Annual Report — Form 10-K
Filing Table of Contents
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 5.50M
2: EX-4.1 Instrument Defining the Rights of Security Holders HTML 208K
5: EX-10.19 Material Contract HTML 112K
6: EX-10.24 Material Contract HTML 107K
3: EX-10.3 Material Contract HTML 73K
7: EX-10.31 Material Contract HTML 201K
4: EX-10.6 Material Contract HTML 75K
8: EX-21 Subsidiaries List HTML 65K
9: EX-22 Published Report re: Matters Submitted to a Vote HTML 62K
of Security Holders
10: EX-23.1 Consent of Expert or Counsel HTML 68K
11: EX-31.1 Certification -- §302 - SOA'02 HTML 65K
12: EX-31.2 Certification -- §302 - SOA'02 HTML 65K
13: EX-32.1 Certification -- §906 - SOA'02 HTML 62K
14: EX-32.2 Certification -- §906 - SOA'02 HTML 62K
21: R1 Cover Page HTML 149K
22: R2 Consolidated Income Statements HTML 173K
23: R3 Consolidated Comprehensive Income Statements HTML 99K
24: R4 Consolidated Balance Sheets HTML 162K
25: R5 Consolidated Balance Sheets (Parenthetical) HTML 93K
26: R6 Consolidated Statements of Changes in Total Equity HTML 136K
27: R7 Consolidated Cash Flow Statements HTML 162K
28: R8 Introduction and Basis of Presentation HTML 76K
29: R9 Significant Accounting Policies HTML 170K
30: R10 Acquisitions HTML 85K
31: R11 Cash and Cash Equivalents HTML 71K
32: R12 Fair Values HTML 806K
33: R13 Fair Value Option HTML 114K
34: R14 Derivative Instruments and Hedging Activities HTML 421K
35: R15 Investment Securities HTML 307K
36: R16 Collateralized Transactions HTML 186K
37: R17 Loans, Lending Commitments and Related Allowance HTML 354K
for Credit Losses
38: R18 Goodwill and Intangible Assets HTML 123K
39: R19 Other Assets - Equity Method Investments and HTML 110K
Leases
40: R20 Deposits HTML 78K
41: R21 Borrowings and Other Secured Financings HTML 174K
42: R22 Commitments, Guarantees and Contingencies HTML 176K
43: R23 Variable Interest Entities and Securitization HTML 287K
Activities
44: R24 Regulatory Requirements HTML 203K
45: R25 Total Equity HTML 328K
46: R26 Interest Income and Interest Expense HTML 90K
47: R27 Deferred Compensation Plans and Carried Interest HTML 140K
Compensation
48: R28 Employee Benefit Plans HTML 227K
49: R29 Income Taxes HTML 149K
50: R30 Segment, Geographic and Revenue Information HTML 275K
51: R31 Parent Company HTML 196K
52: R32 Quarterly Results (Unaudited) HTML 136K
53: R33 Significant Accounting Policies (Policies) HTML 227K
54: R34 Significant Accounting Policies (Tables) HTML 67K
55: R35 Acquisitions (Tables) HTML 85K
56: R36 Cash and Cash Equivalents (Tables) HTML 69K
57: R37 Fair Values (Tables) HTML 975K
58: R38 Fair Value Option (Tables) HTML 108K
59: R39 Derivative Instruments and Hedging Activities HTML 425K
(Tables)
60: R40 Investment Securities (Tables) HTML 310K
61: R41 Collateralized Transactions (Tables) HTML 192K
62: R42 Loans, Lending Commitments and Related Allowance HTML 353K
for Credit Losses (Tables)
63: R43 Goodwill and Intangible Assets (Tables) HTML 127K
64: R44 Other Assets - Equity Method Investments and HTML 117K
Leases (Tables)
65: R45 Deposits (Tables) HTML 79K
66: R46 Borrowings and Other Secured Financings (Tables) HTML 180K
67: R47 Commitments, Guarantees and Contingencies (Tables) HTML 141K
68: R48 Variable Interest Entities and Securitization HTML 277K
Activities (Tables)
69: R49 Regulatory Requirements (Tables) HTML 199K
70: R50 Total Equity (Tables) HTML 383K
71: R51 Interest Income and Interest Expense (Tables) HTML 91K
72: R52 Deferred Compensation Plans and Carried Interest HTML 157K
Compensation (Tables)
73: R53 Employee Benefit Plans (Tables) HTML 232K
74: R54 Income Taxes (Tables) HTML 155K
75: R55 Segment, Geographic and Revenue Information HTML 284K
(Tables)
76: R56 Parent Company (Tables) HTML 196K
77: R57 Quarterly Results (Unaudited) (Tables) HTML 136K
78: R58 Significant Accounting Policies - Narrative HTML 134K
(Details)
79: R59 Acquisitions - Narrative (Details) HTML 82K
80: R60 Acquisitions - Purchase Price Allocation (Details) HTML 110K
81: R61 Acquisitions - Proforma Combined Financial HTML 67K
Information (Details)
82: R62 Cash and Cash Equivalents - Summary (Details) HTML 72K
83: R63 Fair Values - Assets and Liabilities Measured at HTML 244K
Fair Value on a Recurring Basis (Details)
84: R64 Fair Values - Detail of Loans and Lending HTML 82K
Commitments at Fair Value and Unsettled Fair Value
of Futures Contracts (Details)
85: R65 Fair Values - Activity of Level 3 Assets and HTML 204K
Liabilities Measured at Fair Value on a Recurring
Basis (Details)
86: R66 Fair Values - Valuation Techniques and Sensitivity HTML 378K
of Unobservable Inputs Used in Level 3 Fair Value
Measurements (Details)
87: R67 Fair Values - Fund Interests Measured Based on Net HTML 84K
Asset Value (Details)
88: R68 Fair Values - Assets and Liabilities Measured at HTML 105K
Fair Value on a Nonrecurring Basis (Details)
89: R69 Fair Values - Financial Instruments Not Measured HTML 133K
at Fair Value (Details)
90: R70 Fair Value Option - Borrowings Measured at Fair HTML 76K
Value on a Recurring Basis (Details)
91: R71 Fair Value Option - Net Revenues from Borrowings HTML 69K
under the Fair Value Option (Details)
92: R72 Fair Value Option - Gains (Losses) Due to Changes HTML 84K
in Instrument-Specific Credit Risk (Details)
93: R73 Fair Value Option - Difference Between Contractual HTML 67K
Principal and Fair Value (Details)
94: R74 Fair Value Option - Fair Value Loans on Nonaccrual HTML 65K
Status (Details)
95: R75 Derivative Instruments and Hedging Activities - HTML 200K
Fair Values of Derivative Contracts (Details)
96: R76 Derivative Instruments and Hedging Activities - HTML 131K
Notionals of Derivative Contracts (Details)
97: R77 Derivative Instruments and Hedging Activities - HTML 102K
Gains (Losses) on Accounting Hedges and Fair Value
Hedges (Details)
98: R78 Derivative Instruments and Hedging Activities - HTML 75K
Credit Risk-Related Contingencies (Details)
99: R79 Derivative Instruments and Hedging Activities - HTML 124K
Maximum Potential Payout/Notional of Credit
Protection Sold (Details)
100: R80 Derivative Instruments and Hedging Activities - HTML 79K
Fair Value Asset/(Liability) of Credit Protection
Sold (Details)
101: R81 Derivative Instruments and Hedging Activities - HTML 75K
Protection Purchased with CDS (Details)
102: R82 Investment Securities - AFS and HTM Securities HTML 135K
(Details)
103: R83 Investment Securities - Narrative (Details) HTML 71K
104: R84 Investment Securities - Investment Securities in HTML 113K
an Unrealized Loss Position (Details)
105: R85 Investment Securities - Investment Securities by HTML 223K
Contractual Maturity (Details)
106: R86 Investment Securities - Gross Realized Gains and HTML 67K
Losses on Sales of AFS Securities (Details)
107: R87 Collateralized Transactions - Offsetting of HTML 130K
Certain Collateralized Transactions (Details)
108: R88 Collateralized Transactions - Gross Secured HTML 106K
Financing Balances (Details)
109: R89 Collateralized Transactions - Assets Loaned or HTML 68K
Pledged (Details)
110: R90 Collateralized Transactions - Collateral Received HTML 65K
(Details)
111: R91 Collateralized Transactions - Securities HTML 63K
Segregated for Regulatory Purposes (Details)
112: R92 Collateralized Transactions - Concentration Based HTML 70K
on the Firm's Total Assets (Details)
113: R93 Collateralized Transactions - Customer Margin and HTML 63K
Other Lending (Details)
114: R94 Loans, Lending Commitments and Related Allowance HTML 113K
for Credit Losses - Loans by Type (Details)
115: R95 Loans, Lending Commitments and Related Allowance HTML 158K
for Credit Losses - Loans Held for Investment
before Allowance by Origination Year (Details)
116: R96 Loans, Lending Commitments and Related Allowance HTML 98K
for Credit Losses - Past Due Status of Loans Held
for Investment before Allowance (Details)
117: R97 Loans, Lending Commitments and Related Allowance HTML 75K
for Credit Losses - Nonaccrual Loans Held for
Investment before Allowance (Details)
118: R98 Loans, Lending Commitments and Related Allowance HTML 67K
for Credit Losses - Troubled Debt Restructurings
(Details)
119: R99 Loans, Lending Commitments and Related Allowance HTML 126K
for Credit Losses - Allowance for Credit Losses
Rollforward - Loans and Lending Commitments
(Details)
120: R100 Loans, Lending Commitments and Related Allowance HTML 89K
for Credit Losses - Employee Loans (Details)
121: R101 Goodwill and Intangible Assets - Goodwill HTML 84K
Rollforward (Details)
122: R102 Goodwill and Intangible Assets - Net Amortizable HTML 84K
Intangible Assets Rollforward (Details)
123: R103 Goodwill and Intangible Assets - Gross Amortizable HTML 78K
Intangible Assets by Type (Details)
124: R104 Other Assets - Equity Method Investments and HTML 72K
Leases - Equity Method Investments (Details)
125: R105 Other Assets - Equity Method Investments and HTML 67K
Leases - Investees (Details)
126: R106 Other Assets - Equity Method Investments and HTML 71K
Leases - Narrative (Details)
127: R107 Other Assets - Equity Method Investments and HTML 76K
Leases - Balance Sheet Amounts Related to Leases
(Details)
128: R108 Other Assets - Equity Method Investments and HTML 86K
Leases - Lease Liabilities (Details)
129: R109 Other Assets - Equity Method Investments and HTML 70K
Leases - Lease Costs (Details)
130: R110 Other Assets - Equity Method Investments and HTML 66K
Leases - Cash Flows Statement Supplemental
Information (Details)
131: R111 Other Assets - Equity Method Investments and HTML 63K
Leases - Rent Expense (Details)
132: R112 Deposits - Summary (Details) HTML 71K
133: R113 Deposits - Time Deposit Maturities (Details) HTML 76K
134: R114 Borrowings and Other Secured Financings - HTML 116K
Maturities and Terms of Borrowings (Details)
135: R115 Borrowings and Other Secured Financings - HTML 72K
Borrowings with Maturities Greater than One Year
(Details)
136: R116 Borrowings and Other Secured Financings - Senior HTML 66K
Debt Subject to Put Options or Liquidity
Obligations (Details)
137: R117 Borrowings and Other Secured Financings - HTML 64K
Subordinated Debt (Details)
138: R118 Borrowings and Other Secured Financings - Rates HTML 64K
for Long-Term Borrowings (Details)
139: R119 Borrowings and Other Secured Financings - Other HTML 69K
Secured Financings (Details)
140: R120 Borrowings and Other Secured Financings - HTML 103K
Maturities and Terms of Secured Financings
(Details)
141: R121 Borrowings and Other Secured Financings - Failed HTML 78K
Sales by Maturity (Details)
142: R122 Commitments, Guarantees and Contingencies - HTML 103K
Commitments (Details)
143: R123 Commitments, Guarantees and Contingencies - HTML 137K
Obligations under Guarantee Arrangements (Details)
144: R124 Commitments, Guarantees and Contingencies - Legal HTML 63K
Expenses (Details)
145: R125 Commitments, Guarantees and Contingencies - HTML 90K
Narrative (Details)
146: R126 Variable Interest Entities and Securitization HTML 80K
Activities - Assets and Liabilities by Type of
Activity (Details)
147: R127 Variable Interest Entities and Securitization HTML 94K
Activities - Assets and Liabilities by Balance
Sheet Caption (Details)
148: R128 Variable Interest Entities and Securitization HTML 135K
Activities - Non-Consolidated VIEs (Details)
149: R129 Variable Interest Entities and Securitization HTML 85K
Activities - Mortgage and Asset Backed
Securitization Assets (Details)
150: R130 Variable Interest Entities and Securitization HTML 104K
Activities - Transfers of Assets with Continuing
Involvement (Details)
151: R131 Variable Interest Entities and Securitization HTML 90K
Activities - Fair Value of Transfers of Assets
with Continuing Involvement (Details)
152: R132 Variable Interest Entities and Securitization HTML 72K
Activities - Proceeds from New Securitization
Transactions and Sales of Loans (Details)
153: R133 Variable Interest Entities and Securitization HTML 77K
Activities - Assets Sold with Retained Exposure
(Details)
154: R134 Regulatory Requirements - Risk-Based Regulatory HTML 109K
Capital Ratio Requirements (Details)
155: R135 Regulatory Requirements - Narrative (Details) HTML 64K
156: R136 Regulatory Requirements - The Firm's Regulatory HTML 98K
Capital and Capital Ratios (Details)
157: R137 Regulatory Requirements - U.S. Bank Subsidiaries' HTML 124K
Regulatory Capital and Capital Ratios (Details)
158: R138 Regulatory Requirements - U.S. Broker-Dealer HTML 66K
Regulatory Capital Requirements (Details)
159: R139 Regulatory Requirements - Restrictions on Payments HTML 63K
(Details)
160: R140 Total Equity - Preferred Stock Outstanding HTML 98K
(Details)
161: R141 Total Equity - Narrative (Details) HTML 76K
162: R142 Total Equity - Preferred Stock Issuance HTML 101K
Description (Details)
163: R143 Total Equity - Rollforward of Common Stock HTML 72K
Outstanding (Details)
164: R144 Total Equity - Share Repurchases (Details) HTML 64K
165: R145 Total Equity - Reconciliation of Common Shares HTML 71K
Outstanding for Basic and Diluted EPS (Details)
166: R146 Total Equity - Dividends (Details) HTML 117K
167: R147 Total Equity - Cumulative Adjustments to Retained HTML 94K
Earnings Related to the Adoption of Accounting
Updates (Details)
168: R148 Total Equity - Accumulated Other Comprehensive HTML 101K
Income (Loss) (Details)
169: R149 Total Equity - Components of Period Changes in OCI HTML 143K
(Details)
170: R150 Total Equity - Cumulative Foreign Currency HTML 70K
Translation Adjustments (Details)
171: R151 Interest Income and Interest Expense - Summary HTML 94K
(Details)
172: R152 Interest Income and Interest Expense - Accrued HTML 65K
Interest (Details)
173: R153 Deferred Compensation Plans and Carried Interest HTML 71K
Compensation - Stock-based Compensation Plans
(Details)
174: R154 Deferred Compensation Plans and Carried Interest HTML 63K
Compensation - Tax Benefit Related to Stock-Based
Compensation Expense (Details)
175: R155 Deferred Compensation Plans and Carried Interest HTML 70K
Compensation - Unrecognized Compensation Cost
Related to Stock-Based Awards Granted (Details)
176: R156 Deferred Compensation Plans and Carried Interest HTML 63K
Compensation - Common Shares Available for Future
Awards under Stock-Based Compensation Plans
(Details)
177: R157 Deferred Compensation Plans and Carried Interest HTML 98K
Compensation - Vested and Unvested RSU Activity
(Details)
178: R158 Deferred Compensation Plans and Carried Interest HTML 86K
Compensation - Unvested RSU Activity (Details)
179: R159 Deferred Compensation Plans and Carried Interest HTML 67K
Compensation - Fair Value of RSU Activity
(Details)
180: R160 Deferred Compensation Plans and Carried Interest HTML 73K
Compensation - Narrative (Details)
181: R161 Deferred Compensation Plans and Carried Interest HTML 69K
Compensation - PSU Fair Value on Award Date
(Details)
182: R162 Deferred Compensation Plans and Carried Interest HTML 75K
Compensation - Monte Carlo Simulation Assumptions
(Details)
183: R163 Deferred Compensation Plans and Carried Interest HTML 70K
Compensation - Deferred Cash-Based Compensation
Expense (Details)
184: R164 Deferred Compensation Plans and Carried Interest HTML 63K
Compensation - Carried Interest Compensation
Expense (Details)
185: R165 Employee Benefit Plans - Net Periodic Benefit HTML 82K
Expense (Income) (Details)
186: R166 Employee Benefit Plans - Rollforward of Pre-tax HTML 82K
AOCI (Details)
187: R167 Employee Benefit Plans - Weighted Average HTML 70K
Assumptions Used to Determine Net Periodic Benefit
Expense (Income) (Details)
188: R168 Employee Benefit Plans - Rollforward of the HTML 118K
Benefit Obligation and Fair Value of Plan Assets
(Details)
189: R169 Employee Benefit Plans - Accumulated Benefit HTML 65K
Obligation (Details)
190: R170 Employee Benefit Plans - Pension Plans with HTML 70K
Benefit Obligations in Excess of the Fair Value of
Plan Assets (Details)
191: R171 Employee Benefit Plans - Weighted Average HTML 67K
Assumptions Used to Determine Benefit Obligation
(Details)
192: R172 Employee Benefit Plans - Fair Value of Plan Assets HTML 143K
(Details)
193: R173 Employee Benefit Plans - Rollforward of Level 3 HTML 74K
Plan Assets (Details)
194: R174 Employee Benefit Plans - Narrative (Details) HTML 75K
195: R175 Employee Benefit Plans - Expected Future Benefit HTML 75K
Payments (Details)
196: R176 Employee Benefit Plans - 401(k) and Defined HTML 67K
Contribution Pension Plans (Details)
197: R177 Income Taxes - Components of Provision for HTML 114K
(Benefit from) Income Taxes (Details)
198: R178 Income Taxes - Effective Income Tax Rate (Details) HTML 79K
199: R179 Income Taxes - Narrative (Details) HTML 63K
200: R180 Income Taxes - Deferred Tax Assets and Liabilities HTML 89K
(Details)
201: R181 Income Taxes - Rollforward of Unrecognized Tax HTML 80K
Benefits (Details)
202: R182 Income Taxes - Interest Expense (Benefit), Net of HTML 65K
Federal and State Income Tax Benefits (Details)
203: R183 Segment, Geographic and Revenue Information - HTML 200K
Selected Financial Information by Business Segment
(Details)
204: R184 Segment, Geographic and Revenue Information - HTML 76K
Institutional Securities - Investment Banking
Revenues (Details)
205: R185 Segment, Geographic and Revenue Information - HTML 75K
Trading Revenues by Product Type (Details)
206: R186 Segment, Geographic and Revenue Information - HTML 63K
Investment Management Investments Revenues - Net
Unrealized Carried Interest (Details)
207: R187 Segment, Geographic and Revenue Information - HTML 63K
Investment Management Asset Management Revenues -
Reduction of Fees due to Fee Waivers (Details)
208: R188 Segment, Geographic and Revenue Information - Net HTML 75K
Revenues by Region (Details)
209: R189 Segment, Geographic and Revenue Information - HTML 74K
Income from Continuing Operations before Income
Tax Expense (Benefit) (Details)
210: R190 Segment, Geographic and Revenue Information - Net HTML 71K
Discrete Tax Provisions (Benefits) by Segment
(Details)
211: R191 Segment, Geographic and Revenue Information - HTML 63K
Revenue Recognized from Prior Services (Details)
212: R192 Segment, Geographic and Revenue Information - HTML 63K
Receivables from Contracts with Customers
(Details)
213: R193 Segment, Geographic and Revenue Information - HTML 72K
Assets by Business Segment (Details)
214: R194 Segment, Geographic and Revenue Information - HTML 72K
Assets by Region (Details)
215: R195 Parent Company - Condensed Income Statements and HTML 154K
Comprehensive Income Statements (Details)
216: R196 Parent Company - Condensed Balance Sheets HTML 179K
(Details)
217: R197 Parent Company - Condensed Cash Flow Statements HTML 138K
(Details)
218: R198 Parent Company - Narrative (Details) HTML 64K
219: R199 Parent Company - Parent Company's Borrowings with HTML 72K
Original Maturities Greater than One Year
(Details)
220: R200 Parent Company - Guarantees (Details) HTML 68K
221: R201 Quarterly Results (Unaudited) - Summary (Details) HTML 151K
223: XML IDEA XML File -- Filing Summary XML 442K
20: XML XBRL Instance -- ms-20201231_htm XML 16.97M
222: EXCEL IDEA Workbook of Financial Reports XLSX 384K
16: EX-101.CAL XBRL Calculations -- ms-20201231_cal XML 680K
17: EX-101.DEF XBRL Definitions -- ms-20201231_def XML 2.75M
18: EX-101.LAB XBRL Labels -- ms-20201231_lab XML 4.98M
19: EX-101.PRE XBRL Presentations -- ms-20201231_pre XML 3.57M
15: EX-101.SCH XBRL Schema -- ms-20201231 XSD 625K
224: JSON XBRL Instance as JSON Data -- MetaLinks 1,061± 1.70M
225: ZIP XBRL Zipped Folder -- 0000895421-21-000286-xbrl Zip 1.83M
‘EX-32.1’ — Certification — §906 – SOA’02
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