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As Of Filer Filing For·On·As Docs:Size Issuer Agent 9/13/05 Ethan Allen Interiors Inc 10-K 6/30/05 20:1.9M Kelley Drye & Warren/FA |
Document/Exhibit Description Pages Size 1: 10-K Annual Report 06/30/2005 HTML 817K 2: EX-3 Exh 3(C)-1 - Cert of Amend-Cert of Desig-Stock HTML 14K 3: EX-4 Exh 4(A)-1 - Amend No 1 to Rights Agmt HTML 28K 4: EX-10 Exh 10(B) - Retirement Savings Plan HTML 207K 5: EX-10 Exh 10(B)-1 - 1st Amend to Retirement Sav Plan HTML 14K 6: EX-10 Exh 10(B)-2 - 2nd Amend to Retirement Sav Plan HTML 54K 7: EX-10 Exh 10(B)-3 - 3rd Amend to Retirement Sav Plan HTML 34K 8: EX-10 Exh 10(B)-4 - 4th Amend to Retirement Sav Plan HTML 49K 9: EX-10 Exh 10(B)-5 - 5th Amend to Retirement Sav Plan HTML 13K 10: EX-10 Exh 10(B)-6 - 6th Amend to Retirement Sav Plan HTML 12K 11: EX-10 Exh 10(G) - Credit Agreement HTML 508K 12: EX-10 Exh 10(H)-3 - 3rd Amend to Stock Option Plan HTML 12K 13: EX-10 Exh 10(H)-4 - Form of Option Agreement-Directors HTML 13K 14: EX-10 Exh 10(H)-5 - Form of Option Agreement-Employees HTML 14K 15: EX-21 Exh 21 - List of Subsidiaries HTML 13K 16: EX-23 Exh 23 - Report and Consent - Accounting Firm HTML 11K 17: EX-31 Exh 31 - Certification of Executive Officer HTML 16K 18: EX-31 Exh 31 - Certification of Financial Officer HTML 16K 19: EX-32 Exh 32.1 - Section 1350 Cert-Executive Officer HTML 10K 20: EX-32 Exh 32.2 - Section 1350 - Cert-Financial Officer HTML 9K
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Exhibit 3(c)-1
CERTIFICATE OF AMENDMENT
OF
CERTIFICATE OF DESIGNATIONS
OF
SERIES C JUNIOR PARTICIPATING PREFERRED STOCK
OF
ETHAN ALLEN INTERIORS INC.
IT IS HEREBY CERTIFIED THAT:
1. The Certificate of Designations of Series C Junior Participating Preferred Stock of Ethan Allen Interiors Inc. (the “Corporation”) is hereby amended by striking out Section 4(c) thereof and by substituting in its place the following new Section:
“4(c) The Company shall not issue any shares of Series C Preferred Stock except upon the exercise of Rights issued pursuant to that certain Rights Agreement dated as of June 26, 1996, between the Company and Computershare Investor Services, LLC, as may be amended from time to time (the “Rights Agreement”), a copy of which is on file with the Secretary of the Company at the principal executive office of the Company and shall be made available to holders of record of Common Stock or Series C Preferred Stock without charge upon written request therefore addressed to the Secretary of the Company. Notwithstanding the foregoing sentence, nothing contained in the provisions hereof shall prohibit or restrict the Company from issuing for any purpose any series of Preferred Stock with rights and privileges similar to, different from, or greater than those of the Series C Preferred Stock.”
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2. |
No shares of Series C Junior Participating Preferred Stock have been issued. |
3. Said amendment was duly adopted in accordance with the provisions of Section 151(g) of the General Corporation Law of the State of Delaware pursuant to the following resolution of the Board of Directors of the Corporation:
“Resolved, that the Amendment No. 1 to the Rights Agreement as submitted be approved and that the President is authorized to execute said Amendment along with such other documents, forms, filings or agreements necessary to carry our the intent of the Amendment and to take such further steps or actions necessary to fulfill the intent of the Amendment.”
[signature page follows]
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IN WITNESS WHEREOF, the Corporation has caused this certificate to be signed and attested to this 27th day of December, 2004.
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President |
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Attest:
/s/ Pamela A. Banks
Secretary
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| This ‘10-K’ Filing | Date | First | Last | Other Filings | |||||
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| Filed on: | 9/13/05 | ||||||||
| For Period End: | 6/30/05 | 5 | |||||||
| 6/26/96 | 1 | ||||||||
| List all Filings | |||||||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/24/23 Ethan Allen Interiors Inc. 10-K 6/30/23 105:10M RDG Filings/FA 8/29/22 Ethan Allen Interiors Inc. 10-K 6/30/22 107:11M RDG Filings/FA 8/19/21 Ethan Allen Interiors Inc. 10-K 6/30/21 104:10M RDG Filings/FA 8/27/20 Ethan Allen Interiors Inc. 10-K 6/30/20 105:10M RDG Filings/FA |