State Street Corp – ‘NT 11-K’ for 12/31/96

As of:  Thursday, 6/26/97   ·   For:  12/31/96   ·   Accession #:  93751-97-77   ·   File #:  1-07511

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Notice of a Late Filing of a Form 11-K   —   Form 12b-25
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: NT 11-K     12B-25 for Wendover Funding, Inc.'S 11-K               3±    12K 


UNITED STATES               
SECURITIES AND EXCHANGE COMMISSION              
Washington, D.C. 20549              

FORM 12b-25               
                                   SEC FILE NUMBER
NOTIFICATION OF LATE FILING         0-5108

(Check one):                                                                    
[]Form 10-K  []Form 20-F  [X]Form 11-K  []Form 10-Q  []Form N-SAR               

For Period Ended:  December 31, 1996                                  
----------------------------    
[ ] Transition Report on Form 10-K                                      
[ ] Transition Report on Form 20-F                                      
[ ] Transition Report on Form 11-K                                      
[ ] Transition Report on Form 10-Q                                      
[ ] Transition Report on Form N-SAR                                     
For the Transition Period Ended:                                        
                     ---------------------------

If the notification relates to a portion of the filing checked                  
above, identify the Item(s) to which the notification relates:                  

PART I   REGISTRANT INFORMATION                                                 

Wendover Funding, Inc. Employees' Savings Plus and Profit             
Sharing Plan                                                          
State Street Corporation                                              
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Full Name of Registrant                                                         

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Former Name if Applicable                                                       

State Street Corporation                                              
225 Franklin Street                                                   
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Address of Principal Executive Office (Street and Number)                       

Boston, Massachusetts 02110                                             
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City, State and Zip Code                                                        

PART II - RULES 12b-25(b) AND (c)                                               

If the subject report could not be filed without unreasonable                   
effort or expense and the registrant seeks relief pursuant to                   
Rule 12b-25(b), the following should be completed.  (Check box if               
appropriate)                                                                    

(a)  The reasons described in reasonable detail in Part III           
of this form could not be eliminated without                
unreasonable effort or expense;                             
(b)  The subject annual report, semi-annual report,                   
transition report on Form 10-K, Form 20-F, 11-K or Form     
N-SAR, or portion thereof, will be filed on or before       
the fifteenth calendar day following the prescribed due     
[X]       date; or the subject quarterly report of transition                   
report on Form 10-Q, or portion thereof will be filed       
on or before the fifth calendar day following the           
prescribed due date; and                                    
(c)  The accountant's statement or other exhibit required by          
Rule 12b-25(c) has been attached if applicable.             

PART III   NARRATIVE                                                            

State below in reasonable detail the reasons why Forms 10-K,                    
20-F, 11-K, 10-Q, N-SAR, or the transition report or portion                    
thereof, could not be filed within the prescribed time period.                  

Wendover Funding, Inc. was an indirect, wholly-owned                  
subsidiary of State Street Corporation until June 1, 1997.  The                 
Wendover Funding, Inc. Employees' Savings Plus and Profit Sharing               
Plan (the "Registrant") (which at December 31, 1996 permitted                   
investment in the common stock of State Street Corporation, the                 
then-employer of the Plan participants), hereby seeks relief                    
pursuant to Rule 12b-25(b) from filing Registrant's Form 11-K for               
the Plan for the period ended December 31, 1996 ("11-K"), which                 
11-K cannot be filed on June 30, 1997, the prescribed due date                  
for the 11-K, without unreasonable effort and expense because                   
asset conversion in the beginning of the fourth quarter resulted                
in a need to gather information from two administrators to                      
complete audit.  The 11-K will be filed on or before the                        
fifteenth calendar day following June 30, 1997.                                 

PART IV   OTHER INFORMATION                                                     

(1)  Name and telephone number of person to contact in regard to                
this notification                                                     

Evalyn Lipton Fishbein          617           664-3507                
--------------------------   ----------  -------------------          
(Name)             (Area Code)  (Telephone Number)  

(2)  Have all other periodic reports required                                   
under Section 13 or 15(d) of the Securities                           
Exchange Act of 1934 or Section 30 of the                             
Investment Company Act of 1940 during the                             
preceding 12 months or for such shorter period                        
that the registrant was required to file such                         
report(s) been filed?  If answer is no,      [X] Yes  [] No           
identify report(s).                                                   

------------------------------------------------------------          

(3)  Is it anticipated that any significant change                              
in results of operations from the corresponding                       
period for the last fiscal year will be reflected                     
by the earnings statements to be included in                          
the subject report or portion thereof?        [] Yes  [X] No          

If so, attach an explanation of the anticipated change, both          
narratively and quantitatively, and, if appropriate, state            
the reasons why a reasonable estimate of the results cannot           
be made.                                                              

=================================================================               

Wendover Funding, Inc. Employees' Savings Plus and Profit             
Sharing Plan                                                          
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(Name of Registrant as Specified in Charter)            

has caused this notification to be signed on its behalf by the                  
undersigned hereunto duly authorized.                                           

Date:  June 25, 1997           By:  /s/John T. Kammerer                         
-----------------------      -----------------------------          
                    Executive Vice President and
               Chief Financail Officer
              Wendover Funding, Inc.

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘NT 11-K’ Filing		Date		Other Filings
		6/30/97		10-Q
Filed on:		6/26/97
		6/25/97
		6/1/97		4
For Period End:		12/31/96		10-K,  DEF 14A,  PRE 14A
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