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Wabash National Corp. – ‘3’ for 9/27/17 re: Supreme Industries Inc.

On:  Thursday, 9/28/17, at 10:11am ET   ·   For:  9/27/17   ·   Accession #:  879526-17-32   ·   File #:  1-08183

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer

 9/28/17  Wabash National Corp./DE          3                      1:6K   Supreme Industries Inc.

Initial Statement of Beneficial Ownership of Securities by an Insider   —   Form 3   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 3           Initial Statement of Beneficial Ownership of        HTML      3K 
                Securities by an Insider -- edgar.xml/2.6                        




        

This ‘3’ Document is an XML Data File that may be rendered in various formats:

  Form 3    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Initial Statement of Beneficial Ownership of Securities by an Insider
 
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
WABASH NATIONAL CORP /DE

(Last)(First)(Middle)
1000 SAGAMORE PARKWAY SOUTH

(Street)
LAFAYETTEIN47905

(City)(State)(Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
9/27/17
3. Issuer Name and Ticker or Trading Symbol
SUPREME INDUSTRIES INC [ STS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock, par value $0.1015,595,348ISee footnote (1)
Class B Common Stock, par value $0.100 (2)ISee footnote (1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
(1)  The Reporting Person is filing this Form 3 on behalf of itself and Redhawk Acquisition Corporation ("Redhawk"), a Delaware corporation and wholly owned subsidiary of the Reporting Person. The shares of common stock to which this Form 3 relates were acquired by Redhawk on September 27, 2017 (the "Acceptance Time") following the expiration of the offering period for the tender offer for all outstanding shares of Class A common stock and Class B common stock (together, the "Shares") (the "Offer"), and include Shares tendered pursuant to notices of guaranteed delivery. The Offer was made upon the terms and subject to the conditions set forth in the Offer to Purchase, dated August 8, 2017, which was annexed to and filed with the Schedule TO filed by the Reporting Person with the Securities and Exchange Commission on August 8, 2017.
(2)  Supreme's Class B common stock is convertible into Class A common stock on a one-for-one basis upon the disposition by a holder of Class B Shares. If, at any time, there are less than 300,000 shares of Class B common stock outstanding, all remaining shares shall be deemed automatically converted into the same number of shares of Class A common stock. In connection with the Offer, all shares of Class B common stock shall be automatically converted into the same number of shares of Class A common stock.
Remarks:
Richard J. Giromini, Chief Executive Officer of Wabash National Corporation 9/28/17
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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Filing Submission 0000879526-17-000032   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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