Initial Public Offering (IPO): Pre-Effective Amendment to Registration Statement (General Form) — Form S-1
Filing Table of Contents
Document/Exhibit Description Pages Size
1: S-1/A Form S-1 Amendement #1 61 362K
2: EX-4 Specimen of Common Stock Certificate 2 11K
3: EX-5 Opinion of Harris Beach & Wilcox, LLP. 2± 9K
4: EX-10.3 1993 Employee Stock Option Plan of Co. 6 22K
5: EX-10.5 Lease Agreement Dated as of 9/11/68 60 143K
6: EX-10.6 Lease Agreement Dated as of 3/29/94 29 92K
7: EX-10.7 Sublease Dated as of 3/31/97 16 60K
8: EX-11 Computation of Earnings Per Share 1 9K
9: EX-23.(B) Consent of Kpmg Peat Marwick LLP. 1 5K
10: EX-27 Financial Data Schedule 2 9K
EX-4 — Specimen of Common Stock Certificate
EX-4 | 1st Page of 2 | TOC | ↑Top | Previous | Next | ↓Bottom | Just 1st |
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EXHIBIT 4
NUMBER SHARES
--------------- ---------------
W
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World of Science, Inc.
INCORPORATED UNDER THE LAWS OF COMMON STOCK
THE STATE OF NEW YORK $.01 PAR VALUE
CUSIP 981500 10 1
THIS CERTIFIES THAT
is the owner of
FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK, $.01 PAR VALUE, OF
World of Science, Inc. transferable upon the books of the Corporation by the
holder hereof in person or by duly authorized attorney upon surrender of this
certificate properly endorsed. This certificate and the shares represented
hereby are subject to the laws of the State of New York and to the Certificate
of Incorporation and the By-laws of the Corporation as from time to time
amended.
This certificate is not valid until countersigned and registered by the
Transfer Agent and Registrar.
IN WITNESS WHEREOF, World of Science, Inc. has caused its facsimile
corporate seal and the facsimile signatures of its duly authorized officers to
be hereunto affixed.
CERTIFICATE OF STOCK
[WORLD OF SCIENCE SEAL APPEARS HERE]
Dated:
/s/ [SIGNATURE APPEARS HERE] /s/ [SIGNATURE APPEARS HERE]
SECRETARY PRESIDENT
AUTHORIZED SIGNATURE
COUNTERSIGNED AND REGISTERED:
AMERICAN STOCK TRANSFER & TRUST COMPANY
TRANSFER AGENT AND REGISTRAR
BY
The Corporation is authorized to issue more than one class or series of stock.
Upon written request the Corporation will furnish without charge to each
stockholder a copy of the powers, designations, preferences and relative,
participating, optional or other special rights of each class of stock or series
thereof and the qualifications, limitations or restrictions of such preferences
and/or rights.
The following abbreviations, when used in the Inscription on the face of
this certificate, shall be construed as though they were written out in full
according to applicable laws or regulations:
TEN COM - as tenants in common UNIF GIFT MIN ACT-- Custodian
-------------------
TEN ENT - as tenants by the entireties (Cust) (Minor)
under Uniform Gifts to Minors
JT TEN - as Joint tenants with right of
survivorship and not as tenants Act
in common -------------------------
(State)
Additional abbreviations may also be used though not in the above
list.
For value received _______ hereby sell, assign and transfer unto
PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE
--------------------------------------
--------------------------------------------------------------------------------
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PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS OF ASSIGNEE
--------------------------------------------------------------------------------
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------------------------------------------------------------------------- Shares
of the capital stock represented by the within Certificate and do hereby
irrevocably constitute and appoint ____________________________________________,
Attorney to transfer the said stock on the books of the within named Corporation
with full power of substitution in the premises.
Dated
----------------------------------------
NOTICE. THE SIGNATURE TO THE ASSIGNMENT
MUST CORRESPOND WITH THE NAME AS WRITTEN
UPON THE FACE OF THE CERTIFICATE IN EVERY
PARTICULAR WITHOUT ALTERATION OR
ENLARGEMENT OR ANY CHANGE WHATEVER.
Signature(s) Guaranteed:
----------------------------------------
THE SIGNATURE(S) SHOULD BE GUARANTEED BY
AN ELIGIBLE GUARANTOR INSTITUTION
(BANKS, STOCKBROKERS, SAVINGS AND LOAN
ASSOCIATIONS AND CREDIT UNIONS WITH
MEMBERSHIP IN AN APPROVED SIGNATURE
GUARANTEE MEDALLION PROGRAM). PURSUANT TO
S.E.C. RULE 17Ad-15
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