Amendment to General Statement of Beneficial Ownership — Schedule 13D
Filing Table of Contents
Document/Exhibit Description Pages Size
1: SC 13D/A Amendment to General Statement of Beneficial 19 74K
Ownership
2: EX-3 Articles of Incorporation/Organization or By-Laws 12 43K
3: EX-4 Instrument Defining the Rights of Security Holders 2 10K
4: EX-5 Opinion re: Legality 2 10K
5: EX-6 Opinion re: Discount on Capital Shares 2 10K
6: EX-7 Opinion re: Liquidation Preference 2 10K
7: EX-8 Opinion re: Tax Matters 3 16K
8: EX-9 Voting Trust Agreement 13 48K
9: EX-10 Material Contract 2± 8K
EX-6 — Opinion re: Discount on Capital Shares
EX-6 | 1st Page of 2 | TOC | ↑Top | Previous | Next | ↓Bottom | Just 1st |
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JOINDER IN AGREEMENT
This Agreement is made as of the 29th day of December, 1993, by and between
Tenneco Inc. (the "Investor") and Bankers Trust Company, as Trustee of the Case
Corporation Pension Plan for Hourly-Paid Employees (the "Transferee").
W I T N E S S E T H:
WHEREAS, the Investor and Cummins Engine Company, Inc. (the "Company") have
previously entered into an Investment Agreement dated as of July 16, 1990,
which provided for the purchase by the Investor of certain securities of the
Company, which securities presently consist of 3,200,000 shares of Common Stock
of the Company (the "Shares"); and
WHEREAS, the Investor desires to transfer the Shares to the Transferee and,
pursuant to a Consent and Amendment to Investment Agreement dated as of
December 29, 1993 (the "Consent and Amendment"), the Company has consented to
such transfer; and
WHEREAS, it is a condition precedent to the transfer of the Shares to the
Transferee that the Transferee enter into this Joinder in Agreement;
NOW THEREFORE, the parties agree as follows:
1. By execution of this Joinder in Agreement, the Transferee shall become
a party to the Consent and Amendment, and the Transferee shall be bound by
the terms and provisions of the Consent and Amendment to the same extent as
if the Transferee were originally a party thereto.
2. The Investor and the Transferee agree that (i) the Company is a third
party beneficiary of this Joinder in Agreement, and (ii) this Joinder in
Agreement may not be amended without the Company's written consent.
3. Representations and Warranties:
Each of the Investor and the Transferee and only as to itself represent
for the benefit of the Company as follows:
(a) It has all requisite power and authority to execute and deliver
this Joinder in Agreement.
(b) The consummation of the Joinder in Agreement as contemplated
hereby does not contravene its constitutive documents.
(c) This Joinder in Agreement has been duly executed and delivered by
it and is the legal, valid and binding obligation of it enforceable
against it in accordance with its terms.
(d) The execution, delivery and performance of this Joinder in
Agreement and the consummation of the transactions contemplated hereby
will not conflict with, or constitute a default under, or give to
others any right of termination, amendment, acceleration or
cancellation of any agreement, indenture or instrument to which it is a
party or result in any violation of any law, rule, regulation, order,
judgment or decree applicable to it, including without limitation any
provisions of the Employee Retirement Income Security Act of 1974, as
amended ("ERISA"), and the rules and regulations promulgated
thereunder, and any and all consents or approvals required by ERISA to
permit the execution, delivery and performance of this Joinder in
Agreement and the consummation of the trans-actions contemplated hereby
have been obtained.
4. The address for any notices or communications required or permitted to
be given to the Transferee under the Investment Agreement, as amended by
the Consent and Amendment, shall be as follows:
BANKERS TRUST COMPANY, as Trustee of the
Case Corporation Pension Plan for
Hourly-Paid Employees
c/o Bankers Trust Company of the Southwest
3000 Two Houston Center
909 Fannin, Suite 3000
Houston, Texas 77010
Attention: Thomas Calabro, Jr.
Telecopy: 713-759-6767
IN WITNESS WHEREOF, the parties hereto have caused this Joinder in Agreement
to be duly executed by their respective authorized officers as of the date
hereof.
TENNECO INC.
M. W. Meyer
by ______________________________
M. W. Meyer
BANKERS TRUST COMPANY, as Trustee
of the Case Corporation Pension
Plan for Hourly-Paid Employees
Daniel C. Mueller
by ______________________________
Daniel C. Mueller
Dates Referenced Herein
| Referenced-On Page |
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This ‘SC 13D/A’ Filing | | Date | | First | | Last | | | Other Filings |
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| | |
Filed on: | | 1/10/94 | | | | | | | None on these Dates |
| | 12/29/93 | | 1 |
| List all Filings |
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