Annual Report — Form 10-K
Filing Table of Contents
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 11.75M
2: EX-4.1 Instrument Defining the Rights of Security Holders HTML 231K
6: EX-10.18 Material Contract HTML 65K
7: EX-10.22 Material Contract HTML 261K
3: EX-10.4 Material Contract HTML 73K
4: EX-10.6 Material Contract HTML 131K
5: EX-10.8 Material Contract HTML 113K
8: EX-21 Subsidiaries List HTML 65K
9: EX-22 Published Report re: Matters Submitted to a Vote HTML 63K
of Security Holders
10: EX-23.1 Consent of Expert or Counsel HTML 68K
11: EX-31.1 Certification -- §302 - SOA'02 HTML 66K
12: EX-31.2 Certification -- §302 - SOA'02 HTML 66K
13: EX-32.1 Certification -- §906 - SOA'02 HTML 63K
14: EX-32.2 Certification -- §906 - SOA'02 HTML 63K
20: R1 Cover Page HTML 157K
21: R2 Audit Information HTML 67K
22: R3 Consolidated Income Statements HTML 175K
23: R4 Consolidated Comprehensive Income Statement HTML 106K
24: R5 Consolidated Balance Sheets HTML 173K
25: R6 Consolidated Balance Sheets (Parenthetical) HTML 92K
26: R7 Consolidated Statements of Changes in Total Equity HTML 139K
27: R8 Consolidated Cash Flow Statements HTML 180K
28: R9 Introduction and Basis of Presentation HTML 78K
29: R10 Significant Accounting Policies HTML 170K
30: R11 Acquisitions HTML 107K
31: R12 Cash and Cash Equivalents HTML 71K
32: R13 Fair Values HTML 808K
33: R14 Fair Value Option HTML 115K
34: R15 Derivative Instruments and Hedging Activities HTML 446K
35: R16 Investment Securities HTML 252K
36: R17 Collateralized Transactions HTML 181K
37: R18 Loans, Lending Commitments and Related Allowance HTML 452K
for Credit Losses
38: R19 Goodwill and Intangible Assets HTML 134K
39: R20 Other Assets - Equity Method Investments and HTML 112K
Leases
40: R21 Deposits HTML 89K
41: R22 Borrowings and Other Secured Financings HTML 177K
42: R23 Commitments, Guarantees and Contingencies HTML 159K
43: R24 Variable Interest Entities and Securitization HTML 297K
Activities
44: R25 Regulatory Requirements HTML 188K
45: R26 Total Equity HTML 336K
46: R27 Interest Income and Interest Expense HTML 98K
47: R28 Deferred Compensation Plans and Carried Interest HTML 143K
Compensation
48: R29 Employee Benefit Plans HTML 227K
49: R30 Income Taxes HTML 148K
50: R31 Segment, Geographic and Revenue Information HTML 292K
51: R32 Parent Company HTML 202K
52: R33 Significant Accounting Policies (Policies) HTML 231K
53: R34 Significant Accounting Policies (Tables) HTML 78K
54: R35 Acquisitions (Tables) HTML 105K
55: R36 Cash and Cash Equivalents (Tables) HTML 70K
56: R37 Fair Values (Tables) HTML 981K
57: R38 Fair Value Option (Tables) HTML 109K
58: R39 Derivative Instruments and Hedging Activities HTML 452K
(Tables)
59: R40 Investment Securities (Tables) HTML 257K
60: R41 Collateralized Transactions (Tables) HTML 186K
61: R42 Loans, Lending Commitments and Related Allowance HTML 457K
for Credit Losses (Tables)
62: R43 Goodwill and Intangible Assets (Tables) HTML 143K
63: R44 Other Assets - Equity Method Investments and HTML 119K
Leases (Tables)
64: R45 Deposits (Tables) HTML 89K
65: R46 Borrowings and Other Secured Financings (Tables) HTML 179K
66: R47 Commitments, Guarantees and Contingencies (Tables) HTML 129K
67: R48 Variable Interest Entities and Securitization HTML 286K
Activities (Tables)
68: R49 Regulatory Requirements (Tables) HTML 175K
69: R50 Total Equity (Tables) HTML 391K
70: R51 Interest Income and Interest Expense (Tables) HTML 99K
71: R52 Deferred Compensation Plans and Carried Interest HTML 157K
Compensation (Tables)
72: R53 Employee Benefit Plans (Tables) HTML 233K
73: R54 Income Taxes (Tables) HTML 155K
74: R55 Segment, Geographic and Revenue Information HTML 300K
(Tables)
75: R56 Parent Company (Tables) HTML 203K
76: R57 Significant Accounting Policies - Narrative HTML 115K
(Details)
77: R58 Acquisitions - Narrative (Details) HTML 90K
78: R59 Acquisitions - Purchase Price Allocation (Details) HTML 126K
79: R60 Acquisitions - Acquired Intangible Assets HTML 81K
(Details)
80: R61 Acquisitions - Proforma Combined Financial HTML 71K
Information (Details)
81: R62 Cash and Cash Equivalents - Summary (Details) HTML 73K
82: R63 Fair Values - Assets and Liabilities Measured at HTML 244K
Fair Value on a Recurring Basis (Details)
83: R64 Fair Values - Detail of Loans and Lending HTML 84K
Commitments at Fair Value and Unsettled Fair Value
of Futures Contracts (Details)
84: R65 Fair Values - Activity of Level 3 Assets and HTML 237K
Liabilities Measured at Fair Value on a Recurring
Basis (Details)
85: R66 Fair Values - Valuation Techniques and Sensitivity HTML 360K
of Unobservable Inputs Used in Level 3 Fair Value
Measurements (Details)
86: R67 Fair Values - Fund Interests Measured Based on Net HTML 85K
Asset Value (Details)
87: R68 Fair Values - Assets and Liabilities Measured at HTML 108K
Fair Value on a Nonrecurring Basis (Details)
88: R69 Fair Values - Financial Instruments Not Measured HTML 132K
at Fair Value (Details)
89: R70 Fair Value Option - Borrowings Measured at Fair HTML 78K
Value on a Recurring Basis (Details)
90: R71 Fair Value Option - Net Revenues from Borrowings HTML 70K
under the Fair Value Option (Details)
91: R72 Fair Value Option - Gains (Losses) Due to Changes HTML 81K
in Instrument-Specific Credit Risk (Details)
92: R73 Fair Value Option - Difference Between Contractual HTML 68K
Principal and Fair Value (Details)
93: R74 Fair Value Option - Fair Value Loans on Nonaccrual HTML 66K
Status (Details)
94: R75 Derivative Instruments and Hedging Activities - HTML 205K
Fair Values of Derivative Contracts (Details)
95: R76 Derivative Instruments and Hedging Activities - HTML 139K
Notionals of Derivative Contracts (Details)
96: R77 Derivative Instruments and Hedging Activities - HTML 118K
Gains (Losses) on Accounting Hedges and Fair Value
Hedges (Details)
97: R78 Derivative Instruments and Hedging Activities - HTML 67K
Gains (Losses) on Economic Loan Hedges (Details)
98: R79 Derivative Instruments and Hedging Activities - HTML 76K
Credit Risk-Related Contingencies (Details)
99: R80 Derivative Instruments and Hedging Activities - HTML 124K
Maximum Potential Payout/Notional of Credit
Protection Sold (Details)
100: R81 Derivative Instruments and Hedging Activities - HTML 80K
Fair Value Asset/(Liability) of Credit Protection
Sold (Details)
101: R82 Derivative Instruments and Hedging Activities - HTML 76K
Protection Purchased with CDS (Details)
102: R83 Investment Securities - AFS and HTM Securities HTML 118K
(Details)
103: R84 Investment Securities - Investment Securities in HTML 100K
an Unrealized Loss Position (Details)
104: R85 Investment Securities - Narrative (Details) HTML 66K
105: R86 Investment Securities - Investment Securities by HTML 202K
Contractual Maturity (Details)
106: R87 Investment Securities - Gross Realized Gains and HTML 68K
Losses on Sales of AFS Securities (Details)
107: R88 Collateralized Transactions - Offsetting of HTML 130K
Certain Collateralized Transactions (Details)
108: R89 Collateralized Transactions - Gross Secured HTML 100K
Financing Balances (Details)
109: R90 Collateralized Transactions - Assets Loaned or HTML 64K
Pledged (Details)
110: R91 Collateralized Transactions - Collateral Received HTML 66K
(Details)
111: R92 Collateralized Transactions - Securities HTML 63K
Segregated for Regulatory Purposes (Details)
112: R93 Collateralized Transactions - Concentration Based HTML 71K
on the Firm's Total Assets (Details)
113: R94 Collateralized Transactions - Customer Margin and HTML 63K
Other Lending (Details)
114: R95 Loans, Lending Commitments and Related Allowance HTML 108K
for Credit Losses - Loans by Type (Details)
115: R96 Loans, Lending Commitments and Related Allowance HTML 79K
for Credit Losses - Loans by Interest Rate Type
(Details)
116: R97 Loans, Lending Commitments and Related Allowance HTML 168K
for Credit Losses - Loans Held for Investment
before Allowance by Origination Year (Details)
117: R98 Loans, Lending Commitments and Related Allowance HTML 76K
for Credit Losses - Past Due Status of Loans Held
for Investment before Allowance (Details)
118: R99 Loans, Lending Commitments and Related Allowance HTML 78K
for Credit Losses - Nonaccrual Loans Held for
Investment before Allowance (Details)
119: R100 Loans, Lending Commitments and Related Allowance HTML 66K
for Credit Losses - Troubled Debt Restructurings
(Details)
120: R101 Loans, Lending Commitments and Related Allowance HTML 130K
for Credit Losses - Allowance for Credit Losses
Rollforward - Loans and Lending Commitments
(Details)
121: R102 Loans, Lending Commitments and Related Allowance HTML 68K
for Credit Losses - Schedule of Selected Credit
Ratios (Details)
122: R103 Loans, Lending Commitments and Related Allowance HTML 73K
for Credit Losses - Employee Loans (Details)
123: R104 Goodwill and Intangible Assets - Goodwill HTML 95K
Rollforward (Details)
124: R105 Goodwill and Intangible Assets - Net Amortizable HTML 91K
Intangible Assets Rollforward (Details)
125: R106 Goodwill and Intangible Assets - Gross Amortizable HTML 81K
Intangible Assets by Type (Details)
126: R107 Goodwill and Intangible Assets - Intangible Assets HTML 72K
Estimated Future Amortization Expense (Details)
127: R108 Other Assets - Equity Method Investments and HTML 70K
Leases - Equity Method Investments (Details)
128: R109 Other Assets - Equity Method Investments and HTML 67K
Leases - Investees (Details)
129: R110 Other Assets - Equity Method Investments and HTML 72K
Leases - Narrative (Details)
130: R111 Other Assets - Equity Method Investments and HTML 77K
Leases - Balance Sheet Amounts Related to Leases
(Details)
131: R112 Other Assets - Equity Method Investments and HTML 87K
Leases - Lease Liabilities (Details)
132: R113 Other Assets - Equity Method Investments and HTML 71K
Leases - Lease Costs (Details)
133: R114 Other Assets - Equity Method Investments and HTML 67K
Leases - Cash Flows Statement Supplemental
Information (Details)
134: R115 Deposits - Summary (Details) HTML 71K
135: R116 Deposits - Time Deposit Maturities (Details) HTML 91K
136: R117 Deposits - Deposits in U.S Banks from non-U.S. HTML 64K
Depositors (Details)
137: R118 Borrowings and Other Secured Financings - HTML 119K
Maturities and Terms of Borrowings (Details)
138: R119 Borrowings and Other Secured Financings - HTML 73K
Borrowings with Maturities Greater than One Year
(Details)
139: R120 Borrowings and Other Secured Financings - Senior HTML 67K
Debt Subject to Put Options or Liquidity
Obligations (Details)
140: R121 Borrowings and Other Secured Financings - HTML 65K
Subordinated Debt (Details)
141: R122 Borrowings and Other Secured Financings - Rates HTML 65K
for Long-Term Borrowings (Details)
142: R123 Borrowings and Other Secured Financings - Other HTML 70K
Secured Financings (Details)
143: R124 Borrowings and Other Secured Financings - HTML 107K
Maturities and Terms of Secured Financings
(Details)
144: R125 Borrowings and Other Secured Financings - Failed HTML 80K
Sales by Maturity (Details)
145: R126 Commitments, Guarantees and Contingencies - HTML 101K
Commitments (Details)
146: R127 Commitments, Guarantees and Contingencies - HTML 124K
Obligations under Guarantee Arrangements (Details)
147: R128 Commitments, Guarantees and Contingencies - Legal HTML 64K
Expenses (Details)
148: R129 Commitments, Guarantees and Contingencies - HTML 66K
Narrative (Details)
149: R130 Variable Interest Entities and Securitization HTML 92K
Activities - Assets and Liabilities by Type of
Activity (Details)
150: R131 Variable Interest Entities and Securitization HTML 111K
Activities - Assets and Liabilities by Balance
Sheet Caption (Details)
151: R132 Variable Interest Entities and Securitization HTML 150K
Activities - Non-Consolidated VIEs (Details)
152: R133 Variable Interest Entities and Securitization HTML 91K
Activities - Mortgage and Asset Backed
Securitization Assets (Details)
153: R134 Variable Interest Entities and Securitization HTML 109K
Activities - Transfers of Assets with Continuing
Involvement (Details)
154: R135 Variable Interest Entities and Securitization HTML 91K
Activities - Fair Value of Transfers of Assets
with Continuing Involvement (Details)
155: R136 Variable Interest Entities and Securitization HTML 73K
Activities - Proceeds from New Securitization
Transactions and Sales of Loans (Details)
156: R137 Variable Interest Entities and Securitization HTML 78K
Activities - Assets Sold with Retained Exposure
(Details)
157: R138 Regulatory Requirements - Narrative (Details) HTML 69K
158: R139 Regulatory Requirements - Capital Buffer HTML 93K
Requirements (Details)
159: R140 Regulatory Requirements - Risk-Based Regulatory HTML 84K
Capital Ratio Requirements (Details)
160: R141 Regulatory Requirements - The Firm's Regulatory HTML 98K
Capital and Capital Ratios (Details)
161: R142 Regulatory Requirements - U.S. Bank Subsidiaries' HTML 124K
Regulatory Capital and Capital Ratios (Details)
162: R143 Regulatory Requirements - U.S. Broker-Dealer HTML 67K
Regulatory Capital Requirements (Details)
163: R144 Regulatory Requirements - Restrictions on Payments HTML 64K
(Details)
164: R145 Total Equity - Preferred Stock Outstanding HTML 101K
(Details)
165: R146 Total Equity - Narrative (Details) HTML 63K
166: R147 Total Equity - Preferred Stock Issuance HTML 102K
Description (Details)
167: R148 Total Equity - Rollforward of Common Stock HTML 75K
Outstanding (Details)
168: R149 Total Equity - Share Repurchases (Details) HTML 65K
169: R150 Total Equity - Reconciliation of Common Shares HTML 72K
Outstanding for Basic and Diluted EPS (Details)
170: R151 Total Equity - Dividends (Details) HTML 105K
171: R152 Total Equity - Accumulated Other Comprehensive HTML 94K
Income (Loss) (Details)
172: R153 Total Equity - Components of Period Changes in OCI HTML 160K
(Details)
173: R154 Total Equity - Cumulative Foreign Currency HTML 71K
Translation Adjustments (Details)
174: R155 Interest Income and Interest Expense - Summary HTML 93K
(Details)
175: R156 Interest Income and Interest Expense - Accrued HTML 66K
Interest (Details)
176: R157 Deferred Compensation Plans and Carried Interest HTML 73K
Compensation - Stock-based Compensation Plans
(Details)
177: R158 Deferred Compensation Plans and Carried Interest HTML 64K
Compensation - Tax Benefit Related to Stock-Based
Compensation Expense (Details)
178: R159 Deferred Compensation Plans and Carried Interest HTML 71K
Compensation - Unrecognized Compensation Cost
Related to Stock-Based Awards Granted (Details)
179: R160 Deferred Compensation Plans and Carried Interest HTML 64K
Compensation - Common Shares Available for Future
Awards under Stock-Based Compensation Plans
(Details)
180: R161 Deferred Compensation Plans and Carried Interest HTML 98K
Compensation - Vested and Unvested RSU Activity
(Details)
181: R162 Deferred Compensation Plans and Carried Interest HTML 87K
Compensation - Unvested RSU Activity (Details)
182: R163 Deferred Compensation Plans and Carried Interest HTML 68K
Compensation - Fair Value of RSU Activity
(Details)
183: R164 Deferred Compensation Plans and Carried Interest HTML 73K
Compensation - Narrative (Details)
184: R165 Deferred Compensation Plans and Carried Interest HTML 70K
Compensation - PSU Fair Value on Award Date
(Details)
185: R166 Deferred Compensation Plans and Carried Interest HTML 76K
Compensation - Monte Carlo Simulation Assumptions
(Details)
186: R167 Deferred Compensation Plans and Carried Interest HTML 71K
Compensation - Deferred Cash-Based Compensation
Expense (Details)
187: R168 Deferred Compensation Plans and Carried Interest HTML 64K
Compensation - Carried Interest Compensation
Expense (Details)
188: R169 Employee Benefit Plans - Net Periodic Benefit HTML 82K
Expense (Income) (Details)
189: R170 Employee Benefit Plans - Rollforward of Pre-tax HTML 82K
AOCI (Details)
190: R171 Employee Benefit Plans - Weighted Average HTML 71K
Assumptions Used to Determine Net Periodic Benefit
Expense (Income) (Details)
191: R172 Employee Benefit Plans - Rollforward of the HTML 118K
Benefit Obligation and Fair Value of Plan Assets
(Details)
192: R173 Employee Benefit Plans - Accumulated Benefit HTML 66K
Obligation (Details)
193: R174 Employee Benefit Plans - Pension Plans with HTML 71K
Projected Benefit Obligations in Excess of the
Fair Value of Plan Assets (Details)
194: R175 Employee Benefit Plans - Weighted Average HTML 68K
Assumptions Used to Determine Benefit Obligation
(Details)
195: R176 Employee Benefit Plans - Fair Value of Plan Assets HTML 137K
(Details)
196: R177 Employee Benefit Plans - Rollforward of Level 3 HTML 75K
Plan Assets (Details)
197: R178 Employee Benefit Plans - Narrative (Details) HTML 80K
198: R179 Employee Benefit Plans - Expected Future Benefit HTML 76K
Payments (Details)
199: R180 Employee Benefit Plans - 401(k) and Defined HTML 68K
Contribution Pension Plans (Details)
200: R181 Income Taxes - Components of Provision for HTML 101K
(Benefit from) Income Taxes (Details)
201: R182 Income Taxes - Effective Income Tax Rate (Details) HTML 80K
202: R183 Income Taxes - Deferred Tax Assets and Liabilities HTML 89K
(Details)
203: R184 Income Taxes - Narrative (Details) HTML 64K
204: R185 Income Taxes - Rollforward of Unrecognized Tax HTML 80K
Benefits (Details)
205: R186 Income Taxes - Interest Expense (Benefit), Net of HTML 66K
Federal and State Income Tax Benefits (Details)
206: R187 Segment, Geographic and Revenue Information - HTML 172K
Selected Financial Information by Business Segment
(Details)
207: R188 Segment, Geographic and Revenue Information - HTML 74K
Institutional Securities - Investment Banking
Revenues (Details)
208: R189 Segment, Geographic and Revenue Information - HTML 76K
Trading Revenues by Product Type (Details)
209: R190 Segment, Geographic and Revenue Information - HTML 63K
Investment Management Investments Revenues - Net
Unrealized Carried Interest (Details)
210: R191 Segment, Geographic and Revenue Information - HTML 64K
Investment Management Asset Management Revenues -
Reduction of Fees due to Fee Waivers (Details)
211: R192 Segment, Geographic and Revenue Information - HTML 63K
Other Expenses - Transaction Taxes (Details)
212: R193 Segment, Geographic and Revenue Information - Net HTML 73K
Revenues by Region (Details)
213: R194 Segment, Geographic and Revenue Information - HTML 72K
Income from Continuing Operations before Income
Tax Expense (Benefit) (Details)
214: R195 Segment, Geographic and Revenue Information - HTML 64K
Revenue Recognized from Prior Services (Details)
215: R196 Segment, Geographic and Revenue Information - HTML 64K
Receivables from Contracts with Customers
(Details)
216: R197 Segment, Geographic and Revenue Information - HTML 77K
Assets by Business Segment (Details)
217: R198 Segment, Geographic and Revenue Information - HTML 77K
Assets by Region (Details)
218: R199 Parent Company - Condensed Income Statements and HTML 147K
Comprehensive Income Statements (Details)
219: R200 Parent Company - Condensed Balance Sheets HTML 187K
(Details)
220: R201 Parent Company - Condensed Cash Flow Statements HTML 147K
(Details)
221: R202 Parent Company - Parent Company's Borrowings with HTML 74K
Original Maturities Greater than One Year
(Details)
222: R203 Parent Company - Guarantees (Details) HTML 69K
225: XML IDEA XML File -- Filing Summary XML 447K
223: XML XBRL Instance -- ms-20221231_htm XML 17.05M
224: EXCEL IDEA Workbook of Financial Reports XLSX 556K
16: EX-101.CAL XBRL Calculations -- ms-20221231_cal XML 574K
17: EX-101.DEF XBRL Definitions -- ms-20221231_def XML 2.71M
18: EX-101.LAB XBRL Labels -- ms-20221231_lab XML 5.07M
19: EX-101.PRE XBRL Presentations -- ms-20221231_pre XML 3.57M
15: EX-101.SCH XBRL Schema -- ms-20221231 XSD 630K
226: JSON XBRL Instance as JSON Data -- MetaLinks 1,197± 2.00M
227: ZIP XBRL Zipped Folder -- 0000895421-23-000284-xbrl Zip 2.56M
‘EX-32.1’ — Certification — §906 – SOA’02
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