Current Report — Form 8-K Filing Table of Contents
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(Address
of principal executive offices, including zip code)
i(781)
i522-3000
(Registrant's telephone number, including
area code)
____________________________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.below):
i☐
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
i☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
i☐
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
i☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined
in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company i☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant
to Section 13(a) of the Exchange Act. ¨
Securities registered pursuant to Section 12(b) of the Act:
Item 5.02.
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
First Amendment to Employment Agreement with Gregory J. Hayes
On March 4, 2021, Raytheon Technologies Corporation (the “Company”) and Gregory J. Hayes entered into the First Amendment to the Employment Agreement between the Company and Mr. Hayes dated June 9, 2019 (the “Hayes Employment Agreement”). The Amendment modifies the provisions of the Employment Agreement relating to annual equity award grants to give discretion to the Compensation Committee of the
Company’s Board of Directors to determine the amount of the grants each year.
The foregoing description of the First Amendment to the Hayes Employment Agreement does not purport to be complete and is qualified in its entirety by reference to the full text of the First Amendment to the Hayes Employment Agreement, a copy of which is attached hereto as Exhibit 10.1 and is hereby incorporated herein by reference.
First Amendment to Employment Agreement with Thomas A. Kennedy
Concurrently with amending the Hayes Employment Agreement, on March 4, 2021, the
Company and Thomas A. Kennedy also entered into the First Amendment to the Employment Agreement between the Company and Mr. Kennedy dated June 9, 2019, the terms of which are substantially similar to the terms of the First Amendment to the Hayes Employment Agreement.
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.