERS
- Competition
- Conditions of the Merger
- Conditions to the Merger
- Customers
- December __, 1998
- Delaware Law
- Diluted income (loss) per share:
- Dissenters' Rights Under California Law
- Dissenters' Rights Under Delaware Law
- DIVIDEND POLICY OF SEi
- Employee
- Employees
- Employer
- Escrow Agent
- Escrow Agreement
- Escrow/Stockholder Representatives
- Exchange of SEi Common Shares
- Exchange of SEi Options
- Exchange of Stock Certificates and Stock Option Agreements
- Exhibits and Financial Statement Schedules
- Experts
- Facilities
- Fiscal Year Ended December 31, 1996 as Compared to Fiscal Year Ended December 31, 1995
- Fiscal Year Ended December 31, 1997 as Compared to Fiscal Year Ended December 31, 1996
- General
- Gross profit
- Important Federal Income Tax Consequences
- Income taxes
- Indemnification of Directors and Officers
- Index to Financial Statements
- Industry Overview
- Interests of Certain Persons in the Merger
- Leases
- Legal Matters
- Liability of Officers, Directors, Employees and Agents; Indemnification
- Liquidity and Capital Resources
- Management
- MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS OF SEi
- Manufacturing and Suppliers
- Maxwell
- Maxwell Common Stock
- Maxwell's Reasons for the Merger
- Merger Consideration
- Merger, The
- Net income (loss)
- Noncompetition Agreement
- Operations
- Operations and Management of the Combined Companies After the Merger
- Other Interests of Officers and Directors in the Merger
- Other Voting Rights
- Overview
- Patents, Trademarks and Servicemarks
- Possible Adjustment to Exchange Ratio
- Preferred Stock
- Principal Shareholders
- Products and Services
- Proxies
- Proxy Statement
- QUESTIONS AND ANSWERS ABOUT THE MAXWELL/SEi Merger
- Recommendation to SEi Stockholders
- Regulatory, Environmental and Legal
- Removal of Directors
- Report of Independent Public Accountants
- Representations and Warranties
- Resales of Maxwell common stock by SEi Stockholders
- Research and development expenses
- Restrictions on Common Stock
- Results of Operations
- Revenues
- Rights of Dissenting Stockholders
- Risk Factors
- Risk Factors Relating to Maxwell
- Risk Factors Relating to the Merger
- Sales and Marketing
- SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT OF SEi
- SEi
- SEi Business Strategy
- SEi's Reasons for the Merger
- Selected Financial Data of Space Electronics Incorporated
- Selling, general and administrative expenses
- Shareholder Representatives
- Size and Election of the Board of Directors
- Space Electronics Incorporated
- SPECIAL MEETING OF SEi STOCKHOLDERS, The
- Special Meetings of Stockholders; Written Consents
- Stock Exchange Listing
- Stockholder
- Stockholder Representatives
- Stockholder Rights Plan
- Summary
- Summary Selected Unaudited Pro Forma Combined Financial Data
- Table of Contents
- Termination; Expenses; Amendments
- Termination of the Merger
- Terms of the Merger Agreement
- The Companies
- The Company
- The Merger
- THE SPECIAL MEETING OF SEi STOCKHOLDERS
- Unaudited Pro Forma Combined Financial Information
- Undertakings
- Vote Required
- Voting Agreements
- What if I am Not in Favor of the Merger
- What SEi Optionholders Will Receive
- What SEi Stockholders Will Receive
- What Will Happen to SEi
- Where you Can Find More Information
- Year 2000 Compliance
- 10.1 Termination
- 10.2 Effect of Termination
- 10.3 Costs and Expenses
- 1.10 Escrow
- 1.11 Exchange of Shares; Stock Transfer Books
- 11.1 The Closing
- 11.2 Further Acts
- 1.12 Treasury and Other Stock
- 1.13 Dissenting Shares
- 1.1 The Merger
- 12.1 General Liability Period
- 12.2 Tax Liability Period
- 12.3 Indemnity by the Shareholders
- 12.4 Tax Indemnity
- 12.5 Indemnity by Maxwell
- 12.6 Limitations on Recoverable Losses
- 12.7 Claims for Indemnification; Disputes
- 12.8 Indemnity as Exclusive Remedy
- 1.2 Closing Date of the Merger
- 13.1 Resale
- 13.2 Surviving Corporation Option Plan
- 13.3 Surviving Corporation Board of Advisors
- 13.4 Organization
- 1.3 Certificate of Incorporation of the Surviving Corporation
- 14.1 Appointment
- 14.2 Appointment Irrevocable
- 14.3 Shareholder Representatives Held Harmless
- 14.4 Duration; Succession
- 1.4 Bylaws of the Surviving Corporation
- 15.10 No Third Parties Benefitted
- 15.11 Recitals, Schedules and Exhibits
- 15.12 Section Headings
- 15.1 Entire Agreement; Modifications; Waiver
- 15.2 Severability
- 15.3 Successors and Assigns
- 15.4 Counterparts
- 15.5 Governing Law
- 15.6 Notices
- 15.7 Expenses
- 15.8 Recovery of Litigation Costs
- 15.9 Confidentiality
- 1.5 Board of Directors and Officers of the Surviving Corporation
- 1.6 Consideration; Cancellation of Company Common Stock
- 1.7 Adjustments to Exchange Ratio
- 1.8 Conversion of Newco Common Stock
- 1.9 No Fractional Shares
- 2.10 Real Property
- 2.11 Leases
- 2.12 Fixed Assets
- 2.13 Intellectual Property
- 2.14 Accounts Receivable
- 2.15 Licenses and Permits
- 2.16 Insurance
- 2.17 Absence of Certain Changes
- 2.18 Contracts
- 2.19 Client and Supplier Relationships
- 2.1 Organization and Good Standing
- 2.20 Compliance With Laws
- 2.21 No Undisclosed Liabilities
- 2.22 Employees
- 2.23 Litigation
- 2.24 Environmental Matters
- 2.25 Employee Benefits
- 2.26 Bank Accounts
- 2.27 Corporate Records
- 2.28 Accounting Records
- 2.29 Omitted
- 2.2 Subsidiaries
- 2.30 Affiliates
- 2.31 Brokers and Finders
- 2.32 Inventory
- 2.33 Year 2000 Compliance
- 2.34 Government Contracts
- 2.35 Product Liability and Warranties
- 2.36 Absence of Certain Payments
- 2.37 Registration Statement; Proxy Statement
- 2.3 Capital Structure of the Company
- 2.4 Authorization and Approvals
- 2.5 No Violations
- 2.6 Taxes
- 2.7 Transactions with Affiliates
- 2.8 Financial Statements
- 2.9 Title to Properties
- 3.1 Title to Shares
- 3.2 Authorization and Approvals
- 3.3 No Violations
- 4.10 Affiliates
- 4.1 Organization and Power; Foreign Qualification
- 4.2 Capital Structure of Maxwell and Newco
- 4.3 Authorization and Enforceability of Agreements
- 4.4 No Conflicts
- 4.5 Financial Statements and Commission Reports
- 4.6 Brokers and Finders
- 4.7 Exchange Shares
- 4.8 No Material Adverse Changes
- 4.9 Registration Statement; Proxy Statement/Prospectus
- 5.1 Covenants Pending Closing
- 5.2 Consents and Approvals; Fulfillment of Conditions
- 5.3 Acquisition Proposals
- 5.4 Notice
- 5.5 Access
- 5.6 Affiliates; Accounting and Tax Treatment
- 5.7 Publicity
- 5.8 Distribution of Proxy Statement/Prospectus; Shareholders' Approval
- 6.1 Consents and Approvals; Fulfillment of Conditions
- 6.2 Notice
- 6.3 Publicity
- 7.1 Preparation of Registration Statement
- 7.2 HSR Act
- 7.3 Disclosure Schedules
- 8.10 Investment Letter
- 8.11 Pooling Opinion
- 8.12 Escrow Agreement
- 8.13 Dissenting Shares
- 8.14 Securities Law
- 8.15 Nasdaq Listing
- 8.16 HSR Act
- 8.17 Technology Transfer Agreement with Full Circle Research
- 8.1 Accuracy of Representations and Warranties; Performance of Covenants
- 8.2 Consents
- 8.3 Shareholder Approval
- 8.4 No Litigation
- 8.5 Corporate Resolutions
- 8.6 Adverse Changes
- 8.7 Opinion of Counsel
- 8.8 Legislation
- 8.9 Employment and Noncompetition and Nondisclosure Agreements
- 9.10 Securities Law
- 9.11 Nasdaq Listing
- 9.12 HSR Act
- 9.1 Accuracy of Representations and Warranties; Performance of Covenants by Maxwell and Newco
- 9.2 Consents and Approvals
- 9.3 No Litigation
- 9.4 Corporate Resolutions
- 9.5 Adverse Changes
- 9.6 Legislation
- 9.7 Opinion of Counsel
- 9.8 Employment, Noncompetition and Non-Solicitation Agreements
- 9.9 Escrow Agreement
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1 | 1st Page - Filing Submission
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3 | December __, 1998
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5 | Proxy Statement
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6 | Table of Contents
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8 | QUESTIONS AND ANSWERS ABOUT THE MAXWELL/SEi Merger
|
10 | Summary
|
" | The Companies
|
" | Space Electronics Incorporated
|
11 | Recommendation to SEi Stockholders
|
" | The Merger
|
" | What SEi Stockholders Will Receive
|
" | What SEi Optionholders Will Receive
|
" | Possible Adjustment to Exchange Ratio
|
12 | Escrow/Stockholder Representatives
|
" | Resales of Maxwell common stock by SEi Stockholders
|
" | What Will Happen to SEi
|
" | Conditions of the Merger
|
" | Termination of the Merger
|
13 | Vote Required
|
" | Other Interests of Officers and Directors in the Merger
|
" | Important Federal Income Tax Consequences
|
" | Accounting Treatment
|
14 | What if I am Not in Favor of the Merger
|
" | Comparative Per Share Market Price Information
|
15 | Basic income (loss) per share:
|
" | Diluted income (loss) per share:
|
17 | Selected Financial Data of Space Electronics Incorporated
|
18 | Summary Selected Unaudited Pro Forma Combined Financial Data
|
19 | Comparative Per Share Information
|
" | Comparative Market Prices
|
20 | Risk Factors
|
" | Risk Factors Relating to the Merger
|
22 | Risk Factors Relating to Maxwell
|
29 | Competition
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31 | Year 2000 Compliance
|
36 | THE SPECIAL MEETING OF SEi STOCKHOLDERS
|
37 | Proxies
|
38 | Background of the Merger
|
39 | Maxwell's Reasons for the Merger
|
40 | SEi's Reasons for the Merger
|
42 | Interests of Certain Persons in the Merger
|
43 | Terms of the Merger Agreement
|
44 | Merger Consideration
|
" | Exchange of SEi Common Shares
|
" | Exchange of SEi Options
|
" | Adjustment to Exchange Ratio
|
" | Exchange of Stock Certificates and Stock Option Agreements
|
46 | Representations and Warranties
|
49 | Certain Covenants
|
50 | Conditions to the Merger
|
51 | Termination; Expenses; Amendments
|
52 | Voting Agreements
|
" | Certain Federal Income Tax Consequences
|
54 | Accounting Treatment of the Merger
|
" | Stock Exchange Listing
|
" | Rights of Dissenting Stockholders
|
" | Dissenters' Rights Under Delaware Law
|
57 | Dissenters' Rights Under California Law
|
59 | Operations and Management of the Combined Companies After the Merger
|
" | Operations
|
" | Management
|
60 | Unaudited Pro Forma Combined Financial Information
|
63 | BUSINESS OF SEi
|
" | General
|
64 | Industry Overview
|
66 | SEi Business Strategy
|
67 | Products and Services
|
69 | Sales and Marketing
|
" | Customers
|
70 | Manufacturing and Suppliers
|
" | Patents, Trademarks and Servicemarks
|
71 | Employees
|
" | Facilities
|
72 | Regulatory, Environmental and Legal
|
" | DIVIDEND POLICY OF SEi
|
73 | MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS OF SEi
|
" | Overview
|
" | Results of Operations
|
" | Revenues
|
" | Gross profit
|
" | Selling, general and administrative expenses
|
" | Research and development expenses
|
74 | Net income (loss)
|
" | Fiscal Year Ended December 31, 1997 as Compared to Fiscal Year Ended December 31, 1996
|
" | Income taxes
|
75 | Fiscal Year Ended December 31, 1996 as Compared to Fiscal Year Ended December 31, 1995
|
76 | Liquidity and Capital Resources
|
77 | SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT OF SEi
|
78 | COMPARISON OF RIGHTS OF SEi AND MAXWELL STOCKHOLDERS
|
" | Classes and Series of Capital Stock
|
" | SEi
|
" | Maxwell
|
" | Preferred Stock
|
" | Size and Election of the Board of Directors
|
79 | Removal of Directors
|
" | Other Voting Rights
|
" | Special Meetings of Stockholders; Written Consents
|
80 | Liability of Officers, Directors, Employees and Agents; Indemnification
|
81 | Restrictions on Common Stock
|
" | Maxwell Common Stock
|
82 | Stockholder Rights Plan
|
" | Additional Anti-Takeover Provisions
|
83 | Delaware Law
|
84 | Legal Matters
|
" | Experts
|
85 | Where you Can Find More Information
|
87 | Index to Financial Statements
|
88 | Report of Independent Public Accountants
|
94 | Cash and cash equivalents
|
98 | Leases
|
119 | Article 1 Terms of Merger
|
" | 1.1 The Merger
|
120 | 1.2 Closing Date of the Merger
|
" | 1.3 Certificate of Incorporation of the Surviving Corporation
|
" | 1.4 Bylaws of the Surviving Corporation
|
" | 1.5 Board of Directors and Officers of the Surviving Corporation
|
" | 1.6 Consideration; Cancellation of Company Common Stock
|
122 | 1.7 Adjustments to Exchange Ratio
|
123 | 1.8 Conversion of Newco Common Stock
|
" | 1.9 No Fractional Shares
|
" | 1.10 Escrow
|
124 | 1.11 Exchange of Shares; Stock Transfer Books
|
" | 1.12 Treasury and Other Stock
|
" | 1.13 Dissenting Shares
|
125 | Article 2 Representations and Warranties of the Company, Shareholders and Principal Shareholders
|
" | 2.1 Organization and Good Standing
|
" | 2.2 Subsidiaries
|
" | 2.3 Capital Structure of the Company
|
126 | 2.4 Authorization and Approvals
|
" | 2.5 No Violations
|
127 | 2.6 Taxes
|
128 | Code
|
" | 2.7 Transactions with Affiliates
|
129 | 2.8 Financial Statements
|
" | 2.9 Title to Properties
|
" | 2.10 Real Property
|
130 | 2.11 Leases
|
" | 2.12 Fixed Assets
|
" | 2.13 Intellectual Property
|
132 | 2.14 Accounts Receivable
|
133 | 2.15 Licenses and Permits
|
" | 2.16 Insurance
|
" | 2.17 Absence of Certain Changes
|
135 | 2.18 Contracts
|
137 | 2.19 Client and Supplier Relationships
|
" | 2.20 Compliance With Laws
|
" | 2.21 No Undisclosed Liabilities
|
" | 2.22 Employees
|
138 | 2.23 Litigation
|
139 | 2.24 Environmental Matters
|
141 | 2.25 Employee Benefits
|
143 | 2.26 Bank Accounts
|
" | 2.27 Corporate Records
|
" | 2.28 Accounting Records
|
" | 2.29 Omitted
|
" | 2.30 Affiliates
|
" | 2.31 Brokers and Finders
|
" | 2.32 Inventory
|
" | 2.33 Year 2000 Compliance
|
144 | 2.34 Government Contracts
|
" | 2.35 Product Liability and Warranties
|
" | 2.36 Absence of Certain Payments
|
145 | 2.37 Registration Statement; Proxy Statement
|
146 | Article 3 Representations and Warranties of Each Principal Shareholder
|
" | 3.1 Title to Shares
|
" | 3.2 Authorization and Approvals
|
" | 3.3 No Violations
|
147 | Article 4 Representations and Warranties of Maxwell and Newco
|
" | 4.1 Organization and Power; Foreign Qualification
|
" | 4.2 Capital Structure of Maxwell and Newco
|
" | 4.3 Authorization and Enforceability of Agreements
|
148 | 4.4 No Conflicts
|
" | 4.5 Financial Statements and Commission Reports
|
" | 4.6 Brokers and Finders
|
149 | 4.7 Exchange Shares
|
" | 4.8 No Material Adverse Changes
|
" | 4.9 Registration Statement; Proxy Statement/Prospectus
|
" | 4.10 Affiliates
|
150 | Article 5 Covenants of the Company and Principal Shareholders
|
" | 5.1 Covenants Pending Closing
|
152 | 5.2 Consents and Approvals; Fulfillment of Conditions
|
" | 5.3 Acquisition Proposals
|
153 | 5.4 Notice
|
" | 5.5 Access
|
154 | 5.6 Affiliates; Accounting and Tax Treatment
|
" | 5.7 Publicity
|
" | 5.8 Distribution of Proxy Statement/Prospectus; Shareholders' Approval
|
155 | Article 6 Covenants of Maxwell and Newco
|
" | 6.1 Consents and Approvals; Fulfillment of Conditions
|
" | 6.2 Notice
|
" | 6.3 Publicity
|
" | Article 7 Additional Pre-Closing Covenants of the Parties
|
" | 7.1 Preparation of Registration Statement
|
" | 7.2 HSR Act
|
156 | 7.3 Disclosure Schedules
|
" | Article 8 Conditions to Closing by Maxwell and Newco
|
157 | 8.1 Accuracy of Representations and Warranties; Performance of Covenants
|
" | 8.2 Consents
|
" | 8.3 Shareholder Approval
|
" | 8.4 No Litigation
|
" | 8.5 Corporate Resolutions
|
" | 8.6 Adverse Changes
|
" | 8.7 Opinion of Counsel
|
" | 8.8 Legislation
|
158 | 8.9 Employment and Noncompetition and Nondisclosure Agreements
|
" | 8.10 Investment Letter
|
" | 8.11 Pooling Opinion
|
" | 8.12 Escrow Agreement
|
" | 8.13 Dissenting Shares
|
" | 8.14 Securities Law
|
" | 8.15 Nasdaq Listing
|
" | 8.16 HSR Act
|
" | 8.17 Technology Transfer Agreement with Full Circle Research
|
159 | Article 9 Conditions to Closing by the Company
|
" | 9.1 Accuracy of Representations and Warranties; Performance of Covenants by Maxwell and Newco
|
" | 9.2 Consents and Approvals
|
" | 9.3 No Litigation
|
" | 9.4 Corporate Resolutions
|
" | 9.5 Adverse Changes
|
160 | 9.6 Legislation
|
" | 9.7 Opinion of Counsel
|
" | 9.8 Employment, Noncompetition and Non-Solicitation Agreements
|
" | 9.9 Escrow Agreement
|
" | 9.10 Securities Law
|
" | 9.11 Nasdaq Listing
|
" | 9.12 HSR Act
|
" | Article 10 Termination of Agreement
|
" | 10.1 Termination
|
161 | 10.2 Effect of Termination
|
" | 10.3 Costs and Expenses
|
162 | Article 11 Closing
|
" | Closing
|
" | 11.1 The Closing
|
" | 11.2 Further Acts
|
" | Article 12 Survival of Representations, Warranties, Covenants and Related Agreements; Indemnification
|
" | 12.1 General Liability Period
|
163 | 12.2 Tax Liability Period
|
" | 12.3 Indemnity by the Shareholders
|
" | 12.4 Tax Indemnity
|
165 | 12.5 Indemnity by Maxwell
|
" | 12.6 Limitations on Recoverable Losses
|
166 | 12.7 Claims for Indemnification; Disputes
|
168 | 12.8 Indemnity as Exclusive Remedy
|
" | Article 13 Post-Closing Covenants
|
" | 13.1 Resale
|
169 | 13.2 Surviving Corporation Option Plan
|
" | 13.3 Surviving Corporation Board of Advisors
|
" | 13.4 Organization
|
" | Article 14 Shareholder Representatives
|
" | Shareholder Representatives
|
" | 14.1 Appointment
|
170 | 14.2 Appointment Irrevocable
|
" | 14.3 Shareholder Representatives Held Harmless
|
171 | 14.4 Duration; Succession
|
" | Article 15 General Provisions
|
" | 15.1 Entire Agreement; Modifications; Waiver
|
" | 15.2 Severability
|
" | 15.3 Successors and Assigns
|
" | 15.4 Counterparts
|
" | 15.5 Governing Law
|
172 | 15.6 Notices
|
173 | 15.7 Expenses
|
" | 15.8 Recovery of Litigation Costs
|
" | 15.9 Confidentiality
|
174 | 15.10 No Third Parties Benefitted
|
" | 15.11 Recitals, Schedules and Exhibits
|
" | 15.12 Section Headings
|
175 | Principal Shareholders
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178 | Escrow Agreement
|
179 | Agreement
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185 | The Company
|
" | Stockholder Representatives
|
" | Escrow Agent
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199 | Employer
|
" | Employee
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203 | Noncompetition Agreement
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205 | Stockholder
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219 | Item 20. Indemnification of Directors and Officers
|
220 | Item 21. Exhibits and Financial Statement Schedules
|
221 | Item 22. Undertakings
|