SEC Info - Woodward, Inc. - ‘4’ for 1/31/02 re: Woodward, Inc.

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Woodward, Inc. – ‘4’ for 1/31/02 re: Woodward, Inc.

As of: Friday, 2/8/02 · For: 1/31/02 · Accession #: 108312-2-12 · File #: 0-08408

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer

 2/08/02  Woodward Governor Co.             4          Officer     1:12K  Woodward Governor Co.

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of        4±    23K 
                Securities by an Insider -- form4_carter01                       

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--------                                  UNITED STATES SECURITIES AND EXCHANGE COMMISSION             -----------------------------
 FORM 4                                                WASHINGTON, D.C. 20549                                   OMB APPROVAL        
--------                                                                                               -----------------------------
/X/ CHECK THIS BOX IF NO                    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP                OMB NUMBER:       3235-0287 
    LONGER SUBJECT TO                                                                                   EXPIRES: PENDING            
    SECTION 16.  FORM 4 OR    Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,   ESTIMATED AVERAGE BURDEN    
    FORM 5 OBLIGATIONS MAY       Section 17(a) of the Public Utility Holding Company Act of 1935 or     HOURS PER RESPONSE .... 0.5 
    CONTINUE.  SEE                       Section 30(f) of the Investment Company Act of 1940           -----------------------------
    INSTRUCTION 1(b).                                                                                                               
(Print or Type Responses)                                                                                                           
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1. Name and Address of Reporting Person*     2. Issuer Name AND Ticker or Trading Symbol     6. Relationship of Reporting Person(s) 
                                                                                                 to Issuer (Check all applicable)   
                                                                                                    Director             10% Owner  
    Carter        Stephen         P.            Woodward Governor Company       WGOV           ----                 ----            
---------------------------------------------------------------------------------------------   X   Officer (give        Other      
    (Last)        (First)        (Middle)    3. IRS or Social Security  4. Statement for       ----          title  ---- (specify   
                                                Number of Reporting        Month/Year                        below)       below     
                                                Person (Voluntary)                            -----------------  ------------------ 
           5001 North Second Street                                      January 2002                                               
--------------------------------------------                            --------------------- 7. Individual or Joint/Group Filing   
                  (Street)                                              5. If Amendment,          (Check Applicable Line)           
                                                                           Date of Original   _X_Form filed by One Reporting Person 
                                                                           (Month/Year)       ___Form filed by More than One        
Rockford          IL                61111                                                      Reporting Person                     
------------------------------------------------------------------------------------------------------------------------------------
    (City)       (State)            (Zip)        TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED   
------------------------------------------------------------------------------------------------------------------------------------
1. Title of Security               2. Trans-   3. Trans-     4. Securities Acquired (A)    5. Amount of     6. Owner-   7. Nature   
   (Instr. 3)                         action      action        or Disposed of (D)            Securities       ship        of In-   
                                      Date        Code          (Instr. 3, 4 and 5)           Beneficially     Form:       direct   
                                                  (Instr. 8)                                  Owned at         Direct      Bene-    
                                     (Month/                                                  End of           (D) or      ficial   
                                      Day/     -------------------------------------------    Month            Indirect    Owner-   
                                      Year)                               (A) or                               (I)         ship     
                                                Code    V       Amount    (D)     Price       (Instr. 3        (Instr. 4) (Instr. 4)
                                                                                              and 4)                                
------------------------------------------------------------------------------------------------------------------------------------
Woodward Governor Company             01/25/02   P(*)            91        A      $54.75      2,186            D                    
Common Stock                                                                                                                        
------------------------------------------------------------------------------------------------------------------------------------
Woodward Governor Company                                                                     2,534            I          Stock Plan
Common Stock                                                                                                                        
------------------------------------------------------------------------------------------------------------------------------------

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(*) Purchase pursuant to an established Rule 10b5-1 Plan-Officer Stock Purchase                                                     

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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.                   (Over)
* If the form is filed by more than one reporting person, SEE Instruction 4(b)(v).                                   SEC 1474 (7-97)

                              POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION                                 
                              CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM                                    
                              DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER.                                                        


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FORM 4 (CONTINUED)          TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED                           
                                   (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)                                   

------------------------------------------------------------------------------------------------------------------------            
1. Title of Derivative Security     2. Conver-   3. Trans-   4. Transac-   5. Number of Deriv-      6. Date Exer-                   
   (Instr. 3)                          sion or      action      tion Code     ative Securities Ac-     cisable and Ex-              
                                       Exercise     Date        (Instr. 8)    quired (A) or Dis-       piration Date                
                                       Price of    (Month/                    posed of (D)             (Month/Day/                  
                                       Deriv-       Day/                      (Instr. 3, 4, and 5)     Year)                        
                                       ative        Year)                                                                           
                                       Security                                                                                     

                                                                                                    --------------------            

                                                                                                     Date      Expira-              
                                                             --------------------------------------  Exer-     tion                 
                                                                                                     cisable   Date                 
                                                              Code    V        (A)        (D)                                       
                                                                                                                                    
------------------------------------------------------------------------------------------------------------------------            
Nonqualified Stock Option              $16.625      01/10/1996                                    11/18/1996  01/17/2006            
(right to buy)                                                                                                                      
------------------------------------------------------------------------------------------------------------------------            
Nonqualified Stock Option              $23.50       11/18/1996                                    11/18/1996  11/17/2006            
(right to buy)                                                                                                                      
------------------------------------------------------------------------------------------------------------------------            
Nonqualified Stock Option              $32.25       11/17/1997                                    11/17/1997  11/16/2007            
(right to buy)                                                                                                                      
------------------------------------------------------------------------------------------------------------------------            
Nonqualified Stock Option              $32.00       01/14/1998                                    01/14/1998  01/13/2008            
(right to buy)                                                                                                                      
------------------------------------------------------------------------------------------------------------------------            
Nonqualified Stock Option              $22.00       11/16/1998                                    11/16/1998  11/15/2008            
(right to buy)                                                                                                                      
------------------------------------------------------------------------------------------------------------------------            
Nonqualified Stock Option              $24.75       11/16/1999                                    11/15/2000  11/15/2009            
(right to buy)                                                                                                                      
------------------------------------------------------------------------------------------------------------------------            
Nonqualified Stock Option              $41.813      11/21/2000                                    11/20/2001  11/20/2010            
(right to buy)                                                                                                                      
------------------------------------------------------------------------------------------------------------------------            
Nonqualified Stock Option              $49.00       10/01/2001                                    09/30/2002  09/30/2011            
(right to buy)                                                                                                                      
------------------------------------------------------------------------------------------------------------------------            
Phantom Stock Units                    1-for-1      11/23/2001                                    (1)         (1)                   
------------------------------------------------------------------------------------------------------------------------            

------------------------------------------------------------------------------------------------------------------------            



------------------------------------------------------------------------------------------                                          
7. Title and Amount of Under-       8. Price   9. Number     10. Owner-     11. Nature                                              
   lying Securities                    of         of Deriv-      ship           of In-                                              
   (Instr. 3 and 4)                    Deriv-     ative          Form           direct                                              
                                       ative      Securi-        of De-         Bene-                                               
                                       Secur-     ties           rivative       ficial                                              
                                       ity        Bene-          Secu-          Own-                                                
                                       (Instr.    ficially       rity:          ership                                              
                                       5)         Owned          Direct         (Instr. 4)                                          
                                                  at End         (D) or                                                             
                     Amount or                    of             Indi-                                                              
       Title         Number of                    Month          rect (I)                                                           
                     Shares                       (Instr. 4)     (Instr. 4)                                                         
                                                                                                                                    
------------------------------------------------------------------------------------------                                          
Common Stock         3,000(a)                     3,000          D                                                                  
------------------------------------------------------------------------------------------                                          
Common Stock         17,600(b)                    20,600         D                                                                  
------------------------------------------------------------------------------------------                                          
Common Stock         20,068(b)                    40,668         D                                                                  
------------------------------------------------------------------------------------------                                          
Common Stock         7,542(b)                     48,210         D                                                                  
------------------------------------------------------------------------------------------                                          
Common Stock         18,000(b)                    66,210         D                                                                  
------------------------------------------------------------------------------------------                                          
Common Stock         13,000(b)(c)                 79,210         D                                                                  
------------------------------------------------------------------------------------------                                          
Common Stock         10,000(b)(c)                 89,210         D                                                                  
------------------------------------------------------------------------------------------                                          
Common Stock         15,000(b)(c)                 104,210        D                                                                  
------------------------------------------------------------------------------------------                                          
Common Stock         21,380            $49.06     125,590        D                                                                  
------------------------------------------------------------------------------------------                                          

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Explanation of Responses: (a) Stock options originally granted on January 17, 1996 under                                            
the Woodward Governor Company 1996 Long-Term Incentive Compensation Plan remaining upon                                             
partial attainment of performance goals for Fiscal Year 1996. (b) Grant to reporting person                                         
of option to buy shares of common stock under the Woodward Governor Company 1996 Long-Term                                          
Incentive Compensation Plan is an exempt transaction under Rule 16b-3. (c) Shares become                                            
exercisable at the rate of 25% per year beginning one year from date of grant.                                                      
(1) The phantom stock units were accrued under the Woodward Governor Company Unfunded                                               
Deferred Compensation Plan No. 2 and are to be settled in 100% cash upon separation from                                            
the Company.                                                                                                                        

                                                                                      /s/ Stephen P. Carter             01/08/02    
                                                                                  -----------------------------------  -----------  
**Intentional misstatements or omissions of facts constitute                        **Signature of Reporting Person       Date      
  Federal Criminal Violations.  SEE 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).                                                           

Note: File three copies of this Form, one of which must be manually signed.                                                         
      If space is insufficient, SEE Instruction 6 for procedure.                                                                    

Potential persons who are to respond to the collection of information contained                                                     
in this form are not required to respond unless the form displays a currently                                                       
valid OMB Number.                                                                                                                   
                                                                                                                              Page 2
                                                                                                                     SEC 1474 (7-97)

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Dates Referenced Herein and Documents Incorporated by Reference

		Referenced-On Page
This ‘4’ Filing	Date	First	Last	Other Filings

Filed on:	2/8/02			10-Q, 4
For Period end:	1/31/02			4
	1/17/96	2
				List all Filings

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Filing Submission 0000108312-02-000012 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Woodward, Inc. – ‘4’ for 1/31/02 re: Woodward, Inc.

As of: Friday, 2/8/02 · For: 1/31/02 · Accession #: 108312-2-12 · File #: 0-08408

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

Dates Referenced Herein and Documents Incorporated by Reference

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents