Document/Exhibit Description Pages Size
1: 485BPOS Equi-Vest Post Effective Amendment 10 49K
23: EX-99.10(B)NOTICE Notice Concerning Regulatory Relief 1 10K
24: EX-99.13ASCHEDULES Schedules for Computation of Money Market 1 10K
Fund
25: EX-99.13BFORMULAE 30 - Day Yields 12/31/94 2 17K
26: EX-99.13CPERFVALUE Separate Account A Performance Values 15 62K
Worksheets
2: EX-99.1ARESOLUTIONS Resolutions of the Board of Directors 4 20K
3: EX-99.1BRESOLUTIONS Resolutions of the Board of Directors 3 17K
4: EX-99.3ASALESAGREE Sales Agreement 12 27K
5: EX-99.3BSALESAGREE Sales Agreement Dated as of July 22, 1992 12 27K
6: EX-99.3CDISTAGREE Distribution and Servicing Agreement May 1, 17 50K
1994
7: EX-99.3DDISTAGREE Distribution Agreement Dated as of January 9 25K
1, 1995
8: EX-99.3ESALESAGREE Sales Agreement, Dated as of January 1, 11 27K
1995
9: EX-99.4ACONTRACTS Group Annuity Contracts and Ind Annuity 396 2.17M
Certs
10: EX-99.4BAMENDMENTS Forms of Endorsements to Group Annuity 67 277K
Contracts
11: EX-99.4CENDORSEMENT Unit Investment Trust Endorsement 9± 44K
12: EX-99.4DCONTRACTS Forms of Group Annuity Contracts 507± 2.10M
13: EX-99.4ECONTRACTS Form of Group Annuity Contract and 74 280K
Endorsements
14: EX-99.4FCONTRACT Form of Group Annuity Certificate 36 116K
15: EX-99.4GCERTIFICATE Forms of Group Annuity Certificate 23 73K
16: EX-99.4HCERTIFICATE Forms of Endorsement 9 33K
17: EX-99.4IDATAPAGES Forms of Data Pages to Endorsement 9 38K
18: EX-99.5AAPPLICATION Form of Application for Equi-Vest 17± 63K
19: EX-99.5BAPPLICATION Form of Application Used Under Equi-Vest 8± 28K
20: EX-99.9AOPINION Opinion and Consent of Jonathan E. Gaines, 2 15K
Esq.
21: EX-99.9BOPINION Jonathan Gaines 7-16-92 2 15K
22: EX-99.9COPINION Opinion and Consent of Jonathan E. Gaines 2 14K
Registration No. 2-30070
Registration No. 811-1705
-------------------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
-----------------------------------
FORM N-4
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 | |
Pre-Effective Amendment No. | |
----
|X|
Post-Effective Amendment No. 62
----
AND/OR
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 | |
|X|
Amendment No. 64
----
(Check appropriate box or boxes)
--------------------------------
SEPARATE ACCOUNT A
of
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
(Exact Name of Registrant)
--------------------------
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
(Name of Depositor)
1290 Avenue of the Americas, New York, New York 10104
(Address of Depositor's Principal Executive Offices)
Depositor's Telephone Number, including Area Code: (212) 554-1234
----------------------------
MARY P. BREEN
VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL
The Equitable Life Assurance Society of the United States
1290 Avenue of the Americas, New York, New York 10104
(Names and Addresses of Agents for Service)
--------------------------------
Please send copies of all communications to:
PETER E. PANARITES, ESQ.
Freedman, Levy, Kroll & Simonds
1050 Connecticut Avenue, N.W., Suite 825
Washington, D.C. 20036
---------------------------------
Approximate Date of Proposed Public Offering: Continuous
It is proposed that this filing will become effective (check
appropriate box):
|X| Immediately upon filing pursuant to paragraph (b) of Rule 485.
| | On May 1, 1998 pursuant to paragraph (b) of Rule 485.
| | 60 days after filing pursuant to paragraph (a)(1) of Rule 485.
| | On (date) pursuant to paragraph (a)(1) of Rule 485.
| | 75 days after filing pursuant to paragraph (a)(2) of Rule 485.
| | On (date) pursuant to paragraph (a)(3) of Rule 485.
If appropriate, check the following box:
| | This post-effective amendment designates a new effective date for
previously filed post-effective amendment.
---------------------------------
Title of Securities Being Registered:
Units of interest in Separate Account under variable annuity
contracts.
NOTE
This Post Effective Amendment No. 62 ("PEA") to the Form N-4 Registration
Statement No. 2-30070 ("Registration Statement") of The Equitable Life Assurance
Society of the United States and its Separate Account A is being filed solely
for the purpose of filing electronically in Edgarized form, the exhibits listed
under Part C. All of such exhibits were previously filed with the Registration
Statement in paper format. The PEA does not amend or delete any other part of
the Registration Statement.
PART C
OTHER INFORMATION
-----------------
This Part C is amended solely for the purpose of adding Edgarized Exhibits 1(a),
1(b), 3(a)-(e), 4(a)-(i), 5(a), 5(b), 9(a)-(c), 10(b) and 13(a)-(c) to Item
24(b), and refiling such exhibits electroncially herewith. No amendment or
deletion is made of any of the other information set forth under Part C of the
Registration Statement.
Item 24. Financial Statements and Exhibits
----------------------------------
(b) Exhibits.
The following exhibits are refiled herewith in EDGAR format:
1. (a) Resolutions of the Board of Directors of The
Equitable Life Assurance Society of the United
States ("Equitable") authorizing the
establishment of the Registrant, previously filed
with this Registration Statement No. 2-30070 on
October 27, 1987, refiled electronically herewith.
(b) Resolutions of the Board of Directors of
Equitable dated October 16, 1986 authorizing the
reorganization of Separate Accounts A, C, D, E, J
and K into one continuing separate account,
previously filed with this Registration Statement
No. 2-30070 on April 24, 1995, refiled electronically
herewith.
3. (a) Sales Agreement, dated September 30, 1991 among
Equitable, Separate Account A and Equitable Variable
Life Insurance Company, as principal underwriter for
the Hudson River Trust, previously filed with this
Registration Statement No. 2-30070 on April 24,
1995, refiled electronically herewith.
(b) Sales Agreement, dated as of July 22, 1992, among
Equitable, Separate Account A and Equitable
Variable Life Insurance Company, as principal
underwriter for the Hudson River Trust,
previously filed with this Registration Statement
No. 2-30070 on April 26, 1993, refiled electronically
herewith.
C-1
(c) Distribution and Servicing Agreement among Equico
Securities, Inc. (now EQ Financial Consultants, Inc.),
Equitable and Equitable Variable Life Insurance
Company, dated as of May 1, 1994, previously filed
with this Registration Statement No. 2-30070 on
February 14, 1995, refiled electronically herewith.
(d) Distribution Agreement dated as of January 1, 1995 by
and between The Hudson River Trust and Equico
Securities, Inc. (now EQ Financial Consultants, Inc.),
previously filed with this Registration Statement No.
2-30070 on April 24, 1995, refiled electronically
herewith.
(e) Sales Agreement, dated as of January 1, 1995, by and
among Equico Securities, Inc. (now EQ Financial
Consultants, Inc.), Equitable, Separate Account A,
Separate Account No. 301 and Separate Account No. 51,
previously filed with this Registration Statement No.
2-30070 on April 24, 1995, refiled electronically
herewith.
4. (a) Form of Group Annuity Contract No. 11929 CI,
amendments and endorsements thereto; Application for
Group Annuity Contract; Form of Certificate No.
119331; Form of Group Annuity Contract 11930 CT,
endorsements and amendments thereto; Form of
Certificate No.11934 T; Form of Group Annuity Contract
No. 11931 CH, endorsements and amendments thereto;
Form of Certificate No. 11935 CH; Form of Group
Annuity Contract No. 11932 CP, endorsements and
amendments thereto, Form of Certificate No. 11936P;
Form of Group Annuity contract No. 11938 C-C,
amendments and endorsements thereto; Form of
Certificate No. 11938C; Form of Group Annuity
Contract No. 11937C NQ, endorsements and amendments
thereto; Form of Certificate No. 11937 NQ and
amendment thereto; and, Form of Certificate No.
11939C NQ-I; previously filed with this Registration
Statement No. 2-30070 on April 24, 1995, refiled
electronically herewith.
(b) Additional amendments to Group Annuity Contracts and
Certificates listed in Exhibit 4(a) above, previously
filed with this Registration Statement File No.
2-30070 on March 2, 1990, refiled electronically
herewith.
(c) Unit Investment Trust Endorsement, previously filed
with this Registration Statement File No. 2-30070 on
December 21, 1987, refiled electronically herewith.
(d) Form of Individual Annuity Contracts No. 92CTRA, No.
92CTRB, No. 92 EDCB, 92HR1A, 92HR1B, 92IRAA, 92IRAB,
92NQCA, 92NQCB, 92PEDB, 92QPIA, 92SEPA, 92SEPB,
92TSAA, 92TSAB, 92TSUA, 92TSUB, 92UTRA, and forms of
Application No. 180-1000 used with individual qualifed
variable annuity contracts and No. 180-1001 used with
individual non-qualifed variable annuity
contracts, previously filed with this Registration
Statement File No. 2-30070 on May 27, 1992,
refiled electronically herewith.
(e) Form of Group Annuity Contract No. AC0000; Form of
Certificate No. 11993AC; Endorsements applicable to
IRA and SEP Certificates, previously filed with this
Registration Statement File No. 2-30070 on April 24,
1995, refiled electronically herewith.
(f) Form of Group Annuity Contract No. 1050-94IC,
previously filed with this Registration Statement No.
2-30070 on April 24, 1995, refiled eletronically
herewith.
(g) Forms of Group Annuity Certificate Nos. 94ICA and
94ICB, previously filed with this Registration
Statement No. 2-30070 on April 24, 1995, refiled
eletronically herewith.
(h) Forms of Endorsement Nos. 94ENIRAI, 94ENNQI and
94ENMVAI to Contract No. 1050-94IC, previously filed
C-2
with this Registration Statement No. 2-30070 on April
24, 1995, refiled electronically herewith.
(i) Forms of Data Pages to Endorsement Nos. 94ENIRAI,
94ENNQI and 94ENMVAI, previously filed with this
Registration Statement No. 2-30070 on April 24, 1995,
refiled electronically herewith.
5. (a) Forms of Applications and Requests for Enrollment for
EQUI-VEST Qualified and Non-Qualified plans, previously
filed with this Registration Statement, File No. 2-30070
on October 27, 1987, refiled electronically herewith.
(b) Form of application used with the variable annuity
contracts offered under EQUI-VEST PERSONAL RETIREMENT
PROGRAMS, previously filed with this Registration
Statement No. 2-30070 on April 24, 1995, refiled
electronically herewith.
C-3
9. (a) Opinion and Consent of Herbert P. Shyer, Esq., Executive
Vice President and General Counsel of Equitable, as to
the legality of the securities being registered,
previously filed with this Registration Statement
No. 2-30070 on December 21, 1987, refiled electronically
herewith.
(b) Opinion and Consent of Jonathan E. Gaines, Esq., Vice
President and Associate General Counsel of Equitable, as
to the legality of the securities being registered,
previously filed with this Registration Statement No.
2-30070 on July 17, 1992, refiled electronically herewith.
(c) Opinion and Consent of Jonathan E. Gaines, Esq., Vice
President and Associate General Counsel of Equitable, as
to the legality of the securities being registered,
previously filed with this Registration Statement No.
2-30070 on April 24, 1995, refiled electronically
herewith.
10. (b) Notice concerning regulatory relief, previously filed with
this Registration Statement No. 2-30070 on May 27, 1992,
refiled electronically herewith.
13. (a) Schedules for computation of Money Market Fund Yield
quotations, previously filed with this Registration
Statement No. 2-30070 on April 28, 1994, refiled
electronically herewith.
(b) Formulae for Determining "30-Day Yields" for Equi-Vest
Series Contracts Invested In One Investment Fund
(Intermediate Government Securities, Quality Bond or High
Yield) of The Hudson River Trust, previously filed with
this Registration Statement No. 2-30070 on April 24, 1995,
refiled electronically herewith.
(c) Separate Account A Performance Values Worksheets One-Year
Standardized Performance, previously filed with this
Registration Statement No. 2-30070 on April 28, 1994,
refiled electronically herewith.
C-4
SIGNATURES
As required by the Securities Act of 1933 and the Investment Company
Act of 1940, the Registrant certifies that it meets the requirements of
Securities Act Rule 485(b) for the effectiveness of this amendment to the
Registration Statement and has duly caused this amendment to the Registration
Statement to be signed on its behalf, in the City and State of New York, on the
10th day of July, 1998.
SEPARATE ACCOUNT A OF
THE EQUITABLE LIFE ASSURANCE SOCIETY
OF THE UNITED STATES
(Registrant)
By: The Equitable Life Assurance
Society of the United States
By: /s/ Naomi Weinstein
-------------------------
Naomi Weinstein
Vice President
The Equitable Life Assurance
Society of the United States
SIGNATURES
As required by the Securities Act of 1933 and the Investment Company
Act of 1940, the Depositor has duly caused this Registration Statement or
amendment thereto to be signed on its behalf, in the City and State of New York,
on the 10th day of July, 1998.
THE EQUITABLE LIFE ASSURANCE SOCIETY
OF THE UNITED STATES
(Depositor)
By: /s/ Naomi Weinstein
------------------------
Naomi Weintein
Vice President
The Equitable Life Assurance
Society of the United States
As required by the Securities Act of 1933 and the Investment Company
Act of 1940, this amendment to the Registration Statement or amendment thereto
has been signed by the following persons in the capacities and on the date
indicated:
PRINCIPAL EXECUTIVE OFFICERS:
Edward D. Miller Chairman of the Board,
Chief Executive Officer and Director
Michael Hegarty President, Chief Operating Officer
and Director
PRINCIPAL FINANCIAL OFFICER:
Stanley B. Tulin Vice Chairman of the Board,
Chief Financial Officer and Director
PRINCIPAL ACCOUNTING OFFICER:
Senior Vice President and Controller
---------------------
Alvin H. Fenichel
July 10, 1998
DIRECTORS:
Francoise Colloc'h Donald J. Greene George T. Lowy
Henri de Castries John T. Hartley Edward D. Miller
Joseph L. Dionne John H.F. Haskell, Jr. Didier Pineau-Valencienne
Denis Duverne Michael Hegarty George J. Sella, Jr.
William T. Esrey Mary R. (Nina) Henderson Stanley B. Tulin
Jean-Rene Fourtou W. Edwin Jarmain Dave H. Williams
Norman C. Francis G. Donald Johnston, Jr.
By: /s/ Naomi Weinstein
-------------------------
Naomi Weinstein
Attorney-in-Fact
July 10, 1998
C-3
EXHIBIT INDEX
--------------
[Enlarge/Download Table]
EXHIBIT NO. TAG VALUE
----------- --------
1(a) Resolutions of the Board of Directors of The EX-99.1a RESOLUTIONS
Equitable Life Assurance Society of the United
States ("Equitable") authorizing the
establishment of the Registrant.
1(b) Resolutions of the Board of Directors of EX-99.1b RESOLUTIONS
Equitable dated October 16, 1986 authorizing the
reorganization of Separate Accounts A, C, D, E, J
and K into one continuing separate account.
3(a) Sales Agreement dated September 30, 1991 among Equitable, EX-99.3a SALES AGREE
Separate Account A and Equitable Variable Life
Insurance Company, as principal underwriter for the
Hudson River Trust.
3(b) Sales Agreement, dated as of July 22, 1992, among EX-99.3b SALES AGREE
Equitable, Separate Account A and Equitable
Variable Life Insurance Company, as principal
underwriter for the Hudson River Trust.
3(c) Distribution and Servicing Agreement among Equico EX-99.3c DIST AGREE
Securities, Inc. (now EQ Financial Consultants, Inc.),
Equitable and Equitable Variable Life Insurance
Company, dated as of May 1, 1994.
3(d) Distribution Agreement dated as of January 1, 1995 by EX-99.3d DIST AGREE
and between The Hudson River Trust and Equico
Securities, Inc. (now EQ Financial Consultants, Inc.).
3(e) Sales Agreement, dated as of January 1, 1995, by and EX-99.3e SALES AGREE
among Equico Securities, Inc. (now EQ Financial
Consultants, Inc.), Equitable, Separate Account A,
Separate Account No. 301 and Separate Account No. 51.
4(a) Form of Group Annuity Contract No. 11929 CI, EX-99.4a CONTRACTS
amendments and endorsements thereto; Application for
Group Annuity Contract; Form of Certificate No.
119331; Form of Group Annuity Contract 11930 CT,
endorsements and amendments thereto; Form of
Certificate No.11934 T; Form of Group Annuity Contract
No. 11931 CH, endorsements and amendments thereto;
Form of Certificate No. 11935 CH; Form of Group
Annuity Contract No. 11932 CP, endorsements and
amendments thereto, From of Certificate No. 11936P;
Form of Group Annuity contract No. 11938 C-C,
amendments and endorsements thereto; Form of
Certificate No. 11938C; Form of Group Annuity
Contract No. 11937C NQ, endorsements and amendments
thereto; Form of Certificate No. 11937 NQ and
amendment thereto; and, Form of Certificate No.
11939C NQ-I.
4(b) Additional amendments to Group Annuity Contracts and EX-99.4b AMENDMENTS
Certificates listed in Exhibit 4(a) above.
4(c) Unit Investment Trust Endorsement. EX-99.4c ENDORSEMENT
4(d) Form of Individual Annuity Contracts No. 92CTRA, No. EX-99.4d CONTRACTS
92CTRB, No. 92 EDCB, 92HR1A, 92HR1B, 92IRAA, 92IRAB,
92NQCA, 92NQCB, 92PEDB, 92QPIA, 92SEPA, 92SEPB,
92TSAA, 92TSAB, 92TSUA, 92TSUB, 92UTRA, and forms of
Application No. 180-1000 used with individual qualifed
variable annuity contracts and No. 180-1001 used with
individual non-qualifed variable annuity
contracts.
4(e) Form of Group Annuity Contract No. AC0000; Form of EX-99.4e CONTRACTS
Certificate No. 11993AC; Endorsements applicable to
IRA and SEP Certificates.
4(f) Form of group annuity contract no. 1050-94IC. EX-99.4f CONTRACTS
4(g) Forms of group annuity certificate nos. 94ICA and EX-99.4g CERTIFICATE
94ICB.
4(h) Forms of endorsement nos. 94ENIRAI, 94ENNQI and EX-99.4h CERTIFICATE
94ENMVAI to contract no. 1050-94IC
4(i) Forms of data pages to endorsement nos. 94ENIRAI, EX-99.4i DATA PAGES
94ENNQI and 94ENMVAI.
5(a) Forms of Applications and Requests for Enrollment for EX-99.5a APPLICATION
EQUI-VEST Qualified and Non-Qualified Plans.
5(b) Form of application used with the variable annuity EX-99.5b APPLICATION
contracts offered under EQUI-VEST PERSONAL RETIREMENT
PROGRAMS.
9(a) Opinion and Consent of Herbert P. Shyer, Esq., Executive EX-99.9a OPINION
Vice President and General Counsel of Equitable, as to
the legality of the securities being registered.
9(b) Opinion and Consent of Jonathan E. Gaines, Esq., Vice EX-99.9b OPINION
President and Associate General Counsel of Equitable, as
to the legality of the securities being registered.
9(c) Opinion and Consent of Jonathan E. Gaines, Esq., Vice EX-99.9c OPINION
President and Associate General Counsel of Equitable, as
to the legality of the securities being registered.
10(b) Notice concerning regulatory relief. EX-99.10b NOTICE
13(a) Schedules for computation of Money Market Fund Yield EX-99.13a SCHEDULES
quotations.
13(b) Formulae for Determining "30-Day Yields" for EQUI-VEST EX-99.13b FORMULAE
Series Contracts Invested In One Investment Fund
(Intermediate Government Securities, Quality Bond or High
Yield) of The Hudson River Trust.
13(c) Separate Account A Performance Values Worksheets One-Year EX-99.13c PERF VALUE
Standardized Performance.
C-4
Dates Referenced Herein and Documents Incorporated by Reference
| Referenced-On Page |
|---|
| This ‘485BPOS’ Filing | | Date | | First | | Last | | | Other Filings |
|---|
| |  |
| | 7/15/98 |
| Filed on / Effective on: | | 7/10/98 | | 9 |
| | 5/1/98 | | 2 | | | | | 485BPOS |
| | 4/24/95 | | 4 | | 7 |
| | 2/14/95 | | 5 |
| | 1/1/95 | | 5 | | 10 |
| | 5/1/94 | | 5 | | 10 |
| | 4/28/94 | | 7 |
| | 4/26/93 | | 4 |
| | 7/22/92 | | 4 | | 10 |
| | 7/17/92 | | 7 |
| | 5/27/92 | | 5 | | 7 |
| List all Filings |
171 Subsequent Filings that Reference this Filing
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