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J O Hambro Capital Management Ltd, et al. – ‘SC 13G/A’ on 2/13/01 re: Innovet Inc

On:  Tuesday, 2/13/01, at 5:24pm ET   ·   Accession #:  927016-1-769   ·   File #:  5-40091

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/13/01  J O Hambro Capital Management Ltd SC 13G/A               1:18K  Innovet Inc                       Donnelley R R & S… 07/FA
          Christopher Harwood Bernard Mills
          Enterprise Capital Trust PLC
          J O Hambro Capital Management (Holding) Ltd
          J O Hambro Capital Management Ltd

Amendment to Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    13G/A Amendment #1                                    12     40K 


Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
6Item 1(a). Name of Issuer:
"Item 1(b). Address of Issuer's Principal Executive Offices:
"Item 2(a). Name of Person Filing:
7Item 2(b). Address of Principal Business Office Or, If None, Residence:
"Item 2(c). Citizenship:
"Item 2(d). Title of Class of Securities:
"Item 2(e). Cusip Number:
"Item 3. If the Statement Is Filed Pursuant to Rules 13D-1(B) or 13D-2(B),
"Item 4. Ownership:
"Item 5. Ownership of Five Percent or Less of A Class:
8Item 6. Ownership of More Than Five Percent on Behalf of Another Person:
"Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:
"Item 8. Identification and Classification of Members of the Group:
"Item 9. Notice of Dissolution of Group:
"Item 10. Certification:
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 1)* INNOVET, INC. -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.001 per share -------------------------------------------------------------------------------- (Title of Class of Securities) 45765P104 ------------------------------ (CUSIP Number) December 31, 2000 -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [X] Rule 13d-1(c) [_] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 12 pages
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--------------------- ------------------- CUSIP NO. 45765P104 Page 2 of 12 pages --------------------- ------------------- ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) J O Hambro Capital Management (Holdings) Limited No IRS Identification Number ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] ------------------------------------------------------------------------------ SEC USE ONLY 3 ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 England ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 0 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 1,100,000 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 0 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 1,100,000 ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,100,000 ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 2.1% ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 HC, CO ------------------------------------------------------------------------------ * SEE INSTRUCTIONS BEFORE FILLING OUT!
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--------------------- ------------------- CUSIP NO. 45765P104 Page 3 of 12 pages --------------------- ------------------- ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) J O Hambro Capital Management Limited No IRS Identification Number ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] ------------------------------------------------------------------------------ SEC USE ONLY 3 ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 England ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 0 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 1,100,000 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 0 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 1,100,000 ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,100,000 ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 2.1% ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IA, CO ------------------------------------------------------------------------------ * SEE INSTRUCTIONS BEFORE FILLING OUT!
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--------------------- ------------------- CUSIP NO. 45765P104 Page 4 of 12 pages --------------------- ------------------- ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Christopher Harwood Bernard Mills No IRS Identification Number ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] ------------------------------------------------------------------------------ SEC USE ONLY 3 ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 England ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 0 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 1,100,000 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 0 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 1,100,000 ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,100,000 ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 2.1% ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IN ------------------------------------------------------------------------------ * SEE INSTRUCTIONS BEFORE FILLING OUT!
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--------------------- ------------------- CUSIP NO. 45765P104 Page 5 of 12 pages --------------------- ------------------- ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). Enterprise Capital Trust plc No IRS Identification Number ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] ------------------------------------------------------------------------------ SEC USE ONLY 3 ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Scotland ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 0 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 1,100,000 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 0 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 1,100,000 ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,100,000 ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 2.1% ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IV, CO ------------------------------------------------------------------------------ * SEE INSTRUCTIONS BEFORE FILLING OUT!
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AMENDMENT NO. 1 TO STATEMENT ON SCHEDULE 13G ------------------------- This Amendment No. 1 to Statement on Schedule 13G is filed on behalf of the parties to the Joint Filing Agreement (the "Filing Parties"), dated as of April 25, 2000, as previously filed with the Securities and Exchange Commission (the "SEC"). This Amendment amends and restates Items 1-through 10 of the Statement on Schedule 13G filed with the SEC on April 25, 2000. ITEM 1(a). NAME OF ISSUER: -------------- InnoVet, Inc. (the "Company"). ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: ----------------------------------------------- P.O. Box 145, Winter Park, Florida 32790 ITEM 2(a). NAME OF PERSON FILING: --------------------- This Statement is filed on behalf of the following four persons, who are collectively referred to as the "Filing Parties": 1. J O Hambro Capital Management (Holdings) Limited ("Holdings") is a corporation organized under the laws of England with its principal office and business at Ryder Court, 14 Ryder Street, London SW1Y 6QB, England. Holdings functions as the ultimate holding company for J O Hambro Capital Management. 2. J O Hambro Capital Management Limited ("J O Hambro Capital Management"), formerly named J O Hambro & Partners Limited, is a corporation organized under the laws of England with its principal office and business at Ryder Court, 14 Ryder Street, London SW1Y 6QB, England. J O Hambro Capital Management is principally engaged in the business of investment management and advising. It serves as co-investment adviser to NASCIT and American Opportunity Trust and as investment adviser Oryx as well as certain private clients. 3. Christopher Harwood Bernard Mills is a British citizen whose business address is Ryder Court, 14 Ryder Street, London SW1Y 6QB, England. His principal employment includes service as executive director of NASCIT, as a director of J O Hambro Capital Management and Oryx, and as co-investment adviser to NASCIT and American Opportunity Trust. 4. Enterprise Capital Trust PLC ("ECT") formerly Ivory & Sime Enterprise Capital plc, is a corporation organized under the laws of Scotland plc with its principal office and business at Ryder Court, 14 Ryder Street, London SW1Y 6QB, England. ECT is a publicly held investment trust company. J O Hambro Capital Management Limited serves as the investment manager to ECT. Page 6 of 12 Pages
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ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: ----------------------------------------------------------- The principal business address of the Filing Parties is c/o J O Hambro Capital Management Limited, Ryder Court, 14 Ryder Street, London SW1Y 6QB, England. ITEM 2(c). CITIZENSHIP: ----------- England ITEM 2(d). TITLE OF CLASS OF SECURITIES: ---------------------------- Common Stock, par value $.001 per share. ITEM 2(e). CUSIP NUMBER: ------------ 45765P104 ITEM 3. IF THE STATEMENT IS FILED PURSUANT TO RULES 13D-1(B) OR 13D-2(B), ----------------------------------------------------------------- CHECK WHETHER THE PERSON FILING IS A: ------------------------------------ Not Applicable. ITEM 4. OWNERSHIP: --------- The aggregate number and percentage of the outstanding Common Stock of the Company beneficially owned by each of the Filing Parties as of December 31, 2000 are as follows: [Enlarge/Download Table] Number of Number of Number of Shares: Shares: Sole Aggregate Shares: Sole Shared or Shared Filing Number of Power to Power to Power to Approximate Party Shares: Vote Vote Dispose Percentage* ---------------------------------------------------------------------------------------- Holdings 1,100,000 0 1,100,000 1,100,000 2.1% J O Hambro Capital 1,100,000 0 1,100,000 1,100,000 2.1% Management Christopher H.B. Mills 1,100,000 0 1,100,000 1,100,000 2.1% ECT 1,100,000 0 1,100,000 1,100,000 2.1% ---------------------------------------------------------------------------------------- * Based on 52,044,501 shares of Common Stock, par value $.001 per share, outstanding as of January 21, 2001, which is based on information reported in the Company's Quarterly Report on Form 10-QSB for the quarterly period ended September 30, 2000. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: -------------------------------------------- If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ X ]. Page 7 of 12 Pages
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ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: --------------------------------------------------------------- Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not Applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: --------------------------------------------------------- See Item 2(a). ITEM 9. NOTICE OF DISSOLUTION OF GROUP: ------------------------------ Not Applicable. ITEM 10. CERTIFICATION: ------------- By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 8 of 12 Pages
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After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. Dated: February 13, 2001 J O HAMBRO CAPITAL MANAGEMENT LIMITED By: /S/ R.G. BARRETT -------------------------- Name: R.G. Barrett Title: Director Executed on behalf of the parties hereto pursuant to the Joint Filing Agreement filed herewith. Page 9 of 12 Pages
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EXHIBITS The following documents are filed herewith: (a) Joint Filing Agreement dated as of April 25, 2000 among Holdings, J O Hambro Capital Management, Christopher Harwood Berrand Mills, and ECT. Page 10 of 12 Pages
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JOINT FILING AGREEMENT Page 11 of 12 Pages
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JOINT FILING AGREEMENT The undersigned hereby agree that the Statement on Schedule 13G dated April 25, 2000 with respect to the shares of Common Stock, $0.001 par value, of InnoVet, Inc. and any further amendments thereto executed by each or any of us shall be filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended. This Agreement may be executed in separate counterparts, each of which shall be deemed an original, but all of which shall constitute one and the same instrument. Date: April 25, 2000 J O HAMBRO CAPITAL MANAGEMENT LIMITED By: /s/ R.G. Barrett ---------------- Name: R.G. Barrett Title: Director Date: April 25, 2000 J O HAMBRO & CAPITAL MANAGEMENT (HOLDINGS) LIMITED By: /s/ R.G. Barrett ---------------- Name: R.G. Barrett Title: Director Date: April 25, 2000 CHRISTOPHER H. B. MILLS /s/ Christopher H.B. Mills -------------------------- Date: April 25, 2000 ENTERPRISE CAPITAL TRUST PLC By: J O Hambro Capital Management Limited, Its investment advisor By: /s/ R. G. Barrett ----------------- Name: R.G. Barrett Title: Director Page 12 of 12 Pages

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘SC 13G/A’ Filing    Date First  Last      Other Filings
Filed on:2/13/019SC 13G/A
1/21/017
12/31/001710KSB
9/30/00710QSB,  10QSB/A
4/25/00612SC 13G
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