Coda Markets, Inc. – ‘ATS-N/UA’ from 11/15/19 – ‘ATS-N EX-4 AGG STATS’

On:  Friday, 11/15/19, at 2:28pm ET   ·   Delayed-Release:  Filing ¶  –  Release Delayed to:  11/15/19   ·   Accession #:  921107-19-14   ·   File #:  13-00096

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Delayed-Release Alternative Trading System (NMS Stock) – Updating Amendment   —   Form ATS-N   —   Rule 304(a)(2)(i)(B)   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: ATS-N/UA    Alternative Trading System (NMS Stock) - Updating   HTML    113K 
                Amendment -- primary_doc.xml                                     
 2: ATS-N PART3 ITM.11C  Alternative Trading System (NMS Stock) -    PDF     42K 
                Part III Item -- Form ATS-N --                                   
                ATSN_CODA_PART3_ITM11c                                           
 3: ATS-N EX-3 REDLINE  Redline Changes -- Form BD - Sch. A or B     PDF     64K 
                -- EX3_ATSN_CODA_20191114_RED                                    
 4: ATS-N EX-4 AGG STATS  Aggregate Statistics --                    PDF    201K 
                EX4A_CODATCAMicroFlare201908                                     
 5: ATS-N EX-4 AGG STATS  Aggregate Statistics --                    PDF    294K 
                EX4B_BlockStatsTCA2018                                           
 6: ATS-N EX-4 AGG STATS  Aggregate Statistics --                    PDF   4.01M 
                EX4C_VMktCBExQRep201809                                          
 7: ATS-N EX-4 AGG STATS  Aggregate Statistics --                    PDF     60K 
                EX4D_MonthlyStats201908                                          
 8: ATS-N EX-4 AGG STATS  Aggregate Statistics --                    PDF    279K 
                EX4E_LSAggVolBySyml20190917                                      
 9: ATS-N EX-4 AGG STATS  Aggregate Statistics --                    PDF     15K 
                EX4F_T30ExVolBySyml20190917                                      
10: ATS-N EX-5 CATG MTRC  Category Metrics --                        PDF    136K 
                EX5_ATSN_CODA_PRT3_ITM26                                         

‘ATS-N EX-4 AGG STATS’   —   Aggregate Statistics — EX4C_VMktCBExQRep201809

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1 Subsequent Filing that References this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/29/20  Coda Markets, Inc.                ATS-N/UA¶   1/29/20   10:7.1M

1 Previous Filing that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/01/19  Coda Markets, Inc.                ATS-N/UA¶  10/02/19   10:7M