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Zalupski Patrick O. – ‘4’ for 4/18/24 re: Dream Finders Homes, Inc.

On:  Monday, 4/22/24, at 5:02pm ET   ·   For:  4/18/24   ·   As:  Director, Officer and 10% Owner   ·   Accession #:  897069-24-975   ·   File #:  1-39916

Previous ‘4’:  ‘4’ on 4/10/24 for 4/8/24   ·   Latest ‘4’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/22/24  Zalupski Patrick O.               4          D,O,%Owner  1:10K  Dream Finders Homes, Inc.         Foley & Lardner/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML     11K 
                Securities by an Insider -- form4.xml/5.8


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

This is our “Plain Text” rendering:
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0508
Document Type:  4
Period of Report:  4/18/24
Issuer:
Issuer CIK:  1825088
Issuer Name:  Dream Finders Homes, Inc.
Issuer Trading Symbol:  DFH
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1841163
Owner Name:  Zalupski Patrick O.
Reporting Owner Address:
Owner Street 1:  14701 PHILIPS HIGHWAY
Owner Street 2:  SUITE 300
Owner City:  JACKSONVILLE
Owner State:  FL
Owner ZIP Code:  32256
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  Yes
Is Ten Percent Owner?  Yes
Officer Title:  President and CEO
Aff 10b5 One?  Yes
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Class A common stock, par value $0.01 per share
Transaction Date:
Value:  4/18/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  20,150
Transaction Price Per Share:
Value:  34.62
Footnote ID:  F1
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,368,261
Footnote ID:  F2
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Class A common stock, par value $0.01 per share
Transaction Date:
Value:  4/18/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  10,283
Transaction Price Per Share:
Value:  35.17
Footnote ID:  F3
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,357,978
Footnote ID:  F2
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Class A common stock, par value $0.01 per share
Transaction Date:
Value:  4/19/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  31,921
Transaction Price Per Share:
Value:  33.33
Footnote ID:  F4
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,326,057
Footnote ID:  F2
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Class A common stock, par value $0.01 per share
Transaction Date:
Value:  4/19/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  1,605
Transaction Price Per Share:
Value:  34.19
Footnote ID:  F5
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,324,452
Footnote ID:  F2
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  Class B common stock, par value $0.01 per share
Footnote ID:  F6
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  57,820,586
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  Class B common stock, par value $0.01 per share
Footnote ID:  F6
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  809,409
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By trust
Footnote ID:  F7
Non-Derivative Holding:
Security Title:
Value:  Class B common stock, par value $0.01 per share
Footnote ID:  F6
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  596,158
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  See Footnote
Footnote ID:  F8
Footnotes:
Footnote - F1:  The price reported in Column 4 is a weighted average price. The prices sold ranged from $34.13 to $35.13. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
Footnote - F2:  Includes 6,141 shares held in a 401(k) account.
Footnote - F3:  The price reported in Column 4 is a weighted average price. The prices sold ranged from $35.14 to $35.26. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
Footnote - F4:  The price reported in Column 4 is a weighted average price. The prices sold ranged from $32.92 to $33.85. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
Footnote - F5:  The price reported in Column 4 is a weighted average price. The prices sold ranged from $33.98 to $34.25. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
Footnote - F6:  Each share of Class B Common Stock is convertible at the option of the reporting person into one share of Class A Common Stock of Dream Finders Homes, Inc. and has no expiration date.
Footnote - F7:  Shares contributed to trust established for the benefit of the reporting person's children.
Footnote - F8:  Shares held by POZ Holdings, Inc., which is controlled by the reporting person.
Owner Signature:
Signature Name:  /s/ Robert E. Riva by Power of Attorney
Signature Date:  4/22/24


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Filing Submission 0000897069-24-000975   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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