Annual Report — Form 10-K — Sect. 13 / 15(d) – SEA’34 Filing Table of Contents
Document/ExhibitDescriptionPagesSize
1: 10-K Annual Report HTML 2.68M
5: EX-10.11 Senior Executive Retirement Plan HTML 88K
6: EX-10.12 First Amendment to the Senior Executive Retirement HTML 45K Plan
7: EX-10.15 Second Amended and Restated Employment Agreement HTML 149K
8: EX-10.31 Non-Qualified Defined Contribution Retirement Plan HTML 112K
2: EX-10.6 Supplemental Pension Plan HTML 83K
3: EX-10.7 First Amendment to the Supplemental Pension Plan HTML 44K
4: EX-10.8 Second Amendment to the Supplemental Pension Plan HTML 44K
10: EX-21 Subsidiaries of the Registrant HTML 47K
11: EX-23 Consent of Independent Registered Public HTML 49K
Accounting Firm
12: EX-24 Power of Attorney HTML 49K
9: EX-12 Statement Regarding Computation of Ratio of HTML 57K
Earnings to Fixed Charges
13: EX-31.1 Certification of Chief Executive Officer HTML 47K
14: EX-31.2 Certification of Chief Financial Officer HTML 47K
15: EX-32.1 Statement of Chief Executive Officer HTML 44K
16: EX-32.2 Statement of Chief Financial Officer HTML 44K
112: R1 Document and Entity Information HTML 71K
84: R2 Consolidated Balance Sheets HTML 157K
104: R3 Consolidated Balance Sheets (Parenthetical) HTML 56K
117: R4 Consolidated Statements of Income HTML 127K
147: R5 Consolidated Statements of Comprehensive Income HTML 69K
89: R6 Consolidated Statements of Comprehensive Income HTML 52K
(Parenthetical)
103: R7 Consolidated Statements of Stockholders' Equity HTML 71K
77: R8 Consolidated Statements of Stockholders' Equity HTML 43K
(Parenthetical)
62: R9 Consolidated Statements of Cash Flows HTML 136K
149: R10 Significant Accounting Policies HTML 122K
119: R11 Fair Values of Financial Instruments HTML 453K
118: R12 Investments HTML 526K
126: R13 Derivative Financial Instruments HTML 237K
127: R14 Accumulated Other Comprehensive Income HTML 127K
123: R15 Liability for Unpaid Claims HTML 120K
128: R16 Income Tax HTML 180K
105: R17 Debt HTML 88K
114: R18 Employee Benefit Plans HTML 649K
121: R19 Stockholders' Equity and Earnings Per Common Share HTML 106K
161: R20 Stock-Based Compensation HTML 141K
139: R21 Reinsurance HTML 67K
96: R22 Segment Information HTML 375K
120: R23 Commitments and Contingent Liabilities HTML 66K
100: R24 Statutory Financial Information HTML 77K
51: R25 Unaudited Quarterly Results HTML 101K
141: R26 Schedule I Summary of Investments HTML 97K
154: R27 Condensed Finacial Information of Registrant HTML 220K
71: R28 Schedule III Supplementary Insurance Information HTML 195K
70: R29 Schedule IV Reinsurance HTML 130K
75: R30 Schedule V Valuation and Qualifying Accounts HTML 101K
76: R31 Signficant Accounting Policies (Policies) HTML 300K
78: R32 Significant Accounting Policies (Tables) HTML 63K
35: R33 Fair Values of Financial Instruments (Tables) HTML 424K
137: R34 Investments (Tables) HTML 510K
93: R35 Derivative Financial Instruments (Tables) HTML 208K
97: R36 Accumulated Other Comprehensive Income (Tables) HTML 127K
56: R37 Liability for Unpaid Claims (Tables) HTML 109K
160: R38 Income Tax (Tables) HTML 170K
23: R39 Debt (Tables) HTML 69K
81: R40 Employee Benefit Plans (Tables) HTML 754K
145: R41 Stockholders' Equity and Earnings Per Common Share HTML 105K
Stockholders' Equity and Earnings Per Common Share
(Tables)
53: R42 Stock-Based Compensation (Tables) HTML 109K
69: R43 Reinsurance (Tables) HTML 59K
74: R44 Segment Information (Tables) HTML 372K
85: R45 Statutory Financial Information (Tables) HTML 72K
34: R46 Unaudited Quarterly Results (Tables) HTML 98K
61: R47 Schedule I Summary of Investments (Tables) HTML 91K
26: R48 Condensed Financial Information of Registrant HTML 209K
(Tables)
143: R49 Schedule III Supplmentary Insurance Information HTML 189K
(Tables)
52: R50 Schedule IV Reinsurance (Tables) HTML 129K
138: R51 Schedule V Valuation and Qualifying Accounts HTML 98K
(Tables)
57: R52 Significant Accounting Policies - Additional HTML 64K
Information (Detail)
82: R53 Carrying Amount and Fair Value of Financial HTML 92K
Instruments (Detail)
25: R54 Fair Value Measurements by Input Level (Detail) HTML 117K
31: R55 Transfers of Assets between Level 1 and Level 2 HTML 51K
(Detail)
73: R56 Changes in Assets and Liabilities Measured at Fair HTML 91K
Value on a Recurring Basis using Significant
Unobservable Inputs (Level 3) (Detail)
42: R57 Quantitative Information Regarding Significant HTML 104K
Unobservable Inputs (Details)
150: R58 Fair Value of Financial Instruments Additional HTML 63K
Information (Detail)
91: R59 Amortized Cost and Fair Values of Securities by HTML 69K
Security Type (Detail)
124: R60 Length of Time Fixed Maturity Securities had been HTML 68K
in a Gross Unrealized Loss Position (Detail)
60: R61 Distribution of the Maturity Dates for Fixed HTML 122K
Maturity Securities (Detail)
65: R62 Mortgage Loans by Property Type (Detail) HTML 52K
134: R63 Mortgage Loans by Geographic Region (Detail) HTML 59K
129: R64 Mortgage Loans, Sorted by Applicable Credit HTML 50K
Quality Indicators, Internal rating (Detail)
95: R65 Mortgage Loans, Sorted by Applicable Credit HTML 49K
Quality Indicators, Loan to Value Ratio (Detail)
132: R66 Activity in Allowance for Credit Losses (Detail) HTML 50K
58: R67 Impaired Mortgage Loans (Detail) HTML 49K
101: R68 Investments Mortgage Loan Restructuring (Detail) HTML 54K
153: R69 Investments Offsetting for Derivatives and HTML 159K
Securities Lending Balances (Details)
29: R70 Investments Investment Income (Detail) HTML 69K
50: R71 Realized Investment Gains and Losses Reported in HTML 76K
Consolidated Statements of Income (Detail)
83: R72 Investments - Additional Information (Detail) HTML 135K
40: R73 Notional Amounts for Each Category of Derivative HTML 61K
Activity (Detail)
159: R74 Location and Fair Values of Derivative Financial HTML 57K
Instruments (Detail)
54: R75 Location of Gains and Losses on Derivative HTML 57K
Financial Instruments Designated as Cash Flow
Hedging Instruments (Detail)
45: R76 Location of and Gain (Loss) on Derivative HTML 50K
Financial Instruments Not Designated as Hedging
Instruments (Detail)
49: R77 Derivative Financial Instruments - Additional HTML 86K
Information (Detail)
32: R78 Liability for Unpaid Claims Recon (Detail) HTML 74K
36: R79 Schedule of Other Comprehensive Income (Details) HTML 64K
115: R80 Reconciliation of Policy and Contract Benefits and HTML 62K
Reserves for Future Policy and Contract Benefits
(Detail)
47: R81 Schedule of Net Unrealized Gain on Securities HTML 62K
(Details)
151: R82 Liability for Unpaid Claims - Additional HTML 64K
Information (Detail)
79: R83 Schedule of Reclassifications from Accumulated HTML 95K
Other Comprehensive Income to Income (Details)
122: R84 Income Tax (Benefit)(Detail) HTML 65K
131: R85 Reconciliation of income tax computed at US HTML 62K
Federal tax rates (Detail)
46: R86 Schedule of deferred income tax assets and HTML 69K
liabilities (Detail)
48: R87 Schedule of Income subject to domestic and foreign HTML 79K
taxation (Detail)
148: R88 Unrecognized tax benefits (Detail) HTML 60K
41: R89 Income Tax Additional Information (Detail) HTML 82K
116: R90 Debt Schedule (Detail) HTML 73K
108: R91 Debt - Additional Information Domain (Detail) HTML 113K
135: R92 Employee Benefit Plans Change in Projected Benefit HTML 102K
Obligation Amount (Details)
107: R93 Employee Benefit Plans Net Periodic Benefit Cost HTML 66K
(Detail)
90: R94 Employee Benefit Plans Amounts Recognized in HTML 85K
Balance Sheet (Details)
142: R95 Employee Benefit Plans Amounts Recognized in Other HTML 78K
Comprehensive Income (Details)
86: R96 Employee Benefit Plans US Pension Assets, Fair HTML 109K
Value Inputs (Details)
55: R97 Employee Benefit Plans US Changes in Assets HTML 72K
measured at fair value using significant
unobservable inputs (Details)
98: R98 Employee Benefit Plans UK Pension Assets, Fair HTML 58K
Value Measurement by Input Level (Details)
92: R99 Employee Benefit Plans OPEB Plan Assets, Fair HTML 48K
Value Measurements by Input Level (Details)
72: R100 Employee Benefit Plans OPEB Changes in Assets HTML 55K
Measured at Fair Value Using Signficant
Unobservable Inputs (Details)
162: R101 Employee Benefit Plans Measurement Assumptions HTML 71K
(Details)
133: R102 Employee Benefit Plans Expected Benefit Payments HTML 89K
(Details)
106: R103 Employee Benefit Plans - Additional Information HTML 168K
(Detail)
33: R104 Net Income Per Common Share (Detail) HTML 74K
144: R105 Stockholders' Equity and Earnings Per Common Share HTML 47K
Authorized share repurchase programs (Details)
152: R106 Stockholders' Equity and Earnings Per Common Share HTML 61K
Share Repurchases (Details)
146: R107 Stockholders' Equity and Earnings Per Common Share HTML 78K
- Additional Information (Detail)
102: R108 Stock-Based Compensation - Nonvested Stock Awards HTML 71K
Classified in Equity (Detail)
43: R109 Stock-Based Compensation Stock-Based Compensation HTML 61K
- Cash Settled Awards Classified as Liability
(Details)
125: R110 Stock-Based Compensation Expense (Detail) HTML 52K
59: R111 Stock-Based Compensation - Additional Information HTML 121K
(Detail)
24: R112 Stock option activity (Detail) HTML 74K
88: R113 Reinsurance - Premium Income Data (Detail) HTML 63K
80: R114 Reinsurance - Additional Information (Detail) HTML 53K
140: R115 Reconciliation of Total Operating Revenue and HTML 80K
Operating Income by Segment to Revenue and Net
Income (Detail)
64: R116 Premium Income by Major Line of Business within HTML 88K
Each Segment (Detail)
156: R117 Selected Operating Statement Data by Segment HTML 92K
(Detail)
37: R118 Segment Information Deferred Acquisition Costs by HTML 73K
Segment (Details)
111: R119 Assets by Segment (Detail) HTML 49K
130: R120 Segment Information Segments - Additional HTML 47K
Information (Detail)
27: R121 Commitments and Contingent Liabilities - HTML 78K
Additional Information (Detail)
109: R122 Combined Statutory Capital and Surplus (Detail) HTML 46K
99: R123 Statutory Financial Information (Detail) HTML 48K
30: R124 Statutory Financial Information - Additional HTML 56K
Details (Detail)
113: R125 Schedule of Unaudited Quarterly Results (Detail) HTML 75K
158: R126 Unaudited Quarterly Results - Additional HTML 49K
Information (Detail)
38: R127 Schedule I Summary of Investments (Detail) HTML 100K
66: R128 Parent Company Balance Sheet (Detail) HTML 108K
136: R129 Parent Company Balance Sheet (Parenthetical) HTML 43K
(Detail)
157: R130 Parent Company Statement of Income (Detail) HTML 92K
94: R131 Parent Company Cash Flow Statement (Detail) HTML 109K
110: R132 Parent Company Debt Schedule (Detail) HTML 83K
39: R133 Parent Company Notes - Additional Details (Detail) HTML 92K
44: R134 Schedule III Supplementary Insurance Information HTML 118K
(Detail)
87: R135 Schedule IV Reinsurance (Detail) HTML 86K
68: R136 Schedule V Valuation and Qualifying Accounts HTML 58K
(Detail)
155: XML IDEA XML File -- Filing Summary XML 243K
28: EXCEL IDEA Workbook of Financial Reports XLSX 855K
67: EXCEL IDEA Workbook of Financial Reports (.xls) XLS 8.20M
17: EX-101.INS XBRL Instance -- unm-20131231 XML 11.67M
19: EX-101.CAL XBRL Calculations -- unm-20131231_cal XML 316K
20: EX-101.DEF XBRL Definitions -- unm-20131231_def XML 2.23M
21: EX-101.LAB XBRL Labels -- unm-20131231_lab XML 3.87M
22: EX-101.PRE XBRL Presentations -- unm-20131231_pre XML 2.59M
18: EX-101.SCH XBRL Schema -- unm-20131231 XSD 436K
63: ZIP XBRL Zipped Folder -- 0000005513-14-000008-xbrl Zip 758K
‘EX-10.12’ — First Amendment to the Senior Executive Retirement Plan
FIRST AMENDMENT TO THE UNUM GROUP SENIOR EXECUTIVE RETIREMENT PLAN January 1, 2008 Amendment and Restatement
The Unum Group Senior Executive Retirement Plan (the “Plan”) was last amended and restated effective generally January 1, 2008. The Plan shall be further amended as set forth herein.
1.The terms used in this Amendment have the meanings set forth in the Plan unless the context indicates otherwise.
2.The following sentence is added to the Preamble: “The
Plan is frozen as of the close of the Plan Year ending December 31, 2013.”
3.The reference in Section 1.10 of the Plan to “Article III” is replaced with “Article II”.
4.Section 1.12 of the Plan is amended in its entirety to read as follows:
1.12 “Final Average Earnings” means the amount resulting from adding the Participant’s Earnings during the five calendar years (whether or not consecutive) in which such Earnings were the highest within the 10 consecutive calendar years ending on December 31, 2013, then dividing by five.
5.The following subsection (d) is added to Section 1.14:
6.Sections 1.17 through 1.20 of the Plan are amended to renumber them as Sections 1.18 through 1.21, and a new Section 1.17 is added to read as follows:
1.17 “Plan Year” means plan year as defined in the Qualified Plan.
7.Section 1.18 of the Plan (after giving effect to this Amendment) is amended in its entirety to read as follows:
1.18 “Qualified Plan” means the Unum Group Pension Plan, as amended and restated effective generally January 1, 2010, and as amended from time to time thereafter.
8.The following subsection (d) is added to Section 2.01:
(d) This Plan
and the Qualified Plan are frozen as of December 31, 2013. Accordingly, notwithstanding the foregoing or any other provision of the Plan to the
contrary, each Participant’s accrued Executive Plan Benefit shall be frozen as of such date and shall not increase thereafter.
9.The reference in Section 2.03 of the Plan to “Section 3.02” is replaced with “Section 2.02”.
IN WITNESS WHEREOF, to record the adoption of this Amendment, Unum Group has caused this instrument to be executed
by its duly authorized officer this 27th day of December, 2013.
