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CCMP Capital Investors (Cayman) II, L.P., et al. – ‘SC 13G/A’ on 2/13/14 re: Edwards Group Ltd

On:  Thursday, 2/13/14, at 5:40pm ET   ·   As of:  2/14/14   ·   Accession #:  909518-14-70   ·   File #:  5-87283

Previous ‘SC 13G’:  ‘SC 13G’ on 2/14/13   ·   Latest ‘SC 13G’:  This Filing

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/14/14  CCMP Cap Investors (Cayman) II LP SC 13G/A    2/13/14    2:214K Edwards Group Ltd                 Weil Gotshal & Ma… 04/FA
          CCMP Capital Associates GP LLC
          CCMP Capital Associates L.P.
          CCMP Capital Investors (Cayman) II L.P.
          CCMP Capital Investors II (Av-3) L.P.
          CCMP Capital LLC
          Greg D. Brenneman
          Stephen Murray

Amendment to Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment No. 1                                     HTML     97K 
 2: EX-99.A     Exhibit A - Joint Filing Agreement                  HTML     18K 


SC 13G/A   —   Amendment No. 1


This is an HTML Document rendered as filed.  [ Alternative Formats ]






SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.  20549
_____________
 
SCHEDULE 13G
 
(RULE 13d-102)
 
INFORMATION TO BE INCLUDED IN STATEMENTS FILED
PURSUANT TO RULES 13d-1(b), (c) AND (d) AND
AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2
UNDER THE SECURITIES ACT OF 1934
___________
 
(Amendment No. 1)*
 
 
EDWARDS GROUP LIMITED
(Name of Issuer)
 
 Ordinary Shares, par value £0.002 per share
(Title of Class of Securities)
 
(CUSIP number)
 
(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o
Rule 13d-1(b)
o
Rule 13d-1(c)
x
Rule 13d-1(d)
 
__________
 
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
**This CUSIP applies to the American Depository Shares, or ADSs, of the Issuer.  Each ADS represents one Ordinary Share.  No CUSIP has been assigned to the Ordinary Shares.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
Continued on Following Pages
Page 1
1 This report also reflects ownership information as of January 10, 2014.



 

 
 

 
 
 
CUSIP No.
13G
Page 2 of 17 Pages
 

1
NAME OF REPORTING PERSON               CCMP Capital Investors II (AV-3), L.P.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
 
(a) [  ]
 (b) [X]
3
SEC USE ONLY
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION        Cayman Islands
 
NUMBER OF
SHARES
5
SOLE VOTING POWER
0*
BENEFICIALLY
OWNED BY
6
SHARED VOTING POWER
41,985,026* (as of 12/31/2013); 0* (as of 1/10/2014)
EACH
 REPORTING
7
SOLE DISPOSITIVE POWER
0*
PERSON WITH
 
8
SHARED DISPOSITIVE POWER
41,985,026* (as of 12/31/2013); 0* (as of 1/10/2014)
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
41,985,026* (as of 12/31/2013); 0* (as of 1/10/2014)
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
 
     [  ]
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
37.2%* (as of 12/31/2013); 0%* (as of 1/10/2014)
12
TYPE OF REPORTING PERSON (See Instructions)               PN
 


* See Item 4 on page 12.

 
 

 
CUSIP No.
13G
Page 3 of 17 Pages

1
NAME OF REPORTING PERSON               CCMP Capital Investors (Cayman) II, L.P.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
 
(a) [  ]
 (b) [X]
3
SEC USE ONLY
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION         Cayman Islands
 
NUMBER OF
SHARES
5
SOLE VOTING POWER
0*
BENEFICIALLY
OWNED BY
6
SHARED VOTING POWER
5,596,056* (as of 12/31/2013); 0* (as of 1/10/2014)
EACH
 REPORTING
7
SOLE DISPOSITIVE POWER
0*
PERSON WITH
 
8
SHARED DISPOSITIVE POWER
5,596,056* (as of 12/31/2013); 0* (as of 1/10/2014)
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
5,596,056* (as of 12/31/2013); 0* (as of 1/10/2014)
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
 
     [  ]
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.0%* (as of 12/31/2013); 0%* as of 1/10/2014)
12
TYPE OF REPORTING PERSON (See Instructions)               PN
 


* See Item 4 on page 12.

 
 

 
CUSIP No.
13G
Page 4 of 17 Pages

1
NAME OF REPORTING PERSON               CCMP Capital Associates, L.P.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
 
(a) [  ]
 (b) [X]
3
SEC USE ONLY
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION         Delaware
 
NUMBER OF
SHARES
5
SOLE VOTING POWER
0*
BENEFICIALLY
OWNED BY
6
SHARED VOTING POWER
47,581,082* (as of 12/31/2013); 0* (as of 1/10/2014)
EACH
 REPORTING
7
SOLE DISPOSITIVE POWER
0*
PERSON WITH
 
8
SHARED DISPOSITIVE POWER
47,581,082* (as of 12/31/2013); 0*(as of 1/10/2014)
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
47,581,082* (as of 12/31/2013); 0*(as of 1/10/2014)
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
 
     [  ]
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
42.2%* (as of 12/31/2013); 0% (as of 1/10/2014)
 
12
TYPE OF REPORTING PERSON (See Instructions)               PN
 


* See Item 4 on page 12.

 
 

 
CUSIP No.
13G
Page 5 of 17 Pages

1
NAME OF REPORTING PERSON               CCMP Capital Associates GP, LLC
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
 
(a) [  ]
 (b) [X]
3
SEC USE ONLY
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION         Delaware
 
NUMBER OF
SHARES
5
SOLE VOTING POWER
0*
BENEFICIALLY
OWNED BY
6
SHARED VOTING POWER
47,581,082* (as of 12/31/2013); 0* ( as of 1/10/2014)
EACH
 REPORTING
7
SOLE DISPOSITIVE POWER
0*
PERSON WITH
 
8
SHARED DISPOSITIVE POWER
47,581,082* (as of 12/31/2013); 0* ( as of 1/10/2014)
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
47,581,082* (as of 12/31/2013); 0* ( as of 1/10/2014)
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
 
     [  ]
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
42.2%* (as of 12/31/2013); 0%* (as of 1/10/2014)
 
12
TYPE OF REPORTING PERSON (See Instructions)               OO
 


* See Item 4 on page 12.

 
 

 
CUSIP No.
13G
Page 6 of 17 Pages

1
NAME OF REPORTING PERSON               CCMP Capital, LLC
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
 
(a) [  ]
 (b) [X]
3
SEC USE ONLY
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION         Delaware
 
NUMBER OF
SHARES
5
SOLE VOTING POWER
0*
BENEFICIALLY
OWNED BY
6
SHARED VOTING POWER
47,581,082* (as of 12/31/2013); 0* (as of 1/10/2014)
EACH
 REPORTING
7
SOLE DISPOSITIVE POWER
0*
PERSON WITH
 
8
SHARED DISPOSITIVE POWER
47,581,082* (as of 12/31/2013); 0* (as of 1/10/2014)
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
47,581,082* (as of 12/31/2013); 0* (as of 1/10/2014)
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
 
     [  ]
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
42.2%* (as of 12/31/2013); 0%* (as of 1/10/2014)
 
12
TYPE OF REPORTING PERSON (See Instructions)               OO
 


* See Item 4 on page 12.

 
 

 
CUSIP No.
13G
Page 7 of 17 Pages

1
NAME OF REPORTING PERSON               Greg D. Brenneman
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
 
(a) [  ]
 (b) [X]
3
SEC USE ONLY
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION         United States
 
NUMBER OF
SHARES
5
SOLE VOTING POWER
0*
BENEFICIALLY
OWNED BY
6
SHARED VOTING POWER
47,581,082* (as of 12/31/2013); 0* (as of 1/10/2014)
EACH
 REPORTING
7
SOLE DISPOSITIVE POWER
0*
PERSON WITH
 
8
SHARED DISPOSITIVE POWER
47,581,082* (as of 12/31/2013); 0* (as of 1/10/2014)
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
47,581,082* (as of 12/31/2013); 0* (as of 1/10/2014)
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
 
     [  ]
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
42.2%* (as of 12/31/2013); 0%* as of 1/10/2014)
 
12
TYPE OF REPORTING PERSON (See Instructions)               IN
 


* See Item 4 on page 12.

 
 

 
CUSIP No.
13G
Page 8 of 17 Pages

1
NAME OF REPORTING PERSON               Stephen Murray
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
 
(a) [  ]
 (b) [X]
3
SEC USE ONLY
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION         United States
 
NUMBER OF
SHARES
5
SOLE VOTING POWER
0*
BENEFICIALLY
OWNED BY
6
SHARED VOTING POWER
47,581,082* (as of 12/31/2013); 0* (as of 1/10/2014)
EACH
 REPORTING
7
SOLE DISPOSITIVE POWER
0*
PERSON WITH
 
8
SHARED DISPOSITIVE POWER
47,581,082* (as of 12/31/2013); 0* (as of 1/10/2014)
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
47,581,082* (as of 12/31/2013); 0* (as of 1/10/2014)
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
 
     [  ]
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
42.2%* (as of 12/31/2013); 0* (as of 1/10/2014)
 
12
TYPE OF REPORTING PERSON (See Instructions)               IN
 


* See Item 4 on page 12.




 
 

 

ITEM 1(a) and (b).
NAME OF ISSUER; ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES
 
This Amendment No. 1 to the statement on Schedule 13G (this “Schedule 13G”) is being filed with respect to the ordinary shares, par value £0.002 per share (“Ordinary Shares”) underlying the ADSs, of Edwards Group Limited, a Cayman Islands exempted company with limited liability, resident in the United Kingdom for tax purposes (the “Issuer”).  The address of the principal executive offices of the Issuer is Manor Royal, Crawley, West Sussex, RH10 9LW.
 
ITEM 2(a).     NAME OF PERSON FILING.
 
This Schedule 13G is being filed by:

           (i) CCMP Capital Investors II (AV-3), L.P. (“CCMP Capital Investors”);

(ii) CCMP Capital Investors (Cayman) II, L.P. (“CCMP Cayman” and together with CCMP Capital Investors, the “CCMP Capital Funds”);

(iii) CCMP Capital Associates, L.P. (“CCMP Capital Associates”);

(iv) CCMP Capital Associates GP, LLC (“CCMP Capital Associates GP”);

(v) CCMP Capital, LLC (“CCMP Capital”); and

(vi) Stephen Murray and Greg D. Brenneman (Messrs. Murray and Brenneman, together with the CCMP Capital Funds, CCMP Capital Associates, CCMP Capital Associates GP and CCMP Capital, the “Reporting Persons”), each in his capacity as a member of a CCMP Capital investment committee that makes voting and disposition decisions with respect to the Issuer’s Ordinary Shares beneficially owned by CCMP Capital.
 
The Reporting Persons have entered into a Joint Filing Agreement, dated February 12, 2014, a copy of which is filed with this Schedule 13G as Exhibit A, pursuant to which each have agreed to file this statement jointly in accordance with the provisions of Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”).

ITEM 2(b).     ADDRESS OR PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE.
 
The principal business office of each of the Reporting Persons other than CCMP Capital Investors and CCMP Cayman is:
 
c/o CCMP Capital, LLC
245 Park Avenue
New York, NY 10167

The principal business office for CCMP Capital Investors and CCMP Cayman is:
 
c/o Intertrust Corporate Services (Cayman) Limited
190 Elgin Avenue
George Town
Grand Cayman KY1-9005, Cayman Islands
 
 
ITEM 2(c).     CITIZENSHIP.
 
(i) CCMP Capital Associates, CCMP Capital Associates GP and CCMP Capital: Delaware;
 
(ii) CCMP Capital Investors and CCMP Cayman: Cayman Islands; and
 
 
 
 
Page 9 of 17

 
 
 
 
(iii) Messrs. Murray and Brenneman: United States.
 
ITEM 2(d).     TITLE OF CLASS OF SECURITIES.
 
Ordinary Shares, par value £0.002 per share
 
ITEM 2(e).     CUSIP NUMBER
 
281736108
 
ITEM 3.
IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b) OR 13d-2(b) OR (c), CHECK THE APPROPRIATE BOX.

Not applicable.
 
 
 
 
 
 
 
 
 
 
 

 
Page 10 of 17

 

ITEM 4.          OWNERSHIP

(a) Amount beneficially owned:

This Schedule 13G is being filed on behalf of the Reporting Persons. This Schedule 13G reflects ownership as of both December 31, 2013 and January 10, 2014.  As of December 31, 2013, the Reporting Persons may be deemed to beneficially own in the aggregate 47,581,082 shares of the Issuer’s Ordinary Shares underlying the ADSs, representing, in the aggregate, 42.2% of the Issuer's total Ordinary Shares outstanding.  As of January 10, 2014, the Reporting Persons beneficially own in the aggregate 0 shares of the Issuer’s Ordinary Shares underlying the ADSs.  The percentage of Ordinary Shares held by the Reporting Persons is based on 112,850,595 shares of the Issuer’s Ordinary Shares outstanding as of August 28, 2013, which includes Ordinary Shares underlying American Depository Shares of the Issuer that are outstanding, as reported by the Issuer in its Form 6-K filed with the Securities and Exchange Commission on August 28, 2013.

On January 9, 2014, the Issuer was acquired by Atlas Copco AB through the merger of Varg Holding (a wholly-owned subsidiary of Atlas Copco) with and into the Issuer and, in connection therewith, such outstanding Ordinary Shares of the Issuer (including Ordinary Shares represented by ADSs) were converted into the right to receive US $9.25 in cash plus an additional cash payment of up to $1.25 per Ordinary Share under the terms of the merger agreement among such parties.

The general partner of each of the CCMP Capital Funds is CCMP Capital Associates.  The general partner of CCMP Capital Associates is CCMP Capital Associates GP.  CCMP Capital Associates GP is wholly owned by CCMP Capital.  CCMP Capital ultimately exercises voting and dispositive power of the securities held by the CCMP Capital Funds.  Voting and disposition decisions at CCMP Capital with respect to such securities are made by an investment committee, the members of which are Messrs. Murray and Brenneman.  As a consequence of being members of the CCMP Capital investment committee that makes voting and disposition decisions with respect to the reported securities, Messrs. Murray and Brenneman may be deemed, pursuant to Ruled 13d-3 under the Exchange Act, to beneficially own all 47,581,082 shares of the Issuer's Ordinary Shares held by the CCMP Capital Funds as of December 31, 2013.  Each of Messrs. Murray and Brenneman hereby disclaims any beneficial ownership of any securities held by the CCMP Capital Funds, except to the extent of their respective pecuniary interest therein.

(b) Percent of Class:

     The responses of the Reporting Persons to Row 11 of each of the cover pages to this Schedule 13G are hereby incorporated by reference.  The percentages represent the percentage of Ordinary Shares underlying the ADSs beneficially owned by the Reporting Persons.

(c) Number of Shares as to which such Person has:

      (i)           Sole power to vote or to direct the vote:  The responses of the Reporting Persons to Row 5 of each of the cover pages to this Schedule 13G are hereby incorporated by reference.

     (ii)           Shared power to vote or to direct the vote: The responses of the Reporting Persons to Row 6 of each of the cover pages to this Schedule 13G are hereby incorporated by reference.  See also Item 4(a) above.

    (iii)           Sole power to dispose or to direct the disposition of:  The responses of the Reporting Persons to Row 7 of each of the cover pages to this Schedule 13G are hereby incorporated by reference.

     (iv)           Shared power to dispose or to direct the disposition of:  The responses of the Reporting Persons to Row 8 of each of the cover pages to this Schedule 13G are hereby incorporated by reference.  See also Item 4(a) above.

ITEM 5.          OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
 
 
 
 
Page 11 of 17

 
 
 

 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following:  [X].

ITEM 6.
OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON


CCMP Capital ultimately exercises voting and dispositive power of the securities held by the CCMP Capital Funds as of December 31, 2013.  Voting and disposition decisions at CCMP Capital with respect to such securities are made by an investment committee, the members of which are Messrs. Murray and Brenneman as of December 31, 2013. This section is not applicable as of January 10, 2014.

ITEM 7.
IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON

Not applicable.

ITEM 8.          IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP

See Item 4(a).

ITEM 9.          NOTICE OF DISSOLUTION OF GROUP

Not applicable.

ITEM 10.
CERTIFICATIONS

 Not applicable.



 
Page 12 of 17

 

SIGNATURE
 
After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct.
 
Date:           February 12, 2014
 
 
CCMP Capital Investors II (AV-3), L.P.
   
 
By: CCMP Capital Associates, L.P., its general partner
   
 
     
 
 
Name:
 
Title:
Chief Operating Officer & Chief Financial Officer
   
   
 
CCMP Capital Investors (Cayman) II, L.P.
     
 
By: CCMP Capital Associates, L.P., its general partner
   
 
By: CCMP Capital Associates GP, LLC, its general partner
   
 
 
Name:
 
Title:
Chief Operating Officer & Chief Financial Officer
   
   
 
CCMP Capital Associates, L.P.,
   
 
By: CCMP Capital Associates GP, LLC, its general partner
   
 
 
Name:
 
Title:
Chief Operating Officer & Chief Financial Officer
   
   
 
   
 
 
Name:
 
Title:
Chief Operating Officer & Chief Financial Officer
     
     
 
CCMP Capital, LLC
   
 
 
Name:
 
Title:
Chief Operating Officer & Chief Financial Officer
 
 
 
 
Page 13 of 17

 
 
 
 
 
 
   
   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

 
Page 14 of 17

 

 
EXHIBIT INDEX
 
 
Exhibit A  Joint Filing Agreement as required by Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended. 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
                                        
 
 
 
 
Page 15 of 17

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 13G/A’ Filing    Date    Other Filings
Filed as of:2/14/14
Filed on:2/13/14
2/12/14
1/10/14
1/9/1425-NSE,  6-K
12/31/13
8/28/136-K
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