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Maxwell Technologies Inc – ‘10-C’ for 7/31/97

As of:  Tuesday, 9/10/96   ·   For:  7/31/97   ·   Accession #:  319815-96-5   ·   File #:  0-10964

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  As Of                Filer                Filing    For·On·As Docs:Size

 9/10/96  Maxwell Technologies Inc          10-C        7/31/97    1:3K

Report by Issuer of Securities Quoted on NASDAQ   —   Form 10-C
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-C        Report by Issuer of Securities Quoted on NASDAQ        1      6K 



SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-C Report by Issuers of Securities Quoted on NASDAQ Inter-Dealer Quotation Systems Filed Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 and Rules 13a-17 and 15d-17 Thereunder Maxwell Technologies, Inc. ------------------------------------------------------------------------------ (Exact Name of Issuer as Specified in Charter) 8888 Balboa Avenue, San Diego, CA 92123 ------------------------------------------------------------------------------ (Address of Principal Executive Offices) (619) 279-5100 ------------------------------------------------------------------------------ (Issuer's Telephone Number, Including Area Code) I. CHANGE IN NUMBER OF SHARES OUTSTANDING Indicate any change (increase or decrease ) of five percent or more in the number of shares outstanding: 1. Title of security____________________________________________________ 2. Number of shares outstanding before the change_______________________ 3. Number of shares outstanding after the change________________________ 4. Effective date of change_____________________________________________ 5. Method of change: Specify method (such as merger, acquisition, exchange, distribution, stock split, reverse split, acquisition of stock for treasury, etc.) _____________________________________________________________________________ Give brief description of transaction___________________________________ _____________________________________________________________________________ II. CHANGE IN NAME OF ISSUER 1. Name prior to change: Maxwell Laboratories, Inc. 2. Name after change: Maxwell Technologies, Inc. 3. Effective date of charter amendment changing name: August 30, 1996 4. Date of shareholder approval of change, if required: None Date: September 9, 1996 /s/ Donald M. Roberts --------------------- ------------------------------- (Officer's Signature and Title) 10C-1

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-C’ Filing    Date    Other Filings
For Period End:7/31/9710-K/A,  10-K405,  DEF 14A,  PRE 14A
Filed on:9/10/96
9/9/96
8/30/96
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Filing Submission 0000319815-96-000005   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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