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As Of Filer Filing For·On·As Docs:Size Issuer Agent 9/11/14 Jnlny Separate Account I 485BPOS 9/15/14 5:4.7M Jackson Nat’l Sep A… - I → Jnlny Separate Account I ⇒ Elite Access |
Document/Exhibit Description Pages Size 1: 485BPOS Post-Effective Amendment HTML 220K 5: EX-99.10 Miscellaneous Exhibit HTML 4K 2: EX-99.4M Miscellaneous Exhibit HTML 4K 3: EX-99.5G Miscellaneous Exhibit HTML 4K 4: EX-99.9 Miscellaneous Exhibit HTML 9K
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
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Pre-Effective Amendment No.
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Post-Effective Amendment No. 9
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[X]
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and/or
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Amendment No. 353
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[X]
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Approximate Date of Proposed Public Offering:
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It is proposed that this filing will become effective (check appropriate box)
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immediately upon filing pursuant to paragraph (b)
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[X]
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on September 15, 2014 pursuant to paragraph (b)
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60 days after filing pursuant to paragraph (a)(1)
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on (date) pursuant to paragraph (a)(1).
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If appropriate, check the following box:
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this post-effective amendment designates a new effective date for a previously filed post-effective amendment
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Title of Securities Being Registered: the variable portion of Flexible Premium Fixed and Variable Deferred Annuity contracts
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► | Under the section titled "DEATH BENEFIT", the following additional payout option is added to the bulleted list under the subsection titled "Payout Options": |
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The Beneficiary may elect to receive distribution of the entire death benefit in a series of systematic withdrawals over a period not extending beyond the Beneficiary's life expectancy. The distributions must satisfy the minimum distribution requirements resulting from the death of the Owner as defined by the Internal Revenue Code and the implementing regulations. (See "Non-Qualified Contracts – Required Distributions" on page 41.) Upon the Beneficiary's death, under a tax-qualified Contract, the designated beneficiary may elect to continue such distributions or take a lump-sum distribution of the Contract Value. Under a non-qualified Contract, the designated beneficiary will receive a lump-sum distribution of the Contract Value.
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► | Under the section titled "DEATH BENEFIT", the following new subsection is added at the end thereof: |
Prior Fund Name
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New Fund Name
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Curian Guidance – Institutional Alt 100 Conservative Fund
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Curian Guidance - Alt 100 Conservative Fund
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Curian Guidance – Institutional Alt 100 Moderate Fund
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Curian Guidance - Alt 100 Moderate Fund
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Curian Guidance – Institutional Alt 100 Growth Fund
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Curian Guidance - Alt 100 Growth Fund
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Curian Guidance – International Opportunities Conservative Fund
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Curian Guidance – International Conservative Fund
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Curian Guidance – International Opportunities Moderate Fund
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Curian Guidance – International Moderate Fund
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Curian Guidance – International Opportunities Growth Fund
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Curian Guidance – International Growth Fund
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Curian/CenterSquare International REIT Fund
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Curian/CenterSquare International Real Estate Securities Fund
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► | The following new Funds are added to the list of Funds located on the back of the first page of the prospectus under the JNL Series Trust: |
JNL/Boston Partners Global Long Short Equity Fund
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JNL/JPMorgan U.S. Government & Quality Bond Fund
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JNL/Goldman Sachs U.S. Equity Flex Fund
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JNL/S&P International 5 Fund
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► | Under the section titled "FEES AND EXPENSES TABLES", in the subsection titled "Total Annual Fund Operating Expenses", the box containing the minimum and maximum total annual Fund operating expenses is revised as follows: |
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Minimum: 0.56%
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Maximum: 2.45%
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► | Under the section titled "FEES AND EXPENSES TABLES", in the subsection titled "Total Annual Fund Operating Expenses", the information in the Fund Operating Expenses table is: (1) added for the four new Funds listed above and revised for the JNL/Mellon Capital Utilities Sector Fund under the JNL Series Trust; and (2) revised for the Funds listed below under the JNL Variable Fund LLC: |
Fund Operating Expenses
(As an annual percentage of each Fund's average daily net assets)
Fund Name
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Management Fee
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Distribution and/or
Service
(12b-1) Fees
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Other Expenses
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Acquired Fund
Fees and Expenses
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Total Annual Fund Operating Expenses
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JNL Series Trust
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JNL/Boston Partners Global Long Short Equity
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1.20%
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0.20%
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1.05%G
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0.00%
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2.45%
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JNL/Goldman Sachs U.S. Equity Flex
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0.80%
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0.20%
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0.96%G
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0.00%
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1.96%
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JNL/JPMorgan U.S. Government & Quality Bond
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0.38%
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0.20%
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0.11%F
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0.01%
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0.70%
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JNL/S&P International 5 Fund
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0.45%
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0.20%
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0.15G
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0.00%
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0.80%
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JNL/Mellon Capital Utilities Sector
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0.34%
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0.20%
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0.18%G, T
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0.00%
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0.72%
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JNL Variable Fund LLC
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JNL/Mellon Capital Communications Sector
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0.32%
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0.20%
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0.16%G, T
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0.00%
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0.68%
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JNL/Mellon Capital Consumer Brands Sector
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0.29%
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0.20%
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0.16% G, T
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0.00%
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0.65%
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JNL/Mellon Capital Financial Sector
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0.29%
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0.20%
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0.16% G, T
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0.00%
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0.65%
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JNL/Mellon Capital Healthcare Sector
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0.29%
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0.20%
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0.16% G, T
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0.00%
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0.65%
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JNL/Mellon Capital Oil & Gas Sector
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0.28%
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0.20%
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0.16% G, T
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0.00%
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0.64%
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JNL/Mellon Capital Technology Sector
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0.29%
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0.20%
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0.16% G, T
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0.00%
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0.65%
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► | The section titled "EXAMPLE" is deleted and replaced in its entirety with the following: |
1 year
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3 years
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5 years
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10 years
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$1,027
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$1,646
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$2,234
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$4,206
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1 year *
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3 years
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5 years
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10 years
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$1,027
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$1,218
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$2,051
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$4,206
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1 year
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3 years
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5 years
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10 years
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$402
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$1,218
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$2,051
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$4,206
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► | Under the section titled "INVESTMENT DIVISIONS", the brief statement of the corresponding investment objective for the following new Funds is added as follows: |
Ø
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S&P Asia Pac Ex Japan Strategy
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Ø
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S&P Canada Strategy
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Ø
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S&P Europe Strategy
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Ø
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S&P Japan Strategy
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Ø
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S&P Middle East Strategy
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► | Under the section titled "INVESTMENT DIVISIONS", the brief statement of the corresponding investment objective for the following Funds is revised as follows: |
► | Effective September 15, 2014, the JNL/Mellon Capital NYSE® International 25 Fund merged into the JNL/Mellon Capital International Index Fund. |
► | The following paragraph is inserted following the list of Funds located on the back of the first page of the prospectus and under Appendix C, titled "ACCUMULATION UNIT VALUES", immediately preceding the tables of values of Accumulation Units: |
► | All other references to the JNL/Mellon Capital NYSE® International 25 Fund, along with any corresponding Fund expense or investment objective information, are deleted from the following sections of the prospectus: |
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The list of Funds located on the back of the first page of the prospectus;
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The fee table titled "Total Annual Fund Operating Expenses" under the section titled "FEES AND EXPENSES TABLES"; and
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The brief statements of investment objectives under the section titled "INVESTMENT DIVISIONS".
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► | Appendix A, titled "Trademarks, Service Marks, and Related Disclosures", is revised as follows: |
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All references to the JNL/Mellon Capital Communications Sector Fund, the JNL/Mellon Capital Consumer Brands Sector Fund, the JNL/Mellon Capital Financial Sector Fund, the JNL/Mellon Capital Healthcare Sector Fund, the JNL/Mellon Capital Oil & Gas Sector Fund, and the JNL/Mellon Capital Technology Sector Fund are deleted from the fourth paragraph on page A-1 and moved to the capitalized disclosures relating to MSCI Inc. on page A-5.
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The fourth paragraph on page A-1 is revised to read as follows:
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The third paragraph following the text box on page A-2 is deleted and replaced with the following:
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The last paragraph beginning on page A-4 is deleted.
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All references to the Dow Jones U.S. Select Dividend Index, Dow Jones U.S. Contrarian Opportunities, Dow Jones Select Dividend Index, The Dow 10, and the JNL/Mellon Capital JNL Optimized 5 Fund are deleted.
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All disclosures relating to the New York Stock Exchange, Inc. ("NYSE") and the NYSE Group, Inc. are deleted.
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► | In the section titled "General Information and History", the subsection titled "Trademarks, Service Marks, and Related Disclosures" is revised as follows: |
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All references to the JNL/Mellon Capital Communications Sector Fund, the JNL/Mellon Capital Consumer Brands Sector Fund, the JNL/Mellon Capital Financial Sector Fund, the JNL/Mellon Capital Healthcare Sector Fund, the JNL/Mellon Capital Oil & Gas Sector Fund, and the JNL/Mellon Capital Technology Sector Fund are deleted from the third paragraph and moved to the capitalized disclosures relating to MSCI Inc. beginning on page 8 and continuing on page 9.
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The second paragraph following the capitalized disclosure on page 3 is deleted and replaced with the following:
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All references to the Dow Jones U.S. Select Dividend Index, Dow Jones U.S. Contrarian Opportunities, Dow Jones Select Dividend Index, The Dow 10, and the JNL/Mellon Capital JNL Optimized 5 Fund are deleted.
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All disclosures relating to the New York Stock Exchange, Inc. ("NYSE") and the NYSE Group, Inc. are deleted.
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► | In the section titled "Condensed Financial Information", under the subsection titled "Accumulation Unit Values", the following paragraphs are inserted immediately preceding the tables of values of Accumulation Units: |
1. | Resolution of Depositor's Board of Directors authorizing the establishment of the Registrant, incorporated herein by reference to the Registrant's Registration Statement filed on October 3, 1997 (File Nos. 333-37175 and 811-08401). |
2. | Not Applicable. |
a.
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Amended and Restated General Distributor Agreement dated June 1, 2006, incorporated herein by reference to the Registration Statement filed on August 10, 2006 (File Nos. 333-136472 and 811-08664).
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b.
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Specimen of Selling Agreement (N2565 01/12), incorporated herein by reference to Registrant's Post-Effective Amendment No. 1, filed on April 25, 2012 (File Nos. 333-175720 and 811-08401).
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c.
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Specimen of Selling Agreement (N2565 08/12), incorporated herein by reference to Registrant's Post-Effective Amendment No. 4, filed on April 23, 2013 (File Nos. 333-183046 and 811-08401).
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d. | Specimen of Selling Agreement (N2565 06/14), incorporated herein by reference to Registrant's Post-Effective Amendment No. 13, filed on September 11, 2014 (File Nos. 333-183046 and 811-08401). |
a.
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Specimen of Individual Deferred Variable and Fixed Annuity Contract, incorporated herein by reference to the Registrant's Registration Statement filed on October 13, 2011 (File Nos. 333-177298 and 811-08401).
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b.
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Specimen of Individual Deferred Variable Annuity Contract, incorporated herein by reference to the Registrant's Registration Statement filed on October 13, 2011 (File Nos. 333-177298 and 811-08401).
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c.
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Specimen of Tax Sheltered Annuity Endorsement, incorporated herein by reference to the Registrant's Registration Statement filed on August 19, 2004 (File Nos. 333-118370 and 811-08401).
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d.
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Specimen of Retirement Plan Endorsement, incorporated herein by reference to the Registrant's Registration Statement filed on August 19, 2004 (File Nos. 333-118370 and 811-08401).
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e.
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Specimen of Individual Retirement Annuity Endorsement, incorporated herein by reference to the Registrant's Registration Statement filed on August 19, 2004 (File Nos. 333-118370 and 811-08401).
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f.
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Specimen of Roth IRA Endorsement, incorporated herein by reference to the Registrant's Registration Statement filed on August 19, 2004 (File Nos. 333-118370 and 811-08401).
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g.
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Specimen of Charitable Remainder Trust Endorsement, incorporated herein by reference to the Registrant's Pre-Effective Amendment filed on December 30, 2004 (File Nos. 333-119659 and 811-08401).
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h.
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Specimen of the Reduced Administration Charge Endorsement (7536 09/09), incorporated herein by reference to the Registrant's Post-Effective Amendment No. 39, filed on September 24, 2009 (File Nos. 333-70384 and 811-08401).
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i.
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Specimen of DOMA Endorsement, incorporated herein by reference to Registrant's Registration Statement filed on July 22, 2011 (File Nos. 333-175721 and 811-08401).
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j.
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Form of Defense of Marriage Act Endorsement (7718NY), incorporated herein by reference to Registrant's Post-Effective Amendment No. 8, filed on September 12, 2013 (File Nos. 333-183046 and 811-08401).
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k.
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Form of Individual Retirement Annuity Endorsement (7715NY), incorporated herein by reference to Registrant's Registration Statement, filed on December 20, 2013 (File Nos. 333-192972 and 811-08401).
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l.
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Form of Roth Individual Retirement Annuity Endorsement (7716NY), incorporated herein by reference to Registrant's Registration Statement, filed on December 20, 2013 (File Nos. 333-192972 and 811-08401).
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m.
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Form of Non-Qualified Stretch Annuity Endorsement (7723NY), attached hereto.
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a. | Form of Variable and Fixed Annuity Application (NV650 03/12), incorporated herein by reference to Registrant's Pre-Effective Amendment No. 1, filed on December 20, 2011 (File Nos. 333-177298 and 811-08401). |
b. | Form of Variable and Fixed Annuity Application (NV650 04/12), incorporated herein by reference to the Registrant's Post-Effective Amendment No. 1, filed on April 25, 2012 (File Nos. 333-177298 and 811-08401). |
c. | Form of Variable and Fixed Annuity Application (NV650 09/12), incorporated herein by reference to Registrant's Post-Effective Amendment No. 2, filed on August 27, 2012 (File Nos. 333-177298 and 811-08401). |
d.
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Form of Variable and Fixed Annuity Application (NV650 04/13), incorporated herein by reference to Registrant's Post-Effective Amendment No. 3, filed on April 23, 2013 (File Nos. 333-177298 and 811-08401).
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e.
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Form of Variable and Fixed Annuity Application (NV650 09/13), incorporated herein by reference to Registrant's Post-Effective Amendment No. 4, filed on September 12, 2013 (File Nos. 333-177298 and 811-08401).
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f.
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Form of Variable and Fixed Annuity Application (NV650 04/14), incorporated herein by reference to Registrant's Post-Effective Amendment No. 5, filed on January 15, 2014 (File Nos. 333-177298 and 811-08401).
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g.
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Form of Variable and Fixed Annuity Application (NV650 09/14), attached hereto.
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a.
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Declaration and Charter of Depositor, incorporated herein by reference to the Registrant's Registration Statement filed on October 3, 1997 (File Nos. 333-37175 and 811-08401).
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b.
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By-laws of Depositor, incorporated herein by reference to the Registrant's Registration Statement filed on October 3, 1997 (File Nos. 333-37175 and 811-08401).
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c.
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Amended By-Laws of Jackson National Life Insurance Company of New York, incorporated herein by reference to Registrant's Post-Effective Amendment No. 4, filed on April 23, 2013 (File Nos. 333-183046 and 811-08401).
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7. | Not Applicable. |
8. | Amended and Restated Administrative Services Agreement between Jackson National Asset Management, LLC and Jackson National Life Insurance Company, incorporated herein by reference to the Post-Effective Amendment No. 4, filed on April 23, 2013 (File Nos. 333-183048 and 811-08664). |
9. | Opinion and Consent of Counsel, attached hereto. |
10. | Consent of Independent Registered Public Accounting Firm, attached hereto. |
11. | Not Applicable. |
12. | Not Applicable. |
Name and Principal Business Address
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Positions and Offices with Depositor
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Director
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4A Rivermere Apartments
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Director
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20434 Crestview Drive
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Director
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200 Manor Road
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Director
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220 West Congress
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Director
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1640 Haslett Road, Suite 160
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Richard D. Ash
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Senior Vice President, Chief Actuary & Appointed
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1 Corporate Way
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Actuary
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Savvas (Steve) P. Binioris
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Senior Vice President
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1 Corporate Way
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Michele M. Binkley
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Vice President
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1 Corporate Way
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Dennis A. Blue
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Vice President
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1 Corporate Way
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Barrett M. Bonemer
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Vice President
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1 Corporate Way
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Jeffry R. Borton
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Vice President
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1 Corporate Way
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David L. Bowers
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Vice President
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300 Innovation Drive
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Vice President & Director
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1 Corporate Way
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Director
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7601 Technology Way
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Senior Vice President, Controller, Treasurer & Director
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1 Corporate Way
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James B. Croom
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Vice President
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1 Corporate Way
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Charles F. Field, Jr.
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Vice President
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300 Innovation Drive
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Dana R. Malesky Flegler
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Vice President
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1 Corporate Way
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Devkumar D. Ganguly
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Vice President
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1 Corporate Way
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James D. Garrison
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Vice President
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1 Corporate Way
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Senior Vice President, Chief Compliance & Governance Officer,
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1 Corporate Way
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Assistant Secretary & Director
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John K. Haack
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Vice President
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1 Corporate Way
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Robert W. Hajdu
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Vice President
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1 Corporate Way
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Vice President & Director
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1 Corporate Way
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Robert L. Hill
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Vice President
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1 Corporate Way
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Senior Vice President, Chief Risk Officer & Director
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1 Corporate Way
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Clifford J. Jack
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Executive Vice President & Head of Retail
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7601 Technology Way
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Thomas A. Janda
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Vice President
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1 Corporate Way
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Scott F. Klus
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Vice President
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1 Corporate Way
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Toni L. Klus
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Vice President
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1 Corporate Way
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Richard C. Liphardt
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Vice President
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1 Corporate Way
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Chief Administrative Officer &
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275 Grove Street
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Director
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Building #2
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4th floor
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Machelle A. McAdory
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Senior Vice President
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1 Corporate Way
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Diahn M. McHenry
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Vice President
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5913 Executive Drive
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Senior Vice President, General
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1 Corporate Way
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Counsel, Secretary & Director
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Keith R. Moore
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Senior Vice President
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1 Corporate Way
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Executive Vice President & Chief Financial Officer
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1 Corporate Way
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Russell E. Peck
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Vice President
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1 Corporate Way
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Laura L. Prieskorn
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Senior Vice President
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1 Corporate Way
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Dana S. Rapier
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Vice President
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5913 Executive Drive
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William R. Schulz
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Vice President
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1 Corporate Way
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Muhammad S. Shami
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Vice President
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1 Corporate Way
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James R. Sopha
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Chief Operating Officer
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1 Corporate Way
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Kenneth H. Stewart
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Senior Vice President
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1 Corporate Way
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Heather R. Strang
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Vice President
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1 Corporate Way
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Marcia L. Wadsten
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Vice President
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1 Corporate Way
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Bonnie G. Wasgatt
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Senior Vice President & Chief Information Officer
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1 Corporate Way
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President & Chief Executive Officer
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300 Innovation Drive
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(a) | Jackson National Life Distributors LLC acts as general distributor for the JNLNY Separate Account I. Jackson National Life Distributors LLC also acts as general distributor for the Jackson National Separate Account - I, the Jackson National Separate Account III, the Jackson National Separate Account IV, the Jackson National Separate Account V, the JNLNY Separate Account II, the JNLNY Separate Account IV, the Jackson Sage Variable Annuity Account A, the Jackson Sage Variable Life Account A, the Jackson SWL Variable Annuity Fund I, the JNL Series Trust, JNL Variable Fund LLC, JNL Investors Series Trust, and Curian Variable Series Trust. |
Name and Business Address
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Positions and Offices with Underwriter
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Greg Cicotte
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Manager, President & Chief Executive Officer
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7601 Technology Way
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Manager
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1 Corporate Way
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Clifford J. Jack
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Manager
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7601 Technology Way
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Manager
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1 Corporate Way
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Manager & Secretary
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1 Corporate Way
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Stephen M. Ash
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Vice President
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7601 Technology Way
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Jeffrey Bain
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Vice President
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7601 Technology Way
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Brad Baker
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Vice President
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7601 Technology Way
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James Bossert
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Senior Vice President
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7601 Technology Way
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Tori Bullen
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Senior Vice President
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7601 Technology Way
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Bill J. Burrow
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Senior Vice President
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7601 Technology Way
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Maura Collins
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Executive Vice President, Chief Financial Officer & FinOP
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7601 Technology Way
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Christopher Cord
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Vice President
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7601 Technology Way
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Assistant Secretary
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1 Corporate Way
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Luis Gomez
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Vice President
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7601 Technology Way
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Kevin Grant
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Senior Vice President
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7601 Technology Way
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Elizabeth Griffith
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Vice President
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300 Innovation Drive
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Thomas Hurley
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Senior Vice President
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7601 Technology Way
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Mark Jones
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Vice President
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7601 Technology Way
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Jim Livingston
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Executive Vice President, Operations
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7601 Technology Way
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Doug Mantelli
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Vice President
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7601 Technology Way
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Jennifer Meyer
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Vice President
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7601 Technology Way
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Steven O'Connor
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Vice President
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7601 Technology Way
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Allison Pearson
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Vice President
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7601 Technology Way
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Jeremy D. Rafferty
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Vice President
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7601 Technology Way
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Alison Reed
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Senior Vice President
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7601 Technology Way
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Kristan L. Richardson
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Assistant Secretary
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1 Corporate Way
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Scott Romine
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Executive Vice President, National Sales Manager
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7601 Technology Way
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Marilynn Scherer
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Vice President
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7601 Technology Way
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Kathleen Schofield
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Vice President
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7601 Technology Way
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Melissa Sommer
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Vice President
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7601 Technology Way
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Daniel Starishevsky
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Senior Vice President
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7601 Technology Way
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Ryan Strauser
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Vice President
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7601 Technology Way
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Denver, VO 80237
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Brian Sward
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Vice President
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7601 Technology Way
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Jeremy Swartz
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Vice President
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7601 Technology Way
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Robin Tallman
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Vice President & Controller
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7601 Technology Way
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Katie Turner
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Vice President
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7601 Technology Way
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Brad Whiting
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Vice President
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7601 Technology Way
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Daniel Wright
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Senior Vice President & Chief Compliance Officer
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7601 Technology Way
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Phil Wright
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Vice President
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7601 Technology Way
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Name of Principal Underwriter
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Net Underwriting Discounts and Commissions
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Compensation on Redemption or Annuitization
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Brokerage Commissions
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Compensation
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Jackson National Life Distributors LLC
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Not Applicable
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Not Applicable
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Not Applicable
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Not Applicable
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a)
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Jackson National Life Insurance Company of New York hereby undertakes to file a post-effective amendment to this registration statement as frequently as is necessary to ensure that the audited financial statements in the registration statement are never more than sixteen (16) months old for so long as payment under the variable annuity contracts may be accepted.
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b)
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Jackson National Life Insurance Company of New York hereby undertakes to include either (1) as part of any application to purchase a contract offered by the Prospectus, a space that an applicant can check to request a Statement of Additional Information, or (2) a postcard or similar written communication affixed to or included in the Prospectus that the applicant can remove to send for a Statement of Additional Information.
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c)
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Jackson National Life Insurance Company of New York hereby undertakes to deliver any Statement of Additional Information and any financial statement required to be made available under this Form promptly upon written or oral request.
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d)
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Jackson National Life Insurance Company of New York represents that the fees and charges deducted under the contract, in the aggregate, are reasonable in relation to the services rendered, the expenses to be incurred, and the risks assumed by Jackson National Life Insurance Company of New York.
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e)
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The Registrant hereby represents that any contract offered by the prospectus and which is issued pursuant to Section 403(b) of the Internal Revenue Code of 1986 as amended, is issued by the Registrant in reliance upon, and in compliance with, the Securities and Exchange Commission's industry-wide no-action letter to the American Council of Life Insurance (publicly available November 28, 1988) which permits withdrawal restrictions to the extent necessary to comply with IRS Section 403(b)(11).
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Michael A. Wells, President and
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Chief Executive Officer
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P. Chad Myers, Executive Vice President,
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and Chief Financial Officer
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Herbert G. May, III, Chief Administrative Officer
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and Director
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Thomas J. Meyer, Senior Vice President,
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General Counsel, Secretary and Director
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Laura L. Hanson, Vice President and
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Director
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John H. Brown, Vice President and Director
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Michael A. Costello, Senior Vice President,
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Controller, Treasurer and Director
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Julia A. Goatley, Senior Vice President, Chief
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Compliance and Governance Officer, Assistant Secretary and Director
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Thomas P. Hyatte, Senior Vice President,
Chief Risk Officer and Director
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Gregory P. Cicotte, Director
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Donald B. Henderson, Jr., Director
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David L. Porteous, Director
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Donald T. DeCarlo, Director
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Gary H. Torgow, Director
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John C. Colpean, Director
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/s/ MICHAEL A. WELLS
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______________________________________________
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Michael A. Wells, President and Chief Executive Officer
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/s/ P. CHAD MYERS
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______________________________________________
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P. Chad Myers, Executive Vice President and Chief
Financial Officer
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______________________________________________
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Herbert G. May, III, Chief Administrative Office and Director
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/s/ THOMAS J. MEYER
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______________________________________________
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Thomas J. Meyer, Senior Vice President, General
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Counsel, Secretary and Director
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/s/ JOHN H. BROWN
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______________________________________________
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John H. Brown, Vice President and Director
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______________________________________________
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Michael A. Costello, Senior Vice President, Controller,
Treasurer and Director
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/s/ JULIA A. GOATLEY
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______________________________________________
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Julia A. Goatley, Senior Vice President, Chief
Compliance and Governance Officer, Assistant
Secretary and Director
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_____________________________________________
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Gregory P. Cicotte, Director
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/s/ LAURA L. HANSON
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_____________________________________________
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Laura L. Hanson, Vice President and Director
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/s/ THOMAS P. HYATTE
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_____________________________________________
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Thomas P. Hyatte, Senior Vice President, Chief Risk
Officer and Director
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______________________________________________
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Donald B. Henderson, Jr., Director
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______________________________________________
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David L. Porteous, Director
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______________________________________________
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Donald T. DeCarlo, Director
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/s/ GARY H. TORGOW
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______________________________________________
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Gary H. Torgow, Director
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/s/ JOHN C. COLPEAN
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______________________________________________
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John C. Colpean, Director
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4m. | Form of Non-Qualified Stretch Annuity Endorsement (7723NY). |
5g. | Form of Variable and Fixed Annuity Application (NV650 09/14). |
9. | Opinion and Consent of Counsel. |
This ‘485BPOS’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Effective on: | 9/15/14 | 485BPOS, 497 | ||
Filed on: | 9/11/14 | 485BPOS | ||
7/31/14 | ||||
4/28/14 | 485BPOS, 497 | |||
1/15/14 | 485APOS | |||
12/31/13 | 24F-2NT, NSAR-U | |||
12/20/13 | N-4 | |||
9/12/13 | 485BPOS | |||
4/23/13 | 485APOS, 485BPOS | |||
12/31/12 | 24F-2NT, NSAR-U | |||
8/27/12 | 485BPOS, 497 | |||
4/25/12 | 485BPOS | |||
12/31/11 | 24F-2NT, NSAR-U | |||
12/20/11 | N-4/A | |||
10/13/11 | N-4 | |||
7/22/11 | N-4 | |||
9/24/09 | 485BPOS | |||
8/10/06 | ||||
6/1/06 | ||||
12/30/04 | N-4/A | |||
8/19/04 | N-4 | |||
10/3/97 | N-4 EL, N-8A | |||
List all Filings |