SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Logen Asset Management LP, et al. – ‘3’ for 11/15/16 re: J.G. Wentworth Co.

On:  Tuesday, 11/22/16, at 4:30pm ET   ·   For:  11/15/16   ·   Accession #:  899243-16-34117   ·   File #:  1-36170

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/22/16  Logen Asset Management LP         3                      1:11K  J.G. Wentworth Co.                Donnelley Fin’l S… 06/FA
          Gendal Steven K.
          Louie Norman
          Logen Asset Management GP LLC
          Anthem, Inc.

Initial Statement of Beneficial Ownership of Securities by an Insider   —   Form 3   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 3           Form 3 Submission -- doc3.xml/2.6                   HTML      3K 




        

This ‘3’ Document is an XML Data File that may be rendered in various formats:

  Form 3    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Form 3 Submission
 
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
LOGEN ASSET MANAGEMENT LP

(Last)(First)(Middle)
599 LEXINGTON AVENUE, 38TH FLOOR

(Street)
NEW YORKNY10022

(City)(State)(Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/15/16
3. Issuer Name and Ticker or Trading Symbol
J.G. Wentworth Co [ JGWE ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock1,890,923I (1) (3)See footnotes (1) (3)
Class A Common Stock156,290I (2) (3) (4)See footnotes (2) (3) (4)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
LOGEN ASSET MANAGEMENT LP

(Last)(First)(Middle)
599 LEXINGTON AVENUE, 38TH FLOOR

(Street)
NEW YORKNY10022

(City)(State)(Zip)
1. Name and Address of Reporting Person*
Anthem, Inc.

(Last)(First)(Middle)
120 MONUMENT CIRCLE

(Street)
INDIANAPOLISIN46204-4903

(City)(State)(Zip)
1. Name and Address of Reporting Person*
Logen Asset Management GP LLC

(Last)(First)(Middle)
599 LEXINGTON AVENUE, 38TH FLOOR

(Street)
NEW YORKNY10022

(City)(State)(Zip)
1. Name and Address of Reporting Person*
Louie Norman

(Last)(First)(Middle)
599 LEXINGTON AVENUE, 38TH FLOOR

(Street)
NEW YORKNY10022

(City)(State)(Zip)
1. Name and Address of Reporting Person*
Gendal Steven K.

(Last)(First)(Middle)
599 LEXINGTON AVENUE, 38TH FLOOR

(Street)
NEW YORKNY10022

(City)(State)(Zip)
Explanation of Responses:
(1)  These shares of Class A common stock ("Shares") are held for the account of a separately managed account (the "Managed Account"). Anthem Inc. is the sole owner of the Managed Account.
(2)  These Shares are held for the account of Logen Asset Management Master Fund Ltd. (the "Logen Fund").
(3)  Logen Asset Management LP ("Logen LP") serves as investment manager to each of the Logen Fund and the Managed Account. Logen Asset Management GP LLC ("Logen GP") is the general partner of Logen LP. Mr. Norman M. K. Louie is a managing partner and the Chief Investment Officer of Logen LP and a member of Logen GP. Mr. Steven K. Gendal is a managing partner of Logen LP and a member of Logen GP. Each of Logen LP, Logen GP, Mr. Louie and Mr. Gendal disclaims beneficial ownership of the Shares reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of such Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
(4)  Anthem Inc. disclaims beneficial ownership of the Shares held for the account of the Logen Fund and the inclusion of such Shares in this report shall not be deemed an admission of beneficial ownership of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Remarks:
Logen Asset Management LP, By: /s/ Steven K. Gendal, Managing Partner 11/22/16
Logen Asset Management GP LLC, By: /s/ Steven K. Gendal, Member 11/22/16
/s/ Norman M. K. Louie 11/22/16
/s/ Steven K. Gendal 11/22/16
Anthem, Inc., By: /s/ Kathleen S. Kiefer, Vice President, Legal & Corporate Secretary 11/22/16
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Top
Filing Submission 0000899243-16-034117   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Sun., Apr. 28, 1:23:55.1pm ET