SEC Info - Invesco Ltd. - ‘8-K’ for 12/31/20

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Invesco Ltd. – ‘8-K’ for 12/31/20

On: Monday, 1/4/21, at 4:08pm ET · For: 12/31/20 · Accession #: 914208-21-5 · File #: 1-13908

  As Of               Filer                 Filing    For·On·As Docs:Size

 1/04/21  Invesco Ltd.                      8-K:5,9    12/31/20   12:179K

Current Report — Form 8-K
Filing Table of Contents

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‘8-K’ — Current Report

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ivz-20201231

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM i 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): i December 31, 2020

i Invesco Ltd.

(Exact name of registrant as specified in its charter)

i Bermuda

i 001-13908

i 98-0557567

(State or Other Jurisdiction of Incorporation or Organization)

(Commission File No.)

(I.R.S. Employer Identification No.)

i 1555 Peachtree Street, N.E.,

i Suite 1800,

i Atlanta,

i GA

i 30309

(Address of Principal Executive Offices)

(Zip Code)

( i 404) i 892-0896

(Registrant’s telephone number, including area code)

N/A

(Former name, former address and former fiscal year, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):


i ☐			Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


i ☐			Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


i ☐			Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


i ☐			Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class	Trading Symbol(s)	Name of each exchange on which registered
i Common stock, $.20 par value	i IVZ	i New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐


Item 5.02			Departure of directors or Certain Officers; Election of Directors; Appointment of Certain officers; Compensatory Arrangements of Certain Officers.


Item 5.02			Departure of directors or Certain Officers; Election of Directors; Appointment of Certain officers; Compensatory Arrangements of Certain Officers.

Item 5.02 Departure of directors or Certain Officers; Election of Directors; Appointment of

Certain officers; Compensatory Arrangements of Certain Officers

(d) As previously announced in a Current Report on Form 8-K filed with the Securities and Exchange Commission on May 14, 2020, Mr. Joseph Canion retired from the Board of Directors of Invesco Ltd. on December 31, 2020.


Item 9.01									Financial Statements and Exhibits.
(d)									Exhibits.

Exhibit No.									Description
104									Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.



Invesco Ltd.

By:			/s/ *Robert H. Rigsby*
			Robert H. Rigsby
			Managing Director - Corporate Legal and Assistant Secretary

Date: January 4, 2021

Dates Referenced Herein and Documents Incorporated by Reference

This ‘8-K’ Filing	Date	Other Filings

Filed on:	1/4/21
For Period end:	12/31/20	10-K, 13F-HR
	5/14/20	4, 8-K, DEF 14A
		List all Filings

2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 7/30/21  Invesco Ltd.                      S-3ASR      7/30/21    5:384K                                   Donnelley … Solutions/FA
 6/15/21  Invesco Ltd.                      S-8         6/15/21    3:89K                                    Donnelley … Solutions/FA

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Filing Submission 0000914208-21-000005 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)