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Coliseum Capital Partners, L.P., et al. – ‘4’ for 9/30/22 re: GMS Inc.

On:  Tuesday, 10/4/22, at 6:20pm ET   ·   For:  9/30/22   ·   As:  10% Owner   ·   Accession #:  899243-22-32772   ·   File #:  1-37784

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/04/22  Coliseum Capital Partners, L.P.   4          10% Owner   1:13K  GMS Inc.                          Donnelley Fin’l S… 06/FA
          Coliseum Capital, LLC
          Coliseum Capital Management, LLC
          Coliseum Capital Co-Invest III, L.P.
          Gray Adam
          Shackelton Christopher S

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Form 4 Submission -- doc4.xml/3.6                   HTML     11K


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Form 4 Submission
 
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Coliseum Capital Management, LLC
(Last)(First)(Middle)
105 ROWAYTON AVENUE
(Street)
ROWAYTONCT06853
(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
GMS Inc. [ GMS ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
9/30/22
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common stock, par value $0.01 per share ("Common Stock") 9/30/22P 205,000A$40.19 (1)6,336,573ISee Footnotes (2) (3) (4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
Coliseum Capital Management, LLC
(Last)(First)(Middle)
105 ROWAYTON AVENUE
(Street)
ROWAYTONCT06853
(City)(State)(Zip)
1. Name and Address of Reporting Person*
Coliseum Capital, LLC
(Last)(First)(Middle)
105 ROWAYTON AVENUE
(Street)
ROWAYTONCT06853
(City)(State)(Zip)
1. Name and Address of Reporting Person*
COLISEUM CAPITAL PARTNERS, L.P.
(Last)(First)(Middle)
105 ROWAYTON AVENUE
(Street)
ROWAYTONCT06853
(City)(State)(Zip)
1. Name and Address of Reporting Person*
Coliseum Capital Co-Invest III, L.P.
(Last)(First)(Middle)
105 ROWAYTON AVE.
(Street)
ROWAYTONCT06853
(City)(State)(Zip)
1. Name and Address of Reporting Person*
Gray Adam
(Last)(First)(Middle)
105 ROWAYTON AVENUE
(Street)
ROWAYTONCT06853
(City)(State)(Zip)
1. Name and Address of Reporting Person*
Shackelton Christopher S
(Last)(First)(Middle)
105 ROWAYTON AVENUE
(Street)
ROWAYTONCT06853
(City)(State)(Zip)
Explanation of Responses:
(1)  The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $40.00 to $40.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
(2)  The Common Stock is held directly by (a) Coliseum Capital Partners, L.P. ("CCP"), an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser, (b) Coliseum Capital Co-Invest III, L.P. ("CCC III"), a Delaware limited partnership (and together with CCP, the "Funds"), an investment limited partnership of which CC is general partner and for which CCM serves as investment adviser, and (c) a separate account investment advisory client of CCM (the "Separate Account").
(3)  Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC. Each of Shackelton, Gray, CCP, CCC III, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.
(4)  Following the transactions reported herein, CCP, the Separate Account and CCC III directly owned 4,328,298, 1,228,906 and 779,369 shares of Common Stock, respectively.
Remarks:
Coliseum Capital Management, LLC By: /s/ Thomas Sparta Thomas Sparta, Attorney-in-fact 10/4/22
Coliseum Capital, LLC By: /s/ Thomas Sparta Thomas Sparta, Attorney-in-fact 10/4/22
Coliseum Capital Partners, L.P. By: Coliseum Capital, LLC, its General Partner By: /s/ Thomas Sparta Thomas Sparta, Attorney-in-fact 10/4/22
Coliseum Capital Co-Invest III, L.P. By: Coliseum Capital, LLC, its General Partner By: /s/ Thomas Sparta Thomas Sparta, Attorney-in-fact 10/4/22
Adam Gray By: /s/ Thomas Sparta Thomas Sparta, Attorney-in-fact 10/4/22
Christopher Shackelton By: /s/ Thomas Sparta Thomas Sparta, Attorney-in-fact 10/4/22
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Code:
    P    Open market or private purchase of non-derivative or derivative security.

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